Hedge Fund Database

HOWARD CAPITAL MANAGEMENT, INC.

Adviser information for HOWARD CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 42
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 139

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 14,312 $5.2B
Non-Discretionary 0 $0
Total 14,312 $5.2B

Clients

Type Number RAUM
Individuals 9,603 $1.9B
HNW Individuals 503 $911.1M
Banking or thrift institutions 0 $0
Investment companies 7 $683.4M
Business development companies 0 $0
Pooled investment vehicles 1 $896,784
Pension and profit sharing plans 10 $7.9M
Charitable organizations <5 $3.5M
State or municipal gov entities 0 $0
Other investment advisers 12 $1.7B
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 19 $22.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMSubscription fees

Identifiers

SEC RIA File Number 801-69763
SEC ERA File Number 801-69763
SEC CIK Numbers 1733173
SEC CRD Numbers 118070
Legal Entity Identifier None

Principal Office

1145 HEMBREE RD.
ROSWELL
GA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 770-642-4902, Fax: 770-642-4906

Websites

www.howardcmpws.com www.hcmguidedretirement.com www.howardcmetfs.com www.myfedlife.com/ www.hcmuniversity.com www.linkedin.com/company/howard-capital-management/ www.401koptimizer.com www.howardcm.com www.howardcmfunds.com www.tspoptimizer.com advisor.howardcmetfs.com advisor.howardcm.com

Chief Compliance Officer

LISA ARRINGTON
1145 HEMBREE RD.
ROSWELL
GA
United States
Tel: 770-642-4902
Fax: 770-642-4906
(Full email address available in API data)

Industry Affiliates

BLUE DUCK INSURANCE NETWORK, INC. Insurance company or agency
GOMEZ CAPITAL, INC. Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
HCM INSTITUTIONAL EQUITY Hedge Fund $0.0M $1.0M 3

Control Persons

Name Type Entity Title Since Ownership
HOWARD, RONALD, VANCE Individual – CEO 05/2010 > 75%
Arrington, Lisa Individual – CHIEF COMPLIANCE OFFICER 02/2016 < 5%
HOWARD, KAREN, GUDERIAN Individual – CHIEF OPERATING OFFICER 05/2010 < 5%
Ferguson, Christopher, Ian Individual – PRESIDENT 04/2020 < 5%

No. Employees, Historic

50250201920202021202220232024202534 on 5/16/201934 on 7/10/201935 on 3/19/202035 on 6/15/202035 on 6/16/202035 on 7/8/202035 on 8/24/202035 on 10/29/202039 on 3/22/202139 on 3/24/202139 on 3/18/202239 on 4/14/202239 on 12/7/202241 on 3/29/202341 on 8/23/202341 on 8/24/202342 on 3/28/2024

RAUM, Historic

6B3B020192020202120222023202420251367170312 on 5/16/20191367170312 on 7/10/20191433145769 on 3/19/20201433145769 on 6/15/20201433145769 on 6/16/20201433145769 on 7/8/20201433145769 on 8/24/20201433145769 on 10/29/20202548057547 on 3/22/20212548057547 on 3/24/20215506820524 on 3/18/20225506820524 on 4/14/20225506820524 on 12/7/20224530860394 on 3/29/20234530860394 on 8/23/20234530860394 on 8/24/20235232377716 on 3/28/2024

No. Clients, Historic

20,00010,000020192020202120222023202420256225 on 5/16/20196225 on 7/10/20195911 on 3/19/20205911 on 6/15/20205911 on 6/16/20205911 on 7/8/20205911 on 8/24/20205911 on 10/29/20206609 on 3/22/20216609 on 3/24/20218749 on 3/18/20228749 on 4/14/20228749 on 12/7/20229952 on 3/29/20239952 on 8/23/20239952 on 8/24/202310155 on 3/28/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 774K 5K –
AFLAC INC COM 202K 2K –
ALPHABET INC CAP STK CL A 7M 36K –
ALPHABET INC CAP STK CL C 426K 2K –
AMAZON COM INC COM 8M 42K –
AMCOR PLC ORD 173K 18K –
APPLE INC COM 3M 16K –
AT&T INC COM 255K 13K –
AUTOZONE INC COM 2M 565 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K –
BROADCOM INC COM 13M 8K –
CINTAS CORP COM 3M 5K –
CISCO SYS INC COM 298K 6K –
CORNING INC COM 215K 6K –
COSTCO WHSL CORP NEW COM 3M 3K –
D R HORTON INC COM 355K 3K –
DIREXION SHS ETF TR DIREXION HCM 185M 5M –
ENERGY TRANSFER L P COM UT LTD PTN 702K 43K –
EXXON MOBIL CORP COM 766K 7K –
FIDELITY COVINGTON TRUST LOW VOLITY ETF 959K 17K –
FIDELITY COVINGTON TRUST QLTY FCTOR ETF 757K 12K –
FORD MTR CO DEL COM 166K 13K –
FRANKLIN TEMPLETON ETF TR US LRG CP MLTFCT 2M 29K –
GLOBAL X FDS ARTIFICIAL ETF 2M 44K –
GLOBAL X FDS NASDAQ 100 COVER 4M 211K –
HEWLETT PACKARD ENTERPRISE C COM 212K 10K –
HP INC COM 203K 6K –
INTERNATIONAL PAPER CO COM 202K 5K –
ISHARES TR 1 3 YR TREAS BD 1M 15K –
ISHARES TR 7-10 YR TRSY BD 637K 7K –
ISHARES TR CORE TOTAL USD 2M 51K –
ISHARES TR CORE US AGGBD ET 37M 383K –
ISHARES TR IBOXX HI YD ETF 1M 17K –
ISHARES TR ISHARES SEMICDTR 2M 7K –
ISHARES TR NATIONAL MUN ETF 990K 9K –
ISHARES TR RUSSELL 2000 ETF 8M 41K –
ISHARES TR S&P 500 GRWT ETF 10M 108K –
ISHARES TR U.S. TECH ETF 2M 12K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 13M 231K –
KLA CORP COM NEW 7M 8K –
LOCKHEED MARTIN CORP COM 483K 1K –
MARRIOTT INTL INC NEW CL A 2M 10K –
META PLATFORMS INC CL A 2M 4K –
MICROSOFT CORP COM 6M 13K –
NORTHERN LTS FD TR III HCM DEFEN 500 190M 4M –
NORTHERN LTS FD TR III HCM DEFND 100 239M 4M –
NVIDIA CORPORATION COM 12M 98K –
PACCAR INC COM 2M 24K –
PALO ALTO NETWORKS INC COM 463K 1K –
PENSKE AUTOMOTIVE GRP INC COM 367K 2K –
PEPSICO INC COM 337K 2K –
PG&E CORP COM 381K 22K –
PGIM ETF TR PGIM ULTRA SH BD 1M 22K –
PROSHARES TR HGH YLD INT RATE 651K 10K –
PROSHARES TR PSHS ULTRA QQQ 8M 83K –
PROSHARES TR PSHS ULTRA TECH 214K 3K –
PROSHARES TR S&P 500 HIGH INC 3M 71K –
PROSHARES TR ULTRAPRO QQQ 28M 378K –
QUANTA SVCS INC COM 1M 4K –
SELECT SECTOR SPDR TR COMMUNICATION 1M 14K –
SHELL PLC SPON ADS 397K 6K –
SPDR DOW JONES INDL AVERAGE UT SER 1 542K 1K –
SPDR S&P 500 ETF TR TR UNIT 360K 662 –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 9M 17K –
SPDR SER TR BBG CONV SEC ETF 2M 21K –
SPDR SER TR BLOOMBERG 1-3 MO 138M 1M –
SPDR SER TR MSCI USA STRTGIC 2M 11K –
SPDR SER TR NUVEEN BLOOMBERG 615K 24K –
TAYSHA GENE THERAPIES INC COM SHS 32K 14K –
TIDAL TR II YIELDMAX NVDA 3M 98K –
TRIMTABS ETF TR FCF US QLTY ETF 861K 14K –
TYSON FOODS INC CL A 837K 15K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 2M 34K –
VANGUARD INDEX FDS GROWTH ETF 11M 30K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 3M 33K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 11K –
VANGUARD WORLD FD MEGA GRWTH IND 4M 14K –
VIATRIS INC COM 136K 13K –
WABTEC COM 783K 5K –
WISDOMTREE TR FLOATNG RAT TREA 8M 165K –
WISDOMTREE TR HEDGED HI YLD BD 635K 29K –
WISDOMTREE TR US QTLY DIV GRT 3M 36K –