Hedge Fund Database

P. SCHOENFELD ASSET MANAGEMENT LP

Adviser information for P. SCHOENFELD ASSET MANAGEMENT LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 26
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 15 $1.8B
Non-Discretionary 0 $0
Total 15 $1.8B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 15 $1.8B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 68

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-69914
SEC ERA File Number 801-69914
SEC CIK Numbers 1040198
SEC CRD Numbers 149236
Legal Entity Identifier U4CM8G7R81JF4FNVS566

Principal Office

1350 AVENUE OF THE AMERICAS
21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM- 5:00 PM
Tel: 212-649-9500, Fax: 212-649-9515

Websites

www.psam.com www.linkedin.com/company/p.-schoenfeld-asset-management-psam-/

Chief Compliance Officer

ALAN CHAN
1350 AVENUE OF THE AMERICAS
21ST FLOOR
NEW YORK
NY
United States
Tel: 212-649-9519
Fax: 212-649-9515
(Full email address available in API data)

Regulatory Contact

DHANANJAY PAI
PRESIDENT AND CHIEF OPERATING OFFICER
1350 AVENUE OF THE AMERICAS
21ST FLOOR
NEW YORK
NY
United States
Tel: 212-649-9506
Fax: 212-649-9515
(Full email address available in API data)

Industry Affiliates

PSAM INVESTMENT HOLDINGS GP LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SYNAPSE I LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SYNAPSE II LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SYNAPSE III LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SYNAPSE IV LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SYNAPSE V LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SYNAPSE VI LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PSAM EMPLOYEE INVESTMENTS I, LLC - SERIES A Hedge Fund $2.9M $0.0M 12
PSAM INVESTMENT HOLDINGS LP Private Equity Fund $0.0M $0.5M 0
PSAM SELECT OPPORTUNITIES MASTER FUND, SPC - SEGREGATED PORTFOLIO D Hedge Fund $0.0M $0.1M 0
PSAM WORLDARB MASTER FUND LTD. Hedge Fund $905.3M $0.5M 269
REBOUND PORTFOLIO LTD. Hedge Fund $60.1M $0.5M 27

Control Persons

Name Type Entity Title Since Ownership
SCHOENFELD, PETER, MICHAEL Individual – CEO, CIO, LIMITED PARTNER 06/1996 > 75%
VASSALLO, JOHN, MICHAEL Individual – DIRECTOR OF OPERATIONS, LIMITED PARTNER 06/1996 < 5%
FAULKNER, PETER, MARK Individual – DEPUTY CIO, PORTFOLIO MANAGER 01/2002 < 5%
PAI, DHANANJAY, MOHAN Individual – PRESIDENT & CHIEF OPERATING OFFICER 02/2007 < 5%
P. SCHOENFELD ASSET MANAGEMENT GP LLC Domestic Entity – GENERAL PARTNER 01/2009 < 5%
SCHOENFELD, PETER, MICHAEL Individual P. SCHOENFELD ASSET MANAGEMENT GP LLC CO-MANAGING MEMBER AND MANAGING PARTNER 01/2009 > 75%
LERNER, ANNIE, NMN Individual – CHIEF FINANCIAL OFFICER 05/2014 < 5%
BROWN, PHILIP, EDINGTON Individual – PORTFOLIO MANAGER 04/2016 < 5%
GREENWALD, CAROLINE, SCHOENFELD Individual – HEAD OF MARKETING AND INVESTOR RELATIONS 05/2007 < 5%
CHAN, ALAN, TAT MING Individual – CHIEF COMPLIANCE OFFICER 03/2018 < 5%
GREENWALD, CAROLINE, SCHOENFELD Individual P. SCHOENFELD ASSET MANAGEMENT GP LLC CO-MANAGING MEMBER AND MANAGING PARTNER 05/2018
PAI, DHANANJAY, MOHAN Individual P. SCHOENFELD ASSET MANAGEMENT GP LLC MANAGING PARTNER 05/2018
FAULKNER, PETER, MARK Individual P. SCHOENFELD ASSET MANAGEMENT GP LLC MANAGING PARTNER 05/2018

No. Employees, Historic

50250201920202021202220232024202541 on 11/29/201938 on 3/30/202032 on 3/31/202132 on 4/30/202134 on 3/31/202234 on 5/19/202232 on 3/29/202326 on 3/28/2024

RAUM, Historic

4B2B020192020202120222023202420252645052777 on 11/29/20192693517424 on 3/30/20202998324518 on 3/31/20212998324518 on 4/30/20213570034436 on 3/31/20223570034436 on 5/19/20222889981757 on 3/29/20231823715851 on 3/28/2024

No. Clients, Historic

30150201920202021202220232024202524 on 11/29/201922 on 3/30/202019 on 3/31/202119 on 4/30/202119 on 3/31/202219 on 5/19/202219 on 3/29/202315 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AFRICAN AGRICULTURE HOLDINGS *W EXP 12/06/202 7K 493K –
ANYWHERE REAL ESTATE INC COM 927K 280K –
ATHENA TECHNOLOGY ACQ CORP I *W EXP 10/17/202 11K 373K –
AXONICS INC COM 29M 429K –
BITCOIN DEPOT INC *W EXP 06/30/202 26K 541K –
CAPRI HOLDINGS LIMITED SHS 8M 235K –
CAPRI HOLDINGS LIMITED SHS 11M 340K –
CAPRI HOLDINGS LIMITED SHS 6M 189K –
CEREVEL THERAPEUTICS HLDNG I COM 33M 796K –
CEREVEL THERAPEUTICS HLDNG I COM 2M 50K –
CHAMPIONX CORPORATION COM 5M 164K –
CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 133K 379K –
COMMSCOPE HLDG CO INC COM 1M 1M –
CORE SCIENTIFIC INC NEW COM 4M 450K –
DISCOVER FINL SVCS COM 2M 14K –
ENDEAVOR GROUP HLDGS INC CL A COM 8M 300K –
GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 5K 28K –
HASHICORP INC COM CL A 20M 587K –
HESS CORP COM 20M 137K –
IAMGOLD CORP COM 21M 6M –
INFLECTION PT ACQUISITN CRP *W EXP 08/31/202 51K 538K –
INTERNATIONAL PAPER CO COM 518K 12K –
INTERNATIONAL PAPER CO COM 8M 196K –
JUNIPER NETWORKS INC COM 3M 78K –
MACYS INC COM 2M 116K –
NIKOLA CORP COM NEW 3M 376K –
NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 0 62K –
NRG ENERGY INC COM NEW 94M 1M –
NUVEI CORPORATION SUB VTG SHS 16M 509K –
PARAMOUNT GLOBAL CLASS B COM 3M 300K –
PARAMOUNT GLOBAL CLASS B COM 8M 754K –
POWERSCHOOL HOLDINGS INC COM CL A 11M 489K –
RAPID7 INC COM 4M 100K –
SHAPEWAYS HOLDINGS INC *W EXP 09/29/202 560 160K –
SUNNOVA ENERGY INTL INC. COM 8M 1M –
SUNNOVA ENERGY INTL INC. COM 279K 50K –
SUNNOVA ENERGY INTL INC. NOTE 0.250%12/0 6M – –
TALOS ENERGY INC COM 2M 139K –
TECK RESOURCES LTD CL B 7M 150K –
TERAWULF INC COM 4M 1M –
UNITED STATES STL CORP NEW COM 14M 377K –
UNITED STATES STL CORP NEW COM 21M 558K –
UNITED STATES STL CORP NEW COM 2M 52K –
VISTRA CORP COM 7M 81K –
VODAFONE GROUP PLC NEW SPONSORED ADR 17M 2M –