SAGE HILL ADVISORY AND MANAGEMENT LLC
Adviser information for SAGE HILL ADVISORY AND MANAGEMENT LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 101 | $67.7M |
| Non-Discretionary | 0 | $0 |
| Total | 101 | $67.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $21.9M |
| HNW Individuals | 5 | $45.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-69957 |
|---|---|
| SEC ERA File Number | 801-69957 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149365 |
| Legal Entity Identifier | None |
Principal Office
242 NELSON AVESUITE 3
SARATOGA SPRINGS
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 518 763-6338, Fax: None
Chief Compliance Officer
PHILIP J. TOFFEL
MANAGING MEMBER
242 NELSON AVE
SUITE 3
SARATOGA SPRINGS
NY
United States
Tel:
518 225-4136
P******@*******************M
(Full email address available in API data)
Regulatory Contact
FRANCIS M. ANTALEK
OWNER
242 NELSON AVE
SUITE 3
SARATOGA SPRINGS
NY
United States
Tel:
518 763-6338
F*******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANTALEK, FRANCIS, MICHAEL | Individual | – | MANAGING MEMBER | 02/2009 | 25-50% |
| TOFFEL, PHILIP, JOHN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 02/2009 | 50-75% |