Hedge Fund Database

VANTAGE FINANCIAL PARTNERS LIMITED

Adviser information for VANTAGE FINANCIAL PARTNERS LIMITED last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,016 $569.4M
Non-Discretionary 2 $3.0M
Total 1,018 $572.4M

Clients

Type Number RAUM
Individuals 306 $193.2M
HNW Individuals 74 $376.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 13
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 569.4M
Portfolio Manager to Program Sponsor
VANTAGE FINANCIAL PARTNERS LIMITED WRAP PROGRAM VANTAGE FINANCIAL PARTNERS LIMITED

Identifiers

SEC RIA File Number 801-69709
SEC ERA File Number 801-69709
SEC CIK Numbers 1693809
SEC CRD Numbers 123351
Legal Entity Identifier None

Principal Office

NINE NORTH VAIL AVENUE
SUITE 201
ARLINGTON HEIGHTS
IL
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 847-590-9191, Fax: 847-590-9009

Websites

www.linkedin.com/company/vantage-financial-partners-ltd/ www.vantagefinancial.com

Chief Compliance Officer

ANDY WARNING
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 5138325463
(Full email address available in API data)

Regulatory Contact

KIMBERLY R. TAYLOR
VICE PRESIDENT
NINE NORTH VAIL AVENUE
SUITE 201
ARLINGTON HEIGHTS
IL
United States
Tel: 847-590-9191
Fax: 847-590-9009
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ROHRWASSER, MICHAEL, RICHARD Individual – PRESIDENT 01/1996 > 75%
TAYLOR, KIMBERLY, RAE Individual – VICE PRESIDENT 09/2009 < 5%
WARNING, ANDREW, S Individual – CHIEF COMPLIANCE OFFICER 12/2021 < 5%
ZALIPSKI, DANIEL, E Individual – INVESTMENT MANAGER 01/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202516 on 9/23/201916 on 10/16/201915 on 3/10/202015 on 6/15/202015 on 10/27/202015 on 2/1/202115 on 3/29/202115 on 3/31/202115 on 5/11/202115 on 11/18/202116 on 3/28/202216 on 9/6/202216 on 11/7/202217 on 3/21/202317 on 3/22/202317 on 10/16/202315 on 3/18/202415 on 3/19/2024

RAUM, Historic

600M300M02019202020212022202320242025417763939 on 9/23/2019417763939 on 10/16/2019514911002 on 3/10/2020514911002 on 6/15/2020514911002 on 10/27/2020514911002 on 2/1/2021569043730 on 3/29/2021569043730 on 3/31/2021569043730 on 5/11/2021569043730 on 11/18/2021597045877 on 3/28/2022597045877 on 9/6/2022597045877 on 11/7/2022507401820 on 3/21/2023507401820 on 3/22/2023507401820 on 10/16/2023572432624 on 3/18/2024572432624 on 3/19/2024

No. Clients, Historic

50025002019202020212022202320242025373 on 9/23/2019373 on 10/16/2019382 on 3/10/2020382 on 6/15/2020382 on 10/27/2020382 on 2/1/2021402 on 3/29/2021402 on 3/31/2021402 on 5/11/2021402 on 11/18/2021368 on 3/28/2022368 on 9/6/2022368 on 11/7/2022405 on 3/21/2023405 on 3/22/2023405 on 10/16/2023382 on 3/18/2024382 on 3/19/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES TR BLACKROCK ULTRA Equities 202K 4K –
ULTA BEAUTY INC COM Equities 203K 525 –
MEDTRONIC PLC Equities 213K 3K –
WELLS FARGO CO NEW COM Equities 220K 4K –
DUKE ENERGY CORP NEW COM NEW ISIN #US26441C2044 SEDOL Equities 232K 2K –
ISHARES S&P 500 VALUE ETF Equities 237K 1K –
ISHARES CALIFORNIA MUNI BOND ETF Equities 245K 4K –
T-MOBILE US INC COM Equities 273K 2K –
VERIZON COMMUNICATIONS INC Equities 282K 7K –
THERMO FISHER SCIENTIFIC INC Equities 296K 535 –
GENERAL MTRS CO COM Equities 296K 6K –
VANGUARD TOTAL INTERNATIONAL STOCK INDEX FUND Equities 302K 5K –
ISHARES RUSSELL MID-CAP VALUE ETF Equities 302K 3K –
DEERE & CO Equities 314K 840 –
LOCKHEED MARTIN CORP COM USD1.00 Equities 315K 675 –
AKAMAI TECHNOLOGIES COM USD0.01 Equities 333K 4K –
PEPSICO INC Equities 341K 2K –
BEST BUY CO INC COM USD0.10 Equities 354K 4K –
CRH ORD EUR 0.32 (DI) Equities 401K 5K –
L3HARRIS TECHNOLOGIES INC COM Equities 415K 2K –
VISA INC Equities 420K 2K –
ISHARES TR PFD AND INCM SEC Equities 442K 14K –
VANGUARD INTL EQUITY INDEX FDS FTSE EMR MKT ETF Equities 443K 10K –
ISHARES CORE US AGGREGATE BOND ETF Equities 451K 5K –
MCDONALD S CORP Equities 452K 2K –
COSTCO WHOLESALE CORP COM USD0.01 Equities 467K 550 –
DANAHER CORPORATION COM Equities 481K 2K –
VANGUARD WORLD FD INF TECH ETF Equities 481K 835 –
EMERSON ELECTRIC CO Equities 485K 4K –
PFIZER INC Equities 495K 18K –
LOWES COMPANIES INC COM USD0.50 Equities 507K 2K –
INVESCO ACTVELY MNGD ETC FD TR OPTIMUM YIELD Equities 513K 37K –
ISHARES TRUST CORE MSCI EAFE ETF Equities 517K 7K –
ORACLE CORP Equities 530K 4K –
ISHARES TR EAFE SML CP ETF Equities 554K 9K –
FEDEX CORP COM USD0.10 Equities 585K 2K –
NVIDIA CORPORATION COM Equities 588K 5K –
ELI LILLY &CO COM Equities 602K 665 –
ISHARES MSCI EMR MRK EX CHNA Equities 622K 11K –
AMERICAN TOWER CORP NEW COM Units 627K 3K –
CONSTELLATION BRANDS INC COM USD0.01 CLASS A Equities 676K 3K –
CISCO SYSTEMS INC Equities 718K 15K –
MERCK &CO. INC COM Equities 718K 6K –
MORGAN STANLEY COM USD0.01 Equities 724K 7K –
COMCAST CORP Equities 747K 19K –
MICRON TECHNOLOGY INC Equities 829K 6K –
CVS HEALTH CORPORATION COM USD0.01 Equities 856K 15K –
BP PLC SPONSORED ADR Equities 882K 24K –
PALO ALTO NETWORKS INC COM USD0.0001 Equities 958K 3K –
ISHARES CORE S&P 500 ETF Equities 1M 2K –
SALESFORCE INC COM Equities 1M 4K –
VANGUARD WHITEHALL FDS INTL DVD ETF Equities 1M 14K –
DISNEY WALT CO COM Equities 1M 12K –
PGIM ETF TR TOTAL RETURN BON Equities 1M 33K –
GOLDMAN SACHS GROUP INC COM USD0.01 Equities 1M 3K –
WALMART INC COM Equities 1M 21K –
BROADCOM INC COM Equities 1M 886 –
GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK Equities 1M 19K –
ISHARES CORE S&P MID-CAP ETF Equities 2M 26K –
BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B Equities 2M 4K –
ALPHABET INC CAP STK CL A Equities 2M 9K –
MICROSOFT CORP Equities 2M 4K –
CHEVRON CORP NEW COM Equities 2M 11K –
BANK AMERICA CORP COM Equities 2M 45K –
ABBOTT LABORATORIES Equities 2M 17K –
APPLE INC Equities 2M 9K –
JOHNSON &JOHNSON COM USD1.00 Equities 2M 13K –
RTX CORPORATION COM USD1.00 Equities 2M 19K –
DUPONT DE NEMOURS INC COM Equities 2M 24K –
JPMORGAN CHASE &CO. COM Equities 2M 10K –
HONEYWELL INTERNATIONAL INC COM USD1 Equities 2M 10K –
UNITEDHEALTH GROUP INC Equities 2M 4K –
AMAZON.COM INC Equities 3M 18K –
VANGUARD SCOTTSDALE FUNDS SHORT-TERM TREASURY ETF Equities 4M 61K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF Equities 4M 20K –
ALPHABET INC CAP STK CL C Equities 4M 21K –
FIRST TR EXCHNG TRADED FD VIII TCW UNCONSTRAI Equities 5M 198K –
ISHARES TRUST INVESTMENT GRADE SYSTEMATIC BOND ETF Equities 5M 112K –
SPDR S&P MIDCAP 400 ETF Equities 5M 10K –
INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP Equities 5M 296K –
FIRST TR EXCHANGE-TRADED FD VII FIRST GLOBAL TACTICAL COMMODITY STRATEGY FD Equities 6M 246K –
ISHARES RUSSELL 2000 ETF Equities 6M 32K –
SPDR GOLD TR GOLD SHS Equities 7M 32K –
ISHARES TR 0-3 MNTH TREASRY Equities 7M 69K –
JANUS DETROIT STREET TRUST JANUS HENDERSON SECURITIZED INCOME Equities 7M 135K –
PIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE ETF Equities 7M 135K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF Equities 8M 154K –
ISHARES TRUST MSCI EMG MKTS ETF USD DIS Equities 8M 192K –
ISHARES MSCI EAFE ETF Equities 9M 109K –
AMERICAN CENTY ETF TR AVANTIS US SMALL CAP VALUE Equities 9M 106K –
ISHARES TR CRE U S REIT ETF Equities 11M 196K –
PIMCO ETF TR ACTIVE BD ETF Equities 11M 121K –
J P MORGAN EXCHANGE TRADED FD INTRNL RES EQT Equities 14M 231K –
CAPITAL GROUP CORE EQUITY ETF SHS CREATION UNI Equities 15M 455K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT Equities 15M 240K –
WISDOMTREE TR US QUALITY DIVID GROWTH FD Equities 16M 202K –
INVESCO QQQ TR UNIT SER 1 Equities 16M 33K –
ISHARES CORE S&P SMALL-CAP E Equities 16M 151K –
CAPITAL GROUP GROWTH ETF SHARES CREATION UNIT Equities 19M 571K –
ISHARES CORE S&P TOTAL US STOCK MARKET ETF Equities 21M 178K –
FIDELITY TOTAL BOND ETF Equities 22M 499K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK Equities 26M 884K –
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT Equities 31M 58K –