Hedge Fund Database

KRILOGY

KRILOGY FINANCIAL LLC Legal Name

Adviser information for KRILOGY last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 68
Investment Advisory/Research 49
Registered Broker-Dealer Representatives 8
Registered State Investment Advisers 45
Licensed Agents of an Insurance Company 33
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 7,263 $2.4B
Non-Discretionary 36 $71.3M
Total 7,299 $2.5B

Clients

Type Number RAUM
Individuals 1,561 $475.7M
HNW Individuals 719 $2.0B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 28 $16.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 122.0M
Portfolio Manager to Program Sponsor
KRILOGY FINANCIAL WRAP FEE PROGRAM KRILOGY

Identifiers

SEC RIA File Number 801-69838
SEC ERA File Number 801-69838
SEC CIK Numbers 1659047
SEC CRD Numbers 149046
Legal Entity Identifier None

Principal Office

275 N. LINDBERGH
STE. 20
ST. LOUIS
MO
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 314-884-2800, Fax: 314-884-2819

Websites

www.krilogy.com twitter.com/krilogy www.facebook.com/krilogy/ www.linkedin.com/company/krilogy-financial/mycompany/ www.facebook.com/kplansonline www.linkedin.com/company/kplans/

Chief Compliance Officer

THOMAS LEWIS
COUNSEL
275 N. LINDBERGH
SUITE 20
SAINT LOUIS
MO
United States
Tel: 314-884-2800
Fax: 3148842819
(Full email address available in API data)

Regulatory Contact

KENT SKORNIA
CHIEF EXECUTIVE OFFICER
275 N. LINDBERGH
SUITE 20
SAINT LOUIS
MO
United States
Tel: 314-884-2800
(Full email address available in API data)

Industry Affiliates

KRILOGY ADVISORS Insurance company or agency
KRILOGY CAPITAL MANAGEMENT II, LLC Other investment adviser, including financial planners
KRILOGY CAPITAL MANAGEMENT PARTNERS II, LLC Sponsor, GP, manager of pooled investment vehicles
KRILOGY CAPITAL MANAGEMENT PARTNERS, LLC Sponsor, GP, manager of pooled investment vehicles
KRILOGY CAPITAL MANAGEMENT, LLC Other investment adviser, including financial planners
KRILOGY LAW Lawyer or law firm
KRILOGY TAX SERVICES, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SKORNIA, KENT, SCOTT Individual – MANAGING MEMBER / PRESIDENT/ CHIEF EXECUTIVE OFFICER 12/2008 > 75%
MCARTHUR, JOHN, MICHAEL Individual – SENIOR PARTNER & CHIEF INVESTMENT OFFICER 02/2012 10-25%
LEWIS, THOMAS, JOSEPH Individual – CHIEF COMPLIANCE OFFICER 04/2016 < 5%
LEWIS, MARK, BRINLEY Individual – CHIEF FINANCIAL OFFICER 08/2023 < 5%

No. Employees, Historic

70350201920202021202220232024202545 on 4/2/201945 on 1/10/202046 on 4/1/202046 on 6/30/202046 on 7/30/202049 on 3/31/202149 on 4/7/202156 on 4/1/202256 on 3/31/202356 on 9/28/202368 on 3/30/2024

RAUM, Historic

3B2B020192020202120222023202420251014370660 on 4/2/20191014370660 on 1/10/20201286662335 on 4/1/20201286662335 on 6/30/20201286662335 on 7/30/20201699283580 on 3/31/20211699283580 on 4/7/20211958922831 on 4/1/20221843806481 on 3/31/20231843806481 on 9/28/20232505389000 on 3/30/2024

No. Clients, Historic

3,0001,500020192020202120222023202420251553 on 4/2/20191553 on 1/10/20201821 on 4/1/20201821 on 6/30/20201821 on 7/30/20201859 on 3/31/20211859 on 4/7/20211870 on 4/1/20221919 on 3/31/20231919 on 9/28/20232308 on 3/30/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AAON INC COM PAR $0.004 2M 27K –
ABBVIE INC COM 2M 11K –
ACACIA RESH CORP ACACIA TCH COM 4M 813K –
ADVANCED MICRO DEVICES INC COM 3M 19K –
ALGONQUIN PWR UTILS CORP COM 4M 707K –
ALPHABET INC CAP STK CL A 10M 55K –
ALPHABET INC CAP STK CL C 9M 47K –
ALPS ETF TR ALERIAN MLP 933K 19K –
ALTRIA GROUP INC COM 4M 80K –
AMAZON COM INC COM 20M 103K –
AMEREN CORP COM 5M 76K –
AMERICAN CENTY ETF TR INTL EQT ETF 18M 284K –
AMERICAN CENTY ETF TR US SML CP VALU 34M 379K –
APPLE INC COM 48M 230K –
AT&T INC COM 1M 55K –
AVADEL PHARMACEUTICALS PLC COM SHS 243K 17K –
BANK AMERICA CORP COM 1M 36K –
BEAM THERAPEUTICS INC COM 1M 51K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 13K –
BLACKSTONE INC COM 2M 18K –
BOEING CO COM 2M 12K –
BP PLC SPONSORED ADR 439K 12K –
CANTERBURY PK HLDG CORP COM 218K 10K –
CHEVRON CORP NEW COM 2M 16K –
CHURCHILL DOWNS INC COM 2M 12K –
CISCO SYS INC COM 537K 11K –
CITIGROUP INC COM NEW 736K 12K –
COLUMBIA ETF TR II EM CORE EX ETF 3M 83K –
COMCAST CORP NEW CL A 589K 15K –
COSTAR GROUP INC COM 1M 14K –
COTERRA ENERGY INC COM 486K 18K –
CRISPR THERAPEUTICS AG NAMEN AKT 1M 21K –
CSX CORP COM 934K 28K –
CVS HEALTH CORP COM 628K 11K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 16M 375K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 7M 261K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 2M 61K –
DIMENSIONAL ETF TRUST GLOBAL CORE PLUS 2M 37K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 2M 83K –
DIMENSIONAL ETF TRUST INFLATION PROTE 4M 88K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 1M 41K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 361K 12K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 18M 673K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 7M 273K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 51M 1M –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 4M 133K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 432K 11K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 11M 389K –
DIMENSIONAL ETF TRUST US TARGETED VLU 920K 18K –
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 2M 28K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 1M 50K –
DISNEY WALT CO COM 4M 36K –
EA SERIES TRUST EA BRIDGEWAY OMN 892K 44K –
EASTMAN KODAK CO COM NEW 657K 122K –
EMERSON ELEC CO COM 4M 39K –
ESSENTIAL UTILS INC COM 2M 40K –
EXACT SCIENCES CORP COM 1M 31K –
EXXON MOBIL CORP COM 2M 20K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 622K 11K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 348K 10K –
FIRST TRUST LRGCP GWT ALPHAD COM SHS 2M 13K –
FORD MTR CO DEL COM 631K 50K –
FS KKR CAP CORP COM 486K 25K –
GE AEROSPACE COM NEW 3M 19K –
GENERAL MLS INC COM 796K 13K –
GLOBAL X FDS ARTIFICIAL ETF 728K 20K –
GLOBAL X FDS GLOBAL X URANIUM 3M 118K –
HARTE HANKS INC COM 1M 138K –
HASBRO INC COM 1M 18K –
HONEYWELL INTL INC COM 3M 13K –
INNOVATOR ETFS TRUST BUFFER STEP UP S 822K 26K –
INNOVATOR ETFS TRUST INNOV PRM INC 15 1M 54K –
INNOVATOR ETFS TRUST INNOV PRM INC 20 603K 24K –
INNOVATOR ETFS TRUST POWER BUFFER SET 6M 185K –
INNOVATOR ETFS TRUST PREMIUM INCM 15 909K 36K –
INNOVATOR ETFS TRUST US EQTY BUF DEC 2M 39K –
INNOVATOR ETFS TRUST US EQTY BUF NOV 511K 14K –
INNOVATOR ETFS TRUST US EQTY BUF OCT 744K 18K –
INTEL CORP COM 374K 12K –
INTELLIA THERAPEUTICS INC COM 1M 55K –
INTERCONTINENTAL EXCHANGE IN COM 2M 12K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 4M 172K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 4M 171K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 MUNI 508K 22K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 3M 20K –
INVESCO INDIA EXCHANGE-TRADE INDIA ETF 760K 26K –
ISHARES INC ESG AWR MSCI EM 932K 28K –
ISHARES S&P GSCI COMMODITY- UNIT BEN INT 288K 13K –
ISHARES SILVER TR ISHARES 2M 83K –
ISHARES TR 1 3 YR TREAS BD 879K 11K –
ISHARES TR 10-20 YR TRS ETF 5M 52K –
ISHARES TR 20 YR TR BD ETF 23M 249K –
ISHARES TR 7-10 YR TRSY BD 3M 37K –
ISHARES TR CMBS ETF 6M 134K –
ISHARES TR CORE HIGH DV ETF 1M 12K –
ISHARES TR CORE S&P MCP ETF 852K 15K –
ISHARES TR EAFE VALUE ETF 763K 14K –
ISHARES TR ESG AWARE MSCI 3M 69K –
ISHARES TR IBDS DEC28 ETF 4M 157K –
ISHARES TR IBOND DEC 2030 6M 315K –
ISHARES TR IBONDS 2026 TERM 1M 45K –
ISHARES TR IBONDS 2027 TERM 945K 43K –
ISHARES TR IBONDS 24 TRM HG 2M 70K –
ISHARES TR IBONDS 24 TRM TS 12M 480K –
ISHARES TR IBONDS 25 TRM HG 3M 137K –
ISHARES TR IBONDS 25 TRM TS 11M 458K –
ISHARES TR IBONDS 26 TRM TS 11M 465K –
ISHARES TR IBONDS 27 ETF 4M 163K –
ISHARES TR IBONDS 27 TRM TS 4M 189K –
ISHARES TR IBONDS 28 TRM TS 438K 20K –
ISHARES TR IBONDS 29 TRM TS 438K 21K –
ISHARES TR IBONDS DEC 2030 4M 185K –
ISHARES TR IBONDS DEC 2031 10M 501K –
ISHARES TR IBONDS DEC 2031 4M 201K –
ISHARES TR IBONDS DEC 2032 39M 2M –
ISHARES TR IBONDS DEC 2032 4M 165K –
ISHARES TR IBONDS DEC 2033 17M 717K –
ISHARES TR IBONDS DEC 2033 4M 153K –
ISHARES TR IBONDS DEC 29 4M 173K –
ISHARES TR IBONDS DEC2026 4M 164K –
ISHARES TR IBONDS DEC24 ETF 4M 161K –
ISHARES TR IBONDS DEC25 ETF 4M 161K –
ISHARES TR LATN AMER 40 ETF 788K 32K –
ISHARES TR MSCI EAFE ETF 5M 67K –
ISHARES TR RUS MD CP GR ETF 29M 260K –
ISHARES TR S&P 500 GRWT ETF 2M 23K –
J P MORGAN EXCHANGE TRADED F ACTIVE VALUE ETF 667K 11K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 4M 76K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 2M 40K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 8M 160K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 518K 10K –
JOHNSON & JOHNSON COM 2M 11K –
JPMORGAN CHASE & CO. COM 3M 15K –
LAMB WESTON HLDGS INC COM 1M 15K –
LIBERTY MEDIA CORP DEL COM LBTY SRM S A 997K 45K –
LIBERTY MEDIA CORP DEL COM LBTY SRM S C 712K 32K –
LSB INDS INC COM 2M 244K –
MANCHESTER UTD PLC NEW ORD CL A 581K 36K –
MARVELL TECHNOLOGY INC COM 2M 27K –
MATCH GROUP INC NEW COM 1M 36K –
MATTEL INC COM 1M 69K –
META PLATFORMS INC CL A 9M 17K –
MICRON TECHNOLOGY INC COM 7M 54K –
MICROSOFT CORP COM 20M 44K –
MORGAN STANLEY COM NEW 1M 14K –
NEXTERA ENERGY INC COM 1M 17K –
NIKE INC CL B 2M 24K –
NUVEEN MISSOURI QLT MUN INC COM 569K 55K –
NVIDIA CORPORATION COM 27M 222K –
PAYPAL HLDGS INC COM 1M 21K –
PERPETUA RESOURCES CORP COM 6M 1M –
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 342K 24K –
PFIZER INC COM 774K 28K –
PHILIP MORRIS INTL INC COM 3M 27K –
PIMCO ETF TR 25YR+ ZERO U S 11M 140K –
PIMCO ETF TR ACTIVE BD ETF 1M 14K –
PIMCO ETF TR ENHAN SHRT MA AC 24M 243K –
PIMCO ETF TR MULTISECTOR BD 33M 1M –
PIMCO ETF TR MUNI INCOME OPP 593K 13K –
PROCTER AND GAMBLE CO COM 3M 18K –
READING INTL INC CL A 3M 2M –
ROBLOX CORP CL A 10M 270K –
SCHWAB CHARLES CORP COM 1M 18K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 35M 1M –
SCHWAB STRATEGIC TR INTL EQTY ETF 28M 731K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 577K 16K –
SCHWAB STRATEGIC TR SHT TM US TRES 2M 35K –
SCHWAB STRATEGIC TR US AGGREGATE B 4M 93K –
SCHWAB STRATEGIC TR US BRD MKT ETF 4M 56K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 2M 25K –
SCHWAB STRATEGIC TR US LCAP GR ETF 77M 761K –
SCHWAB STRATEGIC TR US LCAP VA ETF 81M 1M –
SCHWAB STRATEGIC TR US LRG CAP ETF 7M 112K –
SCHWAB STRATEGIC TR US MID-CAP ETF 2M 29K –
SCHWAB STRATEGIC TR US REIT ETF 7M 353K –
SCHWAB STRATEGIC TR US SML CAP ETF 2M 35K –
SELECT SECTOR SPDR TR COMMUNICATION 12M 145K –
SELECT SECTOR SPDR TR ENERGY 7M 72K –
SELECT SECTOR SPDR TR FINANCIAL 15M 364K –
SELECT SECTOR SPDR TR INDL 10M 84K –
SELECT SECTOR SPDR TR RL EST SEL SEC 893K 23K –
SELECT SECTOR SPDR TR SBI CONS DISCR 13M 72K –
SELECT SECTOR SPDR TR SBI CONS STPLS 11M 139K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 20M 137K –
SELECT SECTOR SPDR TR SBI INT-UTILS 7M 96K –
SELECT SECTOR SPDR TR SBI MATERIALS 3M 39K –
SELECT SECTOR SPDR TR TECHNOLOGY 41M 181K –
SILA REALTY TRUST INC COMMON STOCK 319K 15K –
SPDR GOLD TR GOLD SHS 4M 20K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 858K 24K –
SPDR S&P 500 ETF TR TR UNIT 6M 12K –
SPDR SER TR BLOOMBERG 1-3 MO 965K 11K –
SPDR SER TR PORTFOLIO LN TSR 6M 236K –
SPDR SER TR S&P 400 MDCP VAL 872K 12K –
SPDR SER TR S&P 600 SMCP GRW 22M 262K –
SPDR SER TR S&P 600 SMCP VAL 4M 53K –
SYSCO CORP COM 1M 14K –
TELEPHONE & DATA SYS INC COM NEW 6M 292K –
TESLA INC COM 4M 18K –
TOOTSIE ROLL INDS INC COM 632K 21K –
TRICO BANCSHARES COM 621K 16K –
UBER TECHNOLOGIES INC COM 3M 39K –
VANECK ETF TRUST GOLD MINERS ETF 1M 31K –
VANECK ETF TRUST SEMICONDUCTR ETF 3M 12K –
VANGUARD INDEX FDS GROWTH ETF 11M 29K –
VANGUARD INDEX FDS MCAP VL IDXVIP 36M 237K –
VANGUARD INDEX FDS REAL ESTATE ETF 6M 66K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 14K –
VANGUARD INDEX FDS VALUE ETF 4M 23K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 33K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 1M 14K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1M 15K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 11K –
VANGUARD WORLD FD ENERGY ETF 5M 39K –
VANGUARD WORLD FD FINANCIALS ETF 1M 13K –
VERIZON COMMUNICATIONS INC COM 575K 14K –
VICTORY PORTFOLIOS II SHARES FREE CASH 377K 12K –
VISA INC COM CL A 4M 16K –
WALMART INC COM 3M 50K –
WARNER MUSIC GROUP CORP COM CL A 867K 28K –
ZSCALER INC COM 2M 12K –