MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC
Adviser information for MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $644.7M |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $644.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 8 | $280.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $364.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 156 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-69938 |
|---|---|
| SEC ERA File Number | 801-69938 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149122 |
| Legal Entity Identifier | 549300N71D3L625KV77 |
Principal Office
9755 SW BARNES ROAD, SUITE 660PORTLAND
OR
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 971.634.1500, Fax: 971.275.1856
Chief Compliance Officer
CHRISTOPHER RICHARD GARGANO
CHIEF COMPLIANCE OFFICER
750 7TH AVENUE
34TH FL
NEW YORK
NY
United States
Tel:
646-536-6877
C************@****************M
(Full email address available in API data)
Regulatory Contact
CHERYL HICKMAN
VICE PRESIDENT
100 SOUTH CHARLES STREET, 4TH FLOOR
BALTIMORE
MD
United States
Tel:
667-312-4062
R*************@****************M
(Full email address available in API data)
Industry Affiliates
| COOK STREET CONSULTING, INC. | Other investment adviser, including financial planners |
| MORGAN STANLEY | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIDSON, JAYSON, ALLEN | Individual | – | VICE PRESIDENT, DIRECTOR OF CONSULTING SERVICES | 09/2021 | < 5% |
| PARKER, WARREN, DALE | Individual | – | VICE PRESIDENT, DIRECTOR OF ANALYTICAL SERVICES | 09/2021 | < 5% |
| MORGAN STANLEY DOMESTIC HOLDINGS, LLC | Domestic Entity | – | MEMBER | 09/2021 | > 75% |
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | Domestic Entity | MORGAN STANLEY DOMESTIC HOLDINGS, LLC | MEMBER | 03/2007 | > 75% |
| MORGAN STANLEY | Domestic Entity | MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | 02/2002 | > 75% |
| FRANCE, JEREMIAH, MICHAEL | Individual | – | MANAGER (BOARD OF MANAGERS), CHAIRMAN, CHIEF EXECUTIVE OFFICER | 09/2021 | < 5% |
| THOMPSON, MARK, JULIEN | Individual | – | MANAGER (BOARD OF MANAGERS), PRESIDENT | 09/2021 | < 5% |
| GORDON, MARC | Individual | – | CHIEF FINANCIAL OFFICER | 09/2021 | < 5% |
| GARGANO, CHRISTOPHER, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |