CAPITAL PRESERVATION PARTNERS, INC.
CAPITAL PRESERVATION PARTNERS INC. Legal Name
Adviser information for CAPITAL PRESERVATION PARTNERS, INC. last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 633 | $258.2M |
| Non-Discretionary | 3 | $4.0M |
| Total | 636 | $262.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 198 | $84.5M |
| HNW Individuals | 41 | $173.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-69807 |
|---|---|
| SEC ERA File Number | 801-69807 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126340 |
| Legal Entity Identifier | None |
Principal Office
55 PONDFIELD ROADBRONXVILLE
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 914-337-2272, Fax: 914-961-1715
Chief Compliance Officer
ILIR GJONI
CHIEF COMPLIANCE OFFICER
55 PONDFIELD ROAD
BRONXVILLE
NY
United States
Tel:
914-337-2272
Fax:
914-961-1715
L**@*****Z
(Full email address available in API data)
Regulatory Contact
KEVIN MULLINS
MANAGING DIRECTOR
55 PONDFIELD ROAD
BRONXVILLE
NY
United States
Tel:
914-291-4131
Fax:
914-206-4343
K***********@******M
(Full email address available in API data)
Industry Affiliates
| ALPHABET REALTY | Real estate broker or dealer |
| KEVIN J. MULLINS, ESQ, CFP, CPA | Accountant or accounting firmLawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MULLINS, KEVIN, JAMES | Individual | – | MANAGING DIRECTOR | 11/1992 | < 5% |
| GJONI, ILIR | Individual | – | MANAGING DIRECTOR | 06/2020 | > 75% |
| GJONI, ILIR | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |