&WEALTH PARTNERS
AND WEALTH PARTNERS, LLC Legal Name
Adviser information for &WEALTH PARTNERS last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 221 | $230.8M |
| Non-Discretionary | 35 | $168.2M |
| Total | 256 | $399.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $10.5M |
| HNW Individuals | 64 | $289.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $99.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-69853 |
|---|---|
| SEC ERA File Number | 801-69853 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149136 |
| Legal Entity Identifier | None |
Principal Office
1629 THAMES STREETSUITE 300
BALTIMORE
MD
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 410-844-3300, Fax: 866-526-4871
Websites
www.instagram.com/@and_wealth/
www.andwealth.com
www.linkedin.com/in/dorie-fain-499954/
www.twitter.com/andwealth
www.facebook.com/dorie.fain
www.facebook.com/pages/category/financial-service/wealth-partners-85388412958/
www.instagram.com/@andwealth/
twitter.com/doriefain
www.linkedin.com/company/&wealth
Chief Compliance Officer
DORIE FAIN
CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER
1629 THAMES STREET
SUITE 300
BALTIMORE
MD
United States
Tel:
410-844-3300
Fax:
866-526-4871
D****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FAIN, DORIE, HARRIET | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 03/2009 | > 75% |