EHLERS
EHLERS INVESTMENT PARTNERS, LLC Legal Name
Adviser information for EHLERS last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 571 | $2.3B |
| Total | 571 | $2.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $991,019 |
| State or municipal gov entities | 235 | $2.3B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $11.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsEducational seminars/workshopsCONSULTING; BIDDING AGENT SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-69849 |
|---|---|
| SEC ERA File Number | 801-69849 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146385 |
| Legal Entity Identifier | 2549005RU0MF199GN183 |
Principal Office
3060 CENTRE POINT DRIVEROSEVILLE
MN
United States
Monday - Friday, 8A.M. TO 5P.M.
Tel: 800-552-1171, Fax: 651-697-8555
Chief Compliance Officer
PAM ZIERMANN
3060 CENTRE POINTE DRIVE
ROSEVILLE
MN
United States
Tel:
651-697-8576
P********@*************M
(Full email address available in API data)
Regulatory Contact
NICOLE ALY
AUDIT SPECIALIST
3060 CENTRE POINTE DRIVE
ROSEVILLE
MN
United States
Tel:
(651) 697-8568
Fax:
651-697-8555
N***@*************M
(Full email address available in API data)
Industry Affiliates
| BOND TRUST SERVICES CORPORATION | Banking or thrift institution |
| EHLERS | Registered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EHLERS COMPANIES, INC. | Domestic Entity | – | MANAGING MEMBER | 01/2012 | > 75% |
| EHLERS AND ASSOCIATES, INC. EMPLOYEE OWNERSHIP TRUST | Domestic Entity | EHLERS COMPANIES, INC. | SHAREHOLDER | 12/2011 | > 75% |
| REILLY, BRIAN, MICHAEL | Individual | – | PRESIDENT | 12/2019 | < 5% |
| Cook, Jessica, Maeve | Individual | EHLERS AND ASSOCIATES, INC. EMPLOYEE OWNERSHIP TRUST | TRUSTEE | 12/2016 | |
| Mahn, Samuel | Individual | EHLERS AND ASSOCIATES, INC. EMPLOYEE OWNERSHIP TRUST | TRUSTEE | 05/2019 | |
| Vander Heiden, Joy | Individual | EHLERS AND ASSOCIATES, INC. EMPLOYEE OWNERSHIP TRUST | TRUSTEE | 10/2019 | |
| CROWE, GREG | Individual | – | DIRECTOR | 01/2022 | < 5% |
| KVILVANG, STACIE | Individual | EHLERS COMPANIES, INC. | TRUSTEE | 02/2022 | |
| CUMMINGS, KRISTIN | Individual | EHLERS COMPANIES, INC. | TRUSTEE | 02/2022 | |
| ZIERMANN, PAMELA, KAY REINITZ | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |
| MILES, RYAN, W | Individual | – | MANAGING DIRECTOR | 02/2022 | < 5% |
| COSSON, PHIL | Individual | – | DIRECTOR | 03/2024 | < 5% |
| COSSON, PHIL | Individual | EHLERS COMPANIES, INC. | TRUSTEE | 03/2024 |