WOLF RIVER CAPITAL MANAGEMENT, LLC

Adviser information for WOLF RIVER CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	8
Investment Advisory/Research	7
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	19	$266.1M
Non-Discretionary	0	$0
Total	19	$266.1M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	16	$256.3M
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$9.8M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$200
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-69844
SEC ERA File Number	801-69844
SEC CIK Numbers	None
SEC CRD Numbers	149038
Legal Entity Identifier	549300842NBDV7CJG750

Principal Office

5384 POPLAR AVENUE
SUITE 441
MEMPHIS
TN
United States

Monday - Friday, 8:00AM - 5:00PM

Tel: (901) 312-9653, Fax: None

Websites

wolfrivercap.com

Chief Compliance Officer

GINA CONN STROUD

CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER

5384 POPLAR AVENUE

SUITE 441

MEMPHIS

United States

Tel: (901) 240-3945

G***********@***************M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
WOLF RIVER OPPORTUNITY FUND II, LLC	CDO FUND	$52.1M	$0.0M	8
WOLF RIVER OPPORTUNITY FUND, LLC	Private Equity Fund	$98.1M	$0.0M	7
WOLF RIVER OPPORTUNITY SERIES, LLC SERIES B	Private Equity Fund	$7.1M	$0.0M	7
WOLF RIVER OPPORTUNITY SERIES, LLC SERIES C	Private Equity Fund	$5.7M	$0.0M	6
WOLF RIVER OPPORTUNITY SERIES LLC - SERIES E	Private Equity Fund	$2.9M	$0.0M	6
WOLF RIVER OPPORTUNITY SERIES LLC - SERIES F	Private Equity Fund	$2.2M	$0.0M	5
WOLF RIVER OPPORTUNITY SERIES LLC - SERIES G	Private Equity Fund	$1.0M	$0.0M	5
WOLF RIVER OPPORTUNITY SERIES LLC - SERIES H	Private Equity Fund	$2.3M	$0.0M	6
WOLF RIVER OPPORTUNITY SERIES, LLC - SERIES I	Private Equity Fund	$2.5M	$0.0M	4
WOLF RIVER OPPORTUNITY SERIES, LLC SERIES A	Private Equity Fund	$10.0M	$0.0M	7
WOLF RIVER OPPORTUNITY SERIES, LLC SERIES D	Private Equity Fund	$10.0M	$0.0M	7
WOLF RIVER PARTNER FUND	Hedge Fund	$50.5M	$0.0M	14

Control Persons

Name	Type	Entity	Title	Since	Ownership
HOWE, RICHARD, DAVIS	Individual	–	MEMBER/MANAGING DIRECTOR	08/2008	25-50%
WINGETT, JAMES, DUNCAN	Individual	–	MEMBER/MANAGING DIRECTOR	08/2008	25-50%
DUNCAN, DOUGLAS, BRIAN	Individual	–	MEMBER/MANAGING DIRECTOR	08/2008	25-50%
GERBER, JANET, HELEN	Individual	–	SENIOR VICE PRESIDENT	10/2008	< 5%
STROUD, GINA, CONN	Individual	–	CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER	09/2008	10-25%
LEE, BETH, GUNN	Individual	–	VICE PRESIDENT	10/2008	< 5%
RENOVICH, WILLIAM, ROBERT	Individual	–	VICE PRESIDENT	10/2008	5-10%

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