THOMAS STORY AND SON LLC
Adviser information for THOMAS STORY AND SON LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 163 | $283.6M |
| Non-Discretionary | 0 | $0 |
| Total | 163 | $283.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $5.1M |
| HNW Individuals | 29 | $274.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-69744 |
|---|---|
| SEC ERA File Number | 801-69744 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148774 |
| Legal Entity Identifier | None |
Principal Office
16773 13TH ROADPLYMOUTH
IN
United States
Monday - Friday, 8:30-3:00
Tel: 630-878-0747, Fax: 866-610-8379
Websites
Chief Compliance Officer
MICHAEL LOLLINO
CHIEF COMPLIANCE OFFICER
16773 13TH ROAD
PLYMOUTH
IN
United States
Tel:
312-282-6543
Fax:
866-610-8379
M*******@**************M
(Full email address available in API data)
Regulatory Contact
THOMAS STORY
CHIEF EXECUTIVE OFFICER
16773 13TH ROAD
PLYMOUTH
IN
United States
Tel:
630-878-0747
T*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOLLINO, MICHAEL, STEVEN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2008 | < 5% |
| STORY, THOMAS, HERBERT | Individual | – | MANAGING MEMBER | 10/2008 | > 75% |