PARADIGM WEALTH MANAGEMENT, LLC
Adviser information for PARADIGM WEALTH MANAGEMENT, LLC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 728 | $319.5M |
| Non-Discretionary | 95 | $28.4M |
| Total | 823 | $347.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 146 | $31.5M |
| HNW Individuals | 99 | $310.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $6.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSELECTION OF OTHER THIRD PARTY MONEY MANAGERS (ADVISORS) |
Identifiers
| SEC RIA File Number | 801-69719 |
|---|---|
| SEC ERA File Number | 801-69719 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148662 |
| Legal Entity Identifier | None |
Principal Office
159 CROCKER PARK BLVDSUITE 100
WESTLAKE
OH
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 440-892-5900, Fax: 440-848-8706
Websites
Chief Compliance Officer
DOUGLAS KUHLMAN
MANAGING PARTNER
159 CROCKER PARK BLVD
SUITE 100
WESTLAKE
OH
United States
Tel:
440-892-5900
Fax:
440-848-8706
D**********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KUHLMAN, DOUGLAS, CARL | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 10/2008 | > 75% |