Hedge Fund Database

SAGE ADVISORS, LLC

Adviser information for SAGE ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 22 $296.4M
Non-Discretionary 2 $241.7M
Total 24 $538.1M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 24 $538.1M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-69790
SEC ERA File Number 801-69790
SEC CIK Numbers None
SEC CRD Numbers 148964
Legal Entity Identifier None

Principal Office

99 PARK AVENUE
16TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-850-4260, Fax: 212-937-1942

Chief Compliance Officer

ARTHUR PROSTICK
CHIEF COMPLIANCE OFFICER
321 BROADWAY
SUITE 500
SARATOGA SPRINGS
NY
United States
Tel: 212-476-9008
(Full email address available in API data)

Regulatory Contact

NICOLE SCAFFIDI
DEPUTY CHIEF COMPLIANCE OFFICER
99 PARK AVENUE
16TH FLOOR
NEW YORK
NY
United States
Tel: 212-850-4260
(Full email address available in API data)

Industry Affiliates

ARGI ALTERNATIVE INVESTMENT MANAGEMENT COMPANY, LLC Sponsor, GP, manager of pooled investment vehicles
ARGI INVESTMENT SERVICES, LLC Other investment adviser, including financial planners
BAJA WEALTH ADVISORS LLC Other investment adviser, including financial planners
CERITY PARTNERS LLC Other investment adviser, including financial plannersPension consultantSponsor, GP, manager of pooled investment vehicles
CERITY PARTNERS RETIREMENT PLAN ADVISORS Other investment adviser, including financial plannersPension consultant
CP RISK MANAGEMENT SERVICES LLC Insurance company or agency
PRIVATE MARKET OPPORTUNITIES FUND Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ALGONQUIN MIDDLE MARKET OPPORTUNITIES FUND, L.P. Private Equity Fund $23.3M $0.3M 7
ALGONQUIN SPECIAL OPPORTUNITIES FUND I, LP Private Equity Fund $2.1M $25.0M 1
AMMOF AIV, L.P. Private Equity Fund $1.0M $0.0M 2
COUNTERVAILING PRIVATE EQUITY FUND, LP Private Equity Fund $32.5M $1.0M 26
GLOBAL EQUITY ACCESS FUND, L.P. GLOBAL EQUITY FUND $52.0M $0.5M 7
GW EQUITY FUND, LLC Private Equity Fund $0.8M $0.0M 13
HAMPSHIRE ASSOCIATES FUND LP FUND OF FUND WHICH INVESTS IN MULTIPLE TYPES OF PRIVATE FUNDS, SEPARATELY MANAGED EQUITY, FIXED INCOME ACCOUNTS, RICS, & ETFS $26.7M $1.0M 32
HAMPSHIRE ASSOCIATES FUND QP, LP FUND OF FUND WHICH INVESTS IN MULTIPLE TYPES OF PRIVATE FUNDS, SEPARATELY MANAGED EQUITY, FIXED INCOME ACCOUNTS, RICS & ETFS $44.7M $1.0M 25
HAMPSHIRE INSTITUTIONAL FUND, LP FUND OF FUND WHICH INVESTS IN MULTIPLE TYPES OF PRIVATE FUNDS, SEPARATELY MANAGED EQUITY, FIXED INCOME ACCOUNTS, RICS & ETFS $21.7M $1.0M 28
LIBERTY PERMIT ENERGY INFRASTRUCTURE FUND (PARALLEL) LP Private Equity Fund $15.2M $0.5M 5
LIBERTY PERMIT ENERGY INFRASTRUCTURE FUND LP Private Equity Fund $37.9M $0.5M 41
ONE TOWER ATLANTIC, LLC Private Equity Fund $1.5M $0.3M 64
ONE TOWER BISCOTTI, LLC Private Equity Fund $10.7M $0.3M 73
ONE TOWER CURTAIN, LLC Private Equity Fund $4.9M $0.1M 90
ONE TOWER GUAVA, LLC Private Equity Fund $3.4M $0.1M 48
ONE TOWER KUDZU, LLC Private Equity Fund $0.9M $0.1M 75
ONE TOWER MAGELLAN, LLC Private Equity Fund $1.9M $0.1M 19
ONE TOWER MASS, LLC Private Equity Fund $1.9M $0.1M 91
ONE TOWER QUAHOG, LLC Private Equity Fund $1.2M $0.0M 39
PERMIT QOZ FUND I, LLC Private Equity Fund $7.2M $0.0M 11
THE PHILADELPHIA COMMUNITY IMPACT FUND, LLC Private Equity Fund $3.9M $0.1M 8

Control Persons

Name Type Entity Title Since Ownership
CERITY PARTNERS EOE LLC Domestic Entity CP HOLDINGS I LLC MEMBER 09/2018 25-50%
CERITY PARTNERS LLC Domestic Entity – MANAGER 01/2020 > 75%
SECO, ROBERT, JOSEPH Individual – GENERAL COUNSEL 09/2020 < 5%
MISCINSKI, KURT, PATRICK Individual – PRESIDENT 01/2020 < 5%
PACE, BENJAMIN, A Individual – CHIEF INVESTMENT OFFICER 01/2020 < 5%
CERITY PARTNERS EQUITY HOLDING LLC Domestic Entity CERITY PARTNERS LLC MEMBER 09/2018 > 75%
MISCINSKI, KURT, PATRICK Individual CERITY PARTNERS EOE LLC MANAGER 11/2017
CURTIS, CHRISTOPHER, GEORGE Individual – CHIEF FINANCIAL OFFICER 03/2021 < 5%
GENSTAR CAPITAL PARTNERS X, L.P. Domestic Entity CP HOLDINGS I LLC MEMBER 07/2022 25-50%
CP MERGER I LLC Domestic Entity CP MERGER II LLC MEMBER 07/2022 > 75%
GENSTAR CAPITAL X, L.P. Domestic Entity GENSTAR CAPITAL PARTNERS X, L.P. GENERAL PARTNER 07/2022
GENSTAR X GP LLC Domestic Entity GENSTAR CAPITAL X, L.P. GENERAL PARTNER 07/2022
CP MERGER II LLC Domestic Entity CERITY PARTNERS EQUITY HOLDING LLC MEMBER 07/2022 > 75%
CP INTERMEDIATE II LLC Domestic Entity CP MERGER I LLC MEMBER 07/2022 > 75%
CP INTERMEDIATE I LLC Domestic Entity CP INTERMEDIATE II LLC MEMBER 07/2022 > 75%
CP HOLDINGS I LLC Domestic Entity CP-ACP LLC MEMBER 07/2022 > 75%
CP-RTS LLC Domestic Entity CP INTERMEDIATE I LLC MEMBER 11/2022 > 75%
CP-ACP LLC Domestic Entity CP-MCM LLC MEMBER 01/2023 > 75%
CP-MCM LLC Domestic Entity CP-RTS LLC MEMBER 01/2023 > 75%
HILDEN, KEVIN, DAVID Individual – CHIEF OPERATIONS OFFICER 05/2018 < 5%
QUINLAN, NEIL, LAWRENCE Individual – DIRECTOR OF OPERATIONS 04/2023 < 5%
PROSTICK, ARTHUR, ISOM Individual – CHIEF COMPLIANCE OFFICER 03/2024 < 5%

No. Employees, Historic

2010020202021202220232024202511 on 1/2/202011 on 3/27/202011 on 9/18/202011 on 1/4/202111 on 1/4/202111 on 3/26/202111 on 7/19/202116 on 3/29/202216 on 8/10/202216 on 10/17/202216 on 10/24/202216 on 1/23/202316 on 2/15/202319 on 3/31/202319 on 7/13/202319 on 3/28/2024

RAUM, Historic

600M300M020202021202220232024202590052753 on 1/2/2020100979469 on 3/27/2020100979469 on 9/18/2020178682408 on 1/4/2021178682408 on 1/4/2021203966558 on 3/26/2021203966558 on 7/19/2021217455824 on 3/29/2022217455824 on 8/10/2022217455824 on 10/17/2022217455824 on 10/24/2022217455824 on 1/23/2023217455824 on 2/15/2023296099637 on 3/31/2023296099637 on 7/13/2023538074442 on 3/28/2024

No. Clients, Historic

301502020202120222023202420254 on 1/2/20204 on 3/27/20204 on 9/18/202010 on 1/4/202110 on 1/4/202110 on 3/26/202110 on 7/19/202110 on 3/29/202210 on 8/10/202210 on 10/17/202210 on 10/24/202210 on 1/23/202310 on 2/15/202326 on 3/31/202326 on 7/13/202324 on 3/28/2024