CWCI LLC
Adviser information for CWCI LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $270.2M |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $270.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $270.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 81 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSURVEILLANCE |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-69737 |
|---|---|
| SEC ERA File Number | 801-69737 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144535 |
| Legal Entity Identifier | None |
Principal Office
900 19TH STREET NW8TH FLOOR
WASHINGTON
DC
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: 202-715-9500, Fax: 202-715-9699
Websites
Chief Compliance Officer
BRUCE CUNNINGHAM
CHIEF FINANCIAL OFFICER
900 19TH STREET NW
8TH FLOOR
WASHINGTON
DC
United States
Tel:
202-715-9516
Fax:
202-715-9699
B**********@************M
(Full email address available in API data)
Industry Affiliates
| CONVERGENTRISK INSURANCE AGENCY LLC | Insurance company or agency |
| CW FINANCIAL SERVICES LLC | Other investment adviser, including financial planners |
| CWFS - REDS LLC | Real estate broker or dealer |
| G FUNDS ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| G2 OPPORTUNITY GP, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACASR 2007-1A | Securitized Asset Fund | $0.1M | $0.5M | 1 |
| CREST 2003-2 | Securitized Asset Fund | $2.7M | $0.5M | 2 |
| CREST 2004-1, LTD. | Securitized Asset Fund | $1.4M | $0.5M | 5 |
| CREST CLR 2002-1 | Securitized Asset Fund | $0.2M | $0.5M | 8 |
| CWCAPITAL COBALT I, LTD | Securitized Asset Fund | $2.1M | $0.5M | 1 |
| CWCAPITAL COBALT II, LTD. | Securitized Asset Fund | $6.0M | $0.5M | 4 |
| CWCAPITAL COBALT VR, LTD. | Securitized Asset Fund | $245.0M | $0.5M | 1 |
| G-STAR 2003-3 LTD. | Securitized Asset Fund | $11.9M | $0.5M | 2 |
| GRAMERCY REAL ESTATE CDO 2005-1, LTD. | Securitized Asset Fund | $0.1M | $0.5M | 1 |
| GRAMERCY REAL ESTATE CDO 2006-1, LTD. | Securitized Asset Fund | $0.3M | $0.5M | 1 |
| SORIN 2005-1 | Securitized Asset Fund | $0.2M | $0.5M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CW FINANCIAL SERVICES LLC | Domestic Entity | – | SOLE MEMBER | 01/2004 | > 75% |
| GALAXY CF HOLDINGS LLC | Domestic Entity | PECR HOLDCO LLC | MEMBER | 09/2010 | 50-75% |
| GALAXY PEF HOLDINGS LLC | Domestic Entity | PECR HOLDCO LLC | MEMBER | 09/2010 | 50-75% |
| GALAXY CF UST INVESTMENT HOLDINGS LLC | Domestic Entity | GALAXY CF HOLDINGS LLC | MEMBER | 09/2010 | 50-75% |
| FORTRESS CREDIT OPPORTUNITIES FUND (B) LP | Domestic Entity | GALAXY CF UST INVESTMENT HOLDINGS LLC | MEMBER | 09/2010 | 25-50% |
| FTS SIP L.P. | Foreign Entity | GALAXY CF UST INVESTMENT HOLDINGS LLC | MEMBER | 09/2010 | 25-50% |
| FORTRESS INVESTMENT FUND V (FUND A) LP | Foreign Entity | GALAXY PEF HOLDINGS LLC | MEMBER | 09/2010 | 25-50% |
| GALAXY ACQUISITION LLC | Domestic Entity | CW FINANCIAL SERVICES HOLDING COMPANY LLC | SOLE MEMBER | 09/2010 | > 75% |
| IANNARONE, DAVID, BRUCE | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2010 | < 5% |
| STRATEGIC INVESTMENT PORTFOLIO L.P. | Foreign Entity | FTS SIP L.P. | PARTNER | 09/2010 | > 75% |
| BT PENSION SCHEME | Foreign Entity | STRATEGIC INVESTMENT PORTFOLIO L.P. | PARTNER | 09/2010 | > 75% |
| CWFS HOLDINGS LLC | Domestic Entity | CW FINANCIAL SERVICES LLC | MEMBER | 10/2011 | > 75% |
| CW FINANCIAL SERVICES HOLDING COMPANY LLC | Domestic Entity | CWFS HOLDINGS LLC | MEMBER | 08/2012 | > 75% |
| AMELIA, HOFFMAN, THORNTON | Individual | – | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | 07/2013 | < 5% |
| CUNNINGHAM, BRUCE, THOMAS | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 03/2015 | < 5% |
| PECR HOLDCO LLC | Domestic Entity | GALAXY ACQUISITION LLC | SOLE MEMBER | 06/2018 | > 75% |
| ZHU, GUANGYU, NMN | Individual | – | SENIOR VICE PRESIDENT | 02/2016 | < 5% |