CENTRAL TRUST BANK
THE CENTRAL TRUST BANK Legal Name
Adviser information for CENTRAL TRUST BANK last updated from Form ADV on September 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $328.2M |
| Non-Discretionary | 2 | $120.5M |
| Total | 17 | $448.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $203.4M |
| Charitable organizations | <5 | $26.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $131.5M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $87.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 431 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Bank |
Identifiers
| SEC RIA File Number | 801-69885 |
|---|---|
| SEC ERA File Number | 801-69885 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149262 |
| Legal Entity Identifier | None |
Principal Office
111 EAST MILLER STREETJEFFERSON CITY
MO
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 573-634-1114, Fax: None
Websites
Chief Compliance Officer
THOMAS KERNEY
111 EAST MILLER STREET
JEFFERSON CITY
MO
United States
Tel:
312-273-4322
T******@**********************M
(Full email address available in API data)
Regulatory Contact
SCOTT KELLETT
PRESIDENT
111 EAST MILLER STREET
JEFFERSON CITY
MO
United States
Tel:
573-634-1105
S************@***************T
(Full email address available in API data)
Industry Affiliates
| CENTRAL TRUST BANK | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersBanking or thrift institutionTrust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHEPERLE, JOANNE, PAULINE | Individual | – | PRESIDENT | 12/2021 | < 5% |
| CENTRAL BANCOMPANY | Domestic Entity | – | OWNER | 11/1970 | > 75% |
| KERNEY, THOMAS, DEKARI | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| HARGROVE, JOSHUA, RYAN | Individual | – | PORTFOLIO MANAGER | 07/2022 | < 5% |
| ONEAL, NANCY, WEART | Individual | – | AVP, INFORMATION SECURITY OFFICER | 09/2023 | < 5% |