J.C. FLOWERS & CO. LLC
Adviser information for J.C. FLOWERS & CO. LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $4.1B |
| Non-Discretionary | 2 | $297.3M |
| Total | 21 | $4.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 21 | $4.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 95 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesINVESTMENT-RELATED FEES |
Identifiers
| SEC RIA File Number | 801-69842 |
|---|---|
| SEC ERA File Number | 801-69842 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142529 |
| Legal Entity Identifier | 549300ZA5KSIMZE0E552 |
Principal Office
767 FIFTH AVENUE23RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM TO 6PM
Tel: 212-404-6800, Fax: None
Chief Compliance Officer
SALLY ROCKER
GENERAL COUNSEL
767 FIFTH AVENUE
23RD FLOOR
NEW YORK
NY
United States
Tel:
212-404-6804
S******@********M
(Full email address available in API data)
Regulatory Contact
MONA LAUNGANI
CHIEF FINANCIAL OFFICER
767 FIFTH AVENUE
23RD FLOOR
NEW YORK
NY
United States
Tel:
212-404-6816
M********@********M
(Full email address available in API data)
Industry Affiliates
| J.C. FLOWERS & CO. UK LLP | Other investment adviser, including financial planners |
| J.C. FLOWERS SECURITIES CO. LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JCF AD STRATEGIC ASSOCIATES V LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JCF ASSOCIATES I LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JCF ASSOCIATES III LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JCF ASSOCIATES III LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JCF ASSOCIATES IV L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JCF ASSOCIATES V L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JCF INTERNATIONAL ASSOCIATES II LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JCF INTERNATIONAL ASSOCIATES LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JCF PANTHER HOLDINGS GP LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FIG CO-INVESTMENT FUND II L.P. | Private Equity Fund | $131.7M | $0.0M | 3 |
| J.C. FLOWERS III LP | Private Equity Fund | $313.1M | $1.0M | 73 |
| J.C. FLOWERS III-B LP | Private Equity Fund | $17.0M | $0.5M | 61 |
| J.C. FLOWERS IV L.P. | Private Equity Fund | $1,611.0M | $0.3M | 109 |
| J.C. FLOWERS SPECIAL AD STRATEGIC PARTNERSHIP L.P. | Private Equity Fund | $199.9M | $0.0M | 3 |
| J.C. FLOWERS V L.P. | Private Equity Fund | $762.0M | $10.0M | 71 |
| JCF 2020 BRIDGE COINVEST L.P. | Private Equity Fund | $12.2M | $0.0M | 13 |
| JCF III COINVEST CEP LP | Private Equity Fund | $2.3M | $0.0M | 14 |
| JCF IV COINVEST APEX L.P. | Private Equity Fund | $56.9M | $0.0M | 25 |
| JCF IV COINVEST JCAP L.P. | Private Equity Fund | $415.9M | $0.0M | 15 |
| JCF IV COINVEST NEPTUN (ALBERTA) LP | Private Equity Fund | $52.9M | $0.0M | 1 |
| JCF IV COINVEST NEPTUN I L.P. | Private Equity Fund | $208.2M | $0.0M | 30 |
| JCF IV COINVEST NEPTUN II L.P. | Private Equity Fund | $202.8M | $0.0M | 1 |
| JCF IV COINVEST NEPTUN III L.P. | Private Equity Fund | $200.0M | $0.0M | 18 |
| JCF PANTHER HOLDINGS L.P. | Private Equity Fund | $78.0M | $0.0M | 39 |
| JCF SPECIAL INTERNATIONAL INVESTORS L.P. | Private Equity Fund | $157.8M | $0.0M | 3 |
| JCF V CO-INVEST CFG L.P. | Private Equity Fund | $144.9M | $0.0M | 15 |
| JCF V COINVEST INDIA LTD | Private Equity Fund | $119.2M | $0.0M | 20 |
| JCF V COINVEST LMAX L.P. | Private Equity Fund | $41.8M | $0.0M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLOWERS, JAMES, CHRISTOPHER | Individual | – | MANAGING DIRECTOR/SOLE MANAGING MEMBER | 11/2000 | > 75% |
| ROCKER, SALLY, ANN | Individual | – | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | 12/2000 | < 5% |
| HANFORD, TIMOTHY, JOHN | Individual | – | MANAGING DIRECTOR AND CO-PRESIDENT | 01/2009 | < 5% |
| PORTE, THIERRY, GEORGES | Individual | – | MANAGING DIRECTOR | 01/2012 | < 5% |
| FREEBERN, TODD, MICHAEL | Individual | – | MANAGING DIRECTOR | 01/2013 | < 5% |
| RAHE, ERIC, CHRISTIAN | Individual | – | MANAGING DIRECTOR AND CO-PRESIDENT | 03/2014 | < 5% |
| HARDING, THOMAS, CARDWELL | Individual | – | MANAGING DIRECTOR | 12/2018 | < 5% |
| YORDAN, PETER, DONNELLY | Individual | – | MANAGING DIRECTOR | 12/2018 | < 5% |
| COX, JONATHAN, JAMES | Individual | – | MANAGING DIRECTOR | 12/2019 | < 5% |
| Laungani, Mona | Individual | – | CHIEF FINANCIAL OFFICER | 07/2021 | < 5% |
| DONG, YI | Individual | – | MANAGING DIRECTOR | 12/2022 | < 5% |