ARNOLD WEITZ & CO
Adviser information for ARNOLD WEITZ & CO last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nebraska, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 47 | $139.7M |
| Non-Discretionary | 13 | $226.6M |
| Total | 60 | $366.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $234.7M |
| HNW Individuals | 10 | $131.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-69800 |
|---|---|
| SEC ERA File Number | 801-69800 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108026 |
| Legal Entity Identifier | None |
Principal Office
20488 PARK RDELKHORN
NE
United States
Monday - Friday, 8-4:30
Tel: 402-392-2244, Fax: 402-392-0320
Chief Compliance Officer
TIFFANY POLIFKA
CERTIFIED FINANCIAL PLANNER
20488 PARK RD
ELKHORN
NE
United States
Tel:
402-392-2244
Fax:
402-392-0320
T**************@***************M
(Full email address available in API data)
Regulatory Contact
ARNOLD WEITZ
OWNER
20488 PARK RD
ELKHORN
NE
United States
Tel:
402-392-2244
Fax:
402-392-0320
A***********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEITZ, ARNOLD, DAVID | Individual | – | OWNER | 09/1993 | > 75% |
| POLIFKA, TIFFANY, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |