SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD
Adviser information for SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $856.2M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $856.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $30.7M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $58.3M |
| Pension and profit sharing plans | <5 | $97.9M |
| Charitable organizations | <5 | $147.1M |
| State or municipal gov entities | <5 | $478.3M |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $43.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 7 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsINVESTMENT RESEARCH AND TRADING AND SUB-ADVISORY SERVICES FOR PARENT COMPANY WHICH RETAINS DISCRETION OVER PORTFOLIOS |
|---|---|
| Compensation | FEES FROM PARENT COMPANY REVIEWED ANNUALLY |
Identifiers
| SEC RIA File Number | 801-69906 |
|---|---|
| SEC ERA File Number | 801-69906 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148494 |
| Legal Entity Identifier | None |
Principal Office
101 THOMSON ROAD#10-01, UNITED SQUARE
SINGAPORE CITY
Singapore
Monday - Friday, 8:00AM TO 5:00PM
Tel: 65 6028 1876, Fax: None
Websites
Chief Compliance Officer
JOSEPH ANTONIO
LEGAL AND COMPLIANCE OFFICER
501 ORCHARD ROAD
#05-10, WHEELOCK PLACE
SINGAPORE CITY
Singapore
Tel:
901-818-5128
J*******@**********M
(Full email address available in API data)
Regulatory Contact
ANDREW MCCARROLL
GENERAL COUNSEL OF PARENT COMPANY
6410 POPLAR AVENUE
SUITE 900
MEMPHIS
TN
United States
Tel:
901-818-5185
Fax:
901-818-5160
A*********@**********M
(Full email address available in API data)
Industry Affiliates
| SOUTHEASTERN ASSET MANAGEMENT INC. | Other investment adviser, including financial planners |
| SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAM ASIA PACIFIC OPPORTUNITIES FUND LP | Hedge Fund | $43.9M | $1.0M | 31 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOUTHEASTERN ASSET MANAGEMENT INC. | Domestic Entity | – | SHAREHOLDER | 08/2008 | > 75% |
| HAWKINS, OTIS, MASON | Individual | SOUTHEASTERN ASSET MANAGEMENT, INC. | CEO/SHAREHOLDER/DIRECTOR | 09/1975 | 50-75% |
| CATES, GEORGE, STALEY | Individual | SOUTHEASTERN ASSET MANAGEMENT INC. | VICE CHAIRMAN/SHAREHOLDER/DIRECTOR | 08/1987 | 25-50% |
| MCBRIDE, STEVEN, PHILIP | Individual | – | DIRECTOR | 08/2008 | < 5% |
| ANTONIO, JOSEPH, ANDRE | Individual | – | SECRETARY, MANAGING DIRECTOR (CHIEF EXECUTIVE), LEGAL AND CHIEF COMPLIANCE OFFICER | 07/2016 | < 5% |
| PRESSGROVE, JESSICA, BOGGAN | Individual | – | CFO | 03/2019 | < 5% |