Hedge Fund Database

POMONA CAPITAL

POMONA MANAGEMENT LLC Legal Name

Adviser information for POMONA CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 33
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 19 $13.1B
Non-Discretionary 0 $0
Total 19 $13.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $1.2B
Business development companies 0 $0
Pooled investment vehicles 17 $9.2B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $2.6B
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 43

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPORTFOLIO MANAGEMENT FOR PRIVATE EQUITY SECONDARIES FUNDS-OF-FUNDS, PRIMARY FUNDS-OF-FUNDS AND SECONDARY CO-INVESTMENT FUNDS
Compensation % of AUMPerformance-based feesADVISORY FEES BASED ON A PERCENTAGE OF COMMITMENTS

Identifiers

SEC RIA File Number 801-69755
SEC ERA File Number 801-69755
SEC CIK Numbers 1629097
SEC CRD Numbers 148269
Legal Entity Identifier 5493002H3ILGB6MTJE02

Principal Office

780 THIRD AVENUE
FLOOR 46
NEW YORK
NY
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 212-593-3639, Fax: 212-593-3987

Websites

www.pomonacapital.com www.linkedin.com/company/pomona-capital/

Chief Compliance Officer

JEREMY S. DARDICK
780 THIRD AVE
46TH FLOOR
NEW YORK
NY
United States
Tel: 212-593-3639
Fax: 212-593-3987
(Full email address available in API data)

Regulatory Contact

HUEY FALGOUT, JR.
MANAGING DIRECTOR AND HEAD OF IM LEGAL, VOYA INVESTMENT MANAGEMENT
VOYA INVESTMENT MANAGEMENT
7337 E. DOUBLETREE RANCH ROAD, SUITE 100
SCOTTSDALE
AZ
United States
Tel: 480 477-2158
Fax: 480 477-2744
(Full email address available in API data)

Industry Affiliates

CZECH ASSET MANAGEMENT, L.P. Other investment adviser, including financial planners
DIRECTED SERVICES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
OPPORTUNITY INVESTOR P ASSOCIATES, L.P. Sponsor, GP, manager of pooled investment vehicles
OPPORTUNITY INVESTOR P SECONDARY ASSOCIATES LLC Sponsor, GP, manager of pooled investment vehicles
PCPEF GP, LLC Sponsor, GP, manager of pooled investment vehicles
PIFIL MANAGER LLC Sponsor, GP, manager of pooled investment vehicles
POMONA ASSOCIATES IX, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA ASSOCIATES V, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA ASSOCIATES VI, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA ASSOCIATES VII, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA ASSOCIATES VIII, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA ASSOCIATES X, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA CAPITAL ASIA LIMITED Other investment adviser, including financial planners
POMONA CAPITAL OPPORTUNITIES GP LLC Sponsor, GP, manager of pooled investment vehicles
POMONA EUROPE ADVISERS LIMITED Other investment adviser, including financial planners
POMONA G.P. HOLDINGS LLC Sponsor, GP, manager of pooled investment vehicles
POMONA INVESTORS III, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA INVESTORS V, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA PRIMARY ASSOCIATES III, LLC Sponsor, GP, manager of pooled investment vehicles
POMONA PRIMARY ASSOCIATES V, LLC Sponsor, GP, manager of pooled investment vehicles
POMONA SECONDARY ASSOCIATES IX, LLC Sponsor, GP, manager of pooled investment vehicles
POMONA SECONDARY ASSOCIATES V, LLC Sponsor, GP, manager of pooled investment vehicles
POMONA SECONDARY ASSOCIATES VI, LLC Sponsor, GP, manager of pooled investment vehicles
POMONA SECONDARY ASSOCIATES VIII, LLC Sponsor, GP, manager of pooled investment vehicles
POMONA SECONDARY ASSOCIATES X, LLC. Sponsor, GP, manager of pooled investment vehicles
POMONA VOYA (US) HOLDINGS ASSOCIATES II LLC Sponsor, GP, manager of pooled investment vehicles
POMONA VOYA (US) HOLDINGS ASSOCIATES II, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA VOYA (US) HOLDINGS ASSOCIATES III LLC Sponsor, GP, manager of pooled investment vehicles
POMONA VOYA (US) HOLDINGS ASSOCIATES III, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA VOYA (US) HOLDINGS ASSOCIATES IV LLC Sponsor, GP, manager of pooled investment vehicles
POMONA VOYA (US) HOLDINGS ASSOCIATES IV, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA VOYA (US) HOLDINGS ASSOCIATES V LLC Sponsor, GP, manager of pooled investment vehicles
POMONA VOYA (US) HOLDINGS ASSOCIATES V, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA VOYA (US) HOLDINGS ASSOCIATES, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA VOYA (US) HOLDINGS ASSOCIATES, LLC Sponsor, GP, manager of pooled investment vehicles
POMONA VOYA ASIA PACIFIC ASSOCIATES, L.P. Sponsor, GP, manager of pooled investment vehicles
POMONA VOYA ASIA PACIFIC ASSOCIATES, LLC Sponsor, GP, manager of pooled investment vehicles
PPH VIII GP LLC Sponsor, GP, manager of pooled investment vehicles
SILVER CUP V GP, LLC Sponsor, GP, manager of pooled investment vehicles
SLD AMERICA EQUITIES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
VOYA ALTERNATIVE ASSET MANAGEMENT LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
VOYA FINANCIAL ADVISORS, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
VOYA FINANCIAL PARTNERS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
VOYA INVESTMENT MANAGEMENT (UK) LIMITED Other investment adviser, including financial planners
VOYA INVESTMENT MANAGEMENT CO. LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
VOYA INVESTMENT MANAGEMENT LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
VOYA INVESTMENTS DISTRIBUTOR, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
VOYA INVESTMENTS, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
VOYA POMONA ASIA PACIFIC G.P. LIMITED Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
OPPORTUNITY INVESTOR P, L.P. Private Equity Fund $7.9M $10.0M 2
POMONA CAPITAL INCOME FUND, L.P. Private Equity Fund $71.0M $50.0M 1
POMONA CAPITAL IX (OFFSHORE), L.P. Private Equity Fund $1.0M $10.0M 69
POMONA CAPITAL IX, L.P. Private Equity Fund $2,520.4M $10.0M 198
POMONA CAPITAL OPPORTUNITIES FUND, L.P. Private Equity Fund $87.1M $35.6M 2
POMONA CAPITAL PRIVATE EQUITY FUND, L.P. Private Equity Fund $51.4M $50.0M 1
POMONA CAPITAL V FUND, L.P. Private Equity Fund $3.3M $10.0M 16
POMONA CAPITAL V, L.P. Private Equity Fund $6.7M $10.0M 119
POMONA CAPITAL VI FUND INVESTORS, L.P. Private Equity Fund $43.3M $10.0M 30
POMONA CAPITAL VI FUND, L.P. Private Equity Fund $0.0M $10.0M 25
POMONA CAPITAL VI, L.P. Private Equity Fund $62.5M $10.0M 87
POMONA CAPITAL VIII (OFFSHORE), L.P. Private Equity Fund $0.8M $10.0M 36
POMONA CAPITAL VIII CO-INVESTMENT (OFFSHORE), L.P. Private Equity Fund $0.0M $10.0M 16
POMONA CAPITAL VIII CO-INVESTMENT, L.P. Private Equity Fund $17.0M $10.0M 77
POMONA CAPITAL VIII, L.P. Private Equity Fund $340.1M $10.0M 183
POMONA CAPITAL X (OFFSHORE), L.P. Private Equity Fund $0.0M $10.0M 109
POMONA CAPITAL X, L.P. Private Equity Fund $3,430.1M $10.0M 148
POMONA ENERGY PARTNERS II, L.P. Private Equity Fund $123.7M $10.0M 3
POMONA FPPE, L.P. Private Equity Fund $51.9M $10.0M 3
POMONA INVESTMENT FUND INTERNATIONAL LTD. Private Equity Fund $0.0M $5.0M 0
POMONA PARTNERSHIP HOLDINGS V, L.P. Private Equity Fund $5.0M $10.0M 12
POMONA PARTNERSHIP HOLDINGS VII (OFFSHORE), L.P. Private Equity Fund $0.0M $10.0M 7
POMONA PARTNERSHIP HOLDINGS VII, L.P. Private Equity Fund $38.7M $10.0M 8
POMONA PARTNERSHIP HOLDINGS VIII, L.P. Private Equity Fund $919.8M $10.0M 3
POMONA VOYA (US) HOLDINGS II, L.P. Private Equity Fund $13.5M $10.0M 3
POMONA VOYA (US) HOLDINGS III, L.P. Private Equity Fund $30.5M $10.0M 5
POMONA VOYA (US) HOLDINGS IV, L.P. Private Equity Fund $60.3M $10.0M 5
POMONA VOYA (US) HOLDINGS V-A, L.P. Private Equity Fund $18.2M $10.0M 5
POMONA VOYA (US) HOLDINGS V, L.P. Private Equity Fund $38.0M $10.0M 5
POMONA VOYA (US) HOLDINGS, L.P. Private Equity Fund $47.3M $10.0M 3
PPH�IX INVESTORS, L.P. Private Equity Fund $1,322.1M $10.0M 3
SILVER CUP V HOLDINGS, L.P. Private Equity Fund $0.2M $0.0M 4
SILVER CUP V, L.P. Private Equity Fund $98.3M $0.0M 3
VOYA POMONA ASIA PACIFIC PRIVATE EQUITY CO-INVEST I, L.P. Private Equity Fund $13.6M $10.0M 3
VOYA POMONA ASIA PACIFIC PRIVATE EQUITY FUND (A) I, L.P. Private Equity Fund $0.4M $10.0M 3
VOYA POMONA ASIA PACIFIC PRIVATE EQUITY FUND (B) I, L.P. Private Equity Fund $0.3M $10.0M 3
VOYA POMONA ASIA PACIFIC PRIVATE EQUITY FUND I, L.P. Private Equity Fund $21.4M $10.0M 5

Control Persons

Name Type Entity Title Since Ownership
GRANOFF, MICHAEL, D Individual – MANAGING PRINCIPAL 01/1994 < 5%
VOYA POMONA HOLDINGS LLC Domestic Entity – SOLE MEMBER 10/2000 > 75%
VOYA INVESTMENT MANAGEMENT LLC Domestic Entity VOYA INVESTMENT MANAGEMENT ALTERNATIVE ASSETS LLC SOLE MEMBER 01/2004 > 75%
VOYA HOLDINGS INC. Domestic Entity VIM HOLDINGS LLC SHAREHOLDER 07/2022 > 75%
VOYA FINANCIAL Domestic Entity VOYA HOLDINGS INC. SHAREHOLDER 01/2004 > 75%
JANIS, FRANCIS, N. Individual – MANAGING PRINCIPAL 01/1994 < 5%
VOYA INVESTMENT MANAGEMENT ALTERNATIVE ASSETS LLC Domestic Entity VOYA POMONA HOLDINGS LLC SOLE MEMBER 01/2004 > 75%
DARDICK, JEREMY, SETH Individual – CHIEF COMPLIANCE OFFICER 05/2015 < 5%
DARDICK, JEREMY, SETH Individual – GENERAL COUNSEL 05/2015 < 5%
STEPHENS, JOHN, CHARLES Individual – CHIEF FINANCIAL OFFICER 08/2015 < 5%
VIM HOLDINGS LLC Domestic Entity VOYA INVESTMENT MANAGEMENT LLC SOLE MEMBER 07/2022 > 75%

No. Employees, Historic

40200201920202021202220232024202528 on 10/22/201928 on 3/31/202028 on 1/4/202129 on 3/31/202129 on 11/11/202129 on 3/31/202229 on 5/3/202229 on 8/23/202229 on 8/25/202229 on 1/25/202329 on 3/29/202329 on 6/27/202329 on 12/11/202333 on 3/29/202433 on 3/29/2024

RAUM, Historic

20B10B020192020202120222023202420255342447793 on 10/22/20195056342450 on 3/31/20207270428144 on 1/4/20217515798777 on 3/31/20218490085996 on 11/11/20219679062605 on 3/31/20229679062605 on 5/3/20229679062605 on 8/23/20229679062605 on 8/25/20229946509480 on 1/25/202312203450407 on 3/29/202312203450407 on 6/27/202312386443650 on 12/11/202313087019631 on 3/29/202413087019631 on 3/29/2024

No. Clients, Historic

30150201920202021202220232024202520 on 10/22/201919 on 3/31/202018 on 1/4/202119 on 3/31/202121 on 11/11/202120 on 3/31/202220 on 5/3/202220 on 8/23/202220 on 8/25/202220 on 1/25/202321 on 3/29/202321 on 6/27/202320 on 12/11/202319 on 3/29/202419 on 3/29/2024