HFG WEALTH MANAGEMENT, LLC
Adviser information for HFG WEALTH MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,386 | $406.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,386 | $406.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 689 | $81.8M |
| HNW Individuals | 678 | $319.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $73,310 |
| Charitable organizations | 9 | $1.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $3.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-69751 |
|---|---|
| SEC ERA File Number | 801-69751 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148406 |
| Legal Entity Identifier | None |
Principal Office
1790 HUGHES LANDING, SUITE 575TWO HUGHES LANDING
THE WOODLANDS
TX
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 832-585-0110, Fax: 832-585-0109
Chief Compliance Officer
KATHRYN BATES
COO
1790 HUGHES LANDING, SUITE 575
TWO HUGHES LANDING
THE WOODLANDS
TX
United States
Tel:
832-585-0110
Fax:
832-585-0109
K************@********M
(Full email address available in API data)
Regulatory Contact
LARRY A. HARVEY
MANAGING MEMBER, PRESIDENT
1790 HUGHES LANDING, SUITE 575
TWO HUGHES LANDING
THE WOODLANDS
TX
United States
Tel:
832-585-0110
Fax:
832-585-0109
L****@********M
(Full email address available in API data)
Industry Affiliates
| BELLATORE FINANCIAL, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARVEY, LARRY, ARLEN | Individual | – | MANAGING MEMBER, PRESIDENT | 09/2008 | > 75% |
| PIZZUTELLO, HENRY, JOHN | Individual | – | CHIEF INVESTMENT OFFICER | 01/2021 | < 5% |
| Bates, Kathryn, Louise | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | 02/2024 | < 5% |