REGIS MANAGEMENT COMPANY, LLC
Adviser information for REGIS MANAGEMENT COMPANY, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 23 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 23 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 18 | $1.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $29.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $3.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-69740 |
|---|---|
| SEC ERA File Number | 801-69740 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128449 |
| Legal Entity Identifier | None |
Principal Office
873 SANTA CRUZ AVESTE 206
MENLO PARK
CA
United States
Monday - Friday, 8:30 - 5:00
Tel: 650-838-1030, Fax: None
Websites
Chief Compliance Officer
ADRIENNE ANDERSON
CHIEF COMPLIANCE OFFICER
873 SANTA CRUZ AVE
STE 206
MENLO PARK
CA
United States
Tel:
650 838 1030
A********@***********M
(Full email address available in API data)
Regulatory Contact
STEVEN GO
CHIEF OPERATING OFFICER
873 SANTA CRUZ AVE
STE 206
MENLO PARK
CA
United States
Tel:
650 838 1030
S**@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| REGIS INDIA OPPORTUNITIES FUND II, L.P. | Real Estate Fund | $0.8M | $0.0M | 1 |
| REGIS PARTNERS FUND, L.P. | Hedge Fund | $29.6M | $1.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURLINSON, ROBERT, FRANCIS | Individual | – | MANAGING MEMBER | 01/2003 | 25-50% |
| GO, STEVEN, SCOTT | Individual | – | CHIEF OPERATING OFFICER | 09/2010 | < 5% |
| ANDERSON, ADRIENNE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2018 | < 5% |
| THE FREIDENRICH FAMILY PARTNERSHIP | Domestic Entity | – | MEMBER | 01/2003 | 50-75% |
| KRENSKY, MATTHEW, ADAMS | Individual | – | MEMBER | 01/2021 | 10-25% |
| GIFFORD, PETER, BERRY | Individual | – | MANAGING MEMBER | 01/2021 | 10-25% |
| DONAHUE, STEPHEN, C. | Individual | – | MEMBER | 01/2021 | 10-25% |
| THE FREIDENRICH FAMILY TRUST | Domestic Entity | THE FREIDENRICH FAMILY PARTNERSHIP | GENERAL PARTNER | 04/1981 | 25-50% |
| ERIC FREIDENRICH FAMILY 2021 TRUST | Domestic Entity | THE FREIDENRICH FAMILY PARTNERSHIP | LIMITED PARTNER | 04/1981 | 25-50% |
| THE GAIL F. MARKS TRUST | Domestic Entity | THE FREIDENRICH FAMILY PARTNERSHIP | LIMITED PARTNER | 04/1981 | 25-50% |