SWISSPARTNERS ADVISORS
SWISSPARTNERS ADVISORS AG Legal Name
Adviser information for SWISSPARTNERS ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 95 | $551.0M |
| Non-Discretionary | 0 | $0 |
| Total | 95 | $551.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $138.5M |
| HNW Individuals | 40 | $188.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $146.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $76.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 49 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesSETUP FEE |
Principal Office
AM SCHANZENGRABEN 23ZURICH
Switzerland
Monday - Friday, 9AM - 5PM
Tel: 41 58 200 0 800, Fax: 41 58 200 0 810
Chief Compliance Officer
ALESSANDRO CHIARENZA
AM SCHANZENGRABEN 23
P.O.BOX
ZURICH
Switzerland
Tel:
+41582000809
A*******************@*************************M
(Full email address available in API data)
Regulatory Contact
DOMINIQUE SPILLMANN
CEO
AM SCHANZENGRABEN 23
P.O. BOX
ZURICH
Switzerland
Tel:
+41582000801
D******************@*************************M
(Full email address available in API data)
Industry Affiliates
| SWISSPARTNERS AG, VADUZ | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SWISSPARTNERS AG, ZURICH | Other investment adviser, including financial planners |
| SWISSPARTNERS INSURANCE COMPANY SPC LTD | Insurance company or agency |
| SWISSPARTNERS VERSICHERUNG AG | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPILLMANN, DOMINIQUE, JOERG | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2008 | < 5% |
| SWISSPARTNERS GROUP AG | Foreign Entity | – | SHAREHOLDER | 12/2016 | > 75% |
| KOSTKIEWICZ, THOMAS, STANISLAUS | Individual | – | DIRECTOR / CHIEF LEGAL OFFICER | 01/2012 | < 5% |
| AHLUWALIA, PETER, GURLEEN SINGH | Individual | – | CHIEF INVESTMENT OFFICER | 10/2013 | < 5% |
| GOTTET, GERHARD, THEOPHIL | Individual | – | HEAD PORTFOLIO MANAGEMENT | 07/2018 | < 5% |
| W. VOGT HOLDING AG | Foreign Entity | SWISSPARTNERS GROUP AG | SHAREHOLDER | 09/2023 | 25-50% |
| WINTSCH, MARKUS, JOHANNES | Individual | – | DIRECTOR / CHAIRMAN OF THE BOARD | 07/2017 | < 5% |
| DIETSCHE, CHRISTIAN | Individual | – | DIRECTOR | 12/2019 | < 5% |
| CHIARENZA, ALESSANDRO, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| VOGT, WERNER | Individual | W. VOGT HOLDING AG | SHAREHOLDER | 09/2023 | 25-50% |
| PIERER SWISS AG | Foreign Entity | SWISSPARTNERS GROUP AG | SHAREHOLDER | 09/2023 | 25-50% |
| PIERER KONZERNGESELLSCHAFT MBH | Foreign Entity | PIERER SWISS AG | SHAREHOLDER | 09/2023 | 25-50% |
| Pierer, Stefan | Individual | PIERER KONZERNGESELLSCHAFT MBH | SHAREHOLDER | 09/2023 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALASKA AIR GROUP INC | COM | 5M | 133K | – |
| ALCON AG | ORD SHS | 690K | 9K | – |
| APA CORPORATION | COM | 5M | 173K | – |
| APPLE INC | COM | 416K | 2K | – |
| BEYOND INC | COM | 3M | 220K | – |
| D R HORTON INC | COM | 9M | 69K | – |
| DISNEY WALT CO | COM | 5M | 52K | – |
| DOW INC | COM | 6M | 120K | – |
| ISHARES INC | MSCI PAC JP ETF | 412K | 11K | – |
| ISHARES INC | MSCI JPN ETF NEW | 875K | 14K | – |
| ISHARES TR | EUROPE ETF | 839K | 17K | – |
| ISHARES TR | MSCI AC ASIA ETF | 888K | 14K | – |
| ISHARES TR | HDG MSCI JAPAN | 7M | 182K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY LIV S A | 1M | 42K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY SRM S A | 3M | 165K | – |
| LOGITECH INTL S A | SHS | 1M | 15K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 7M | 80K | – |
| MARATHON PETE CORP | COM | 3M | 20K | – |
| MICROSOFT CORP | COM | 258K | 640 | – |
| ROYAL CARIBBEAN GROUP | COM | 10M | 68K | – |
| SPDR GOLD TR | GOLD SHS | 6M | 30K | – |
| SPDR INDEX SHS FDS | S&P CHINA ETF | 8M | 130K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 382K | 777 | – |
| STELLANTIS N.V | SHS | 6M | 341K | – |
| TAPESTRY INC | COM | 4M | 96K | – |
| UBS GROUP AG | SHS | 370K | 14K | – |
| VALERO ENERGY CORP | COM | 6M | 43K | – |