ROSEMAWR MANAGEMENT LLC
Adviser information for ROSEMAWR MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $3.0M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 17 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-69789 |
|---|---|
| SEC ERA File Number | 801-69789 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148984 |
| Legal Entity Identifier | 549300BYLST7D64XNE53 |
Principal Office
1674 MERIDIAN AVENUESUITE 420
MIAMI BEACH
FL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 212-286-9474, Fax: 646-350-0094
Websites
Chief Compliance Officer
BARUCH HALBERSTAM
CHIEF OPERATING OFFICER
1674 MERIDIAN AVENUE
SUITE 420
MIAMI BEACH
FL
United States
Tel:
212-286-9474
Fax:
646-350-0094
B**********@***********M
(Full email address available in API data)
Regulatory Contact
GREGORY
MANAGING MEMBER
1674 MERIDIAN AVENUE
SUITE 420
MIAMI BEACH
FL
United States
Tel:
SHLIONSKY
Fax:
646-350-0094
G*********@***********M
(Full email address available in API data)
Industry Affiliates
| RM CHARTER ASSOCIATES LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| RM1 EMO ASSOCIATES LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROSEMAWR ASSOCIATES LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROSEMAWR CAPITAL ASSOCIATES III LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROSEMAWR CAPITAL ASSOCIATES IV LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROSEMAWR CAPITAL ASSOCIATES V LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROSEMAWR CAPITAL ASSOCIATES VI LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RM CHARTER MASTER FUND LP | Hedge Fund | $141.6M | $1.0M | 64 |
| RM1 EMO FUND LP | Private Equity Fund | $19.6M | $1.0M | 34 |
| ROSEMAWR CAPITAL III LP | Private Equity Fund | $52.9M | $5.0M | 151 |
| ROSEMAWR CAPITAL IV LP | Private Equity Fund | $175.2M | $5.0M | 167 |
| ROSEMAWR CAPITAL V LP | Private Equity Fund | $203.8M | $5.0M | 200 |
| ROSEMAWR CAPITAL VI LP | Private Equity Fund | $182.5M | $5.0M | 51 |
| ROSEMAWR MUNICIPAL PARTNERS FUND LP | Hedge Fund | $657.1M | $1.0M | 176 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHLIONSKY, GREGORY | Individual | – | MANAGING MEMBER | 11/2008 | 50-75% |
| SHLIONSKY, GREGORY | Individual | – | CHIEF INVESTMENT OFFICER | 11/2008 | < 5% |
| HALBERSTAM, BARUCH, Z | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2011 | < 5% |
| SHLIONSKY FAMILY INVESTMENTS LLC | Domestic Entity | ROSEMAWR CAPITAL MANAGEMENT LP | OWNER | 01/2017 | 25-50% |
| SHLIONSKY, GREGORY | Individual | ROSEMAWR CAPITAL MANAGEMENT LP | OWNER | 01/2017 | 25-50% |
| GREG SHLIONSKY 2010 IRREVOCABLE TRUST | Domestic Entity | SHLIONSKY FAMILY INVESTMENTS LLC | OWNER | 12/2012 | 25-50% |
| SHLIONSKY, ESTHER | Individual | GREG SHLIONSKY 2010 IRREVOCABLE TRUST | TRUSTEE | 12/2012 | |
| DUBIN, ALAN, JAY | Individual | GREG SHLIONSKY 2010 IRREVOCABLE TRUST | TRUSTEE | 12/2012 | |
| DUBIN, REVA, MAE | Individual | GREG SHLIONSKY 2010 IRREVOCABLE TRUST | TRUSTEE | 12/2012 | |
| ROSEMAWR CAPITAL MANAGEMENT LP | Domestic Entity | – | OWNER | 01/2017 | > 75% |
| Chien, Jenny | Individual | – | CHIEF FINANCIAL OFFICER | 01/2017 | < 5% |