INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
Adviser information for INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,873 | $953.8M |
| Non-Discretionary | 0 | $0 |
| Total | 5,873 | $953.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,493 | $580.6M |
| HNW Individuals | 157 | $357.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $7.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $8.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-69708 |
|---|---|
| SEC ERA File Number | 801-69708 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144733 |
| Legal Entity Identifier | None |
Principal Office
305 SPINDRIFT DRIVEWILLIAMSVILLE
NY
United States
Monday - Friday, 9AM-5PM
Tel: 716-568-8566, Fax: 716-633-1333
Chief Compliance Officer
GLENN WIGGLE
MANAGING MEMBER
305 SPINDRIFT DRIVE
WILLIAMSVILLE
NY
United States
Tel:
716-568-8566
Fax:
716-633-1333
G******@*********************M
(Full email address available in API data)
Regulatory Contact
MICHAEL ZIMMER
CHIEF OPERATIONS OFFICER
305 SPINDRIFT DRIVE
WILLIAMSVILLE
NY
United States
Tel:
716-568-8560
Fax:
716-633-1333
M******@*********************M
(Full email address available in API data)
Industry Affiliates
| BLACKRIDGE ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| NEIMAN FUNDS MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PEAK BROKERAGE SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WIGGLE, GLENN, CHARLES | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 08/2007 | 25-50% |
| LOMAS, MICHAEL, STEVEN | Individual | – | MANAGING MEMBER | 08/2007 | 25-50% |
| ZIMMER, MICHAEL, F. | Individual | – | CHIEF OPERATIONS OFFICER | 02/2017 | < 5% |
| BIG TIME & ASSOCIATES, INC. | Domestic Entity | – | MANAGING MEMBER | 04/2022 | 25-50% |
| NEIMAN, DANIEL, DAVID | Individual | BIG TIME & ASSOCIATES, INC. | OWNER | 04/2022 | > 75% |