STRATEGIC ASSET ALLIANCE
SAA ADVISORS, INC. Legal Name
Adviser information for STRATEGIC ASSET ALLIANCE last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 14 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 23 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-69727 |
|---|---|
| SEC ERA File Number | 801-69727 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148763 |
| Legal Entity Identifier | None |
Principal Office
11 BELLWETHER WAYSUITE 209
BELLINGHAM
WA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 360-255-2500, Fax: 360-734-2049
Websites
Chief Compliance Officer
ALTON COGERT
PRESIDENT
11 BELLWETHER WAY
SUITE 209
BELLINGHAM
WA
United States
Tel:
360-255-2500
Fax:
360-734-2049
A******@******M
(Full email address available in API data)
Industry Affiliates
| STRATEGIC ASSET ALLIANCE, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COGERT, ALTON, ROBERT | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 08/2008 | > 75% |