INSIGHT INVESTMENT
INSIGHT NORTH AMERICA LLC Legal Name
Adviser information for INSIGHT INVESTMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 212 |
|---|---|
| Investment Advisory/Research | 83 |
| Registered Broker-Dealer Representatives | 27 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,890 | $131.9B |
| Non-Discretionary | 42 | $4.8B |
| Total | 1,932 | $136.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 1,241 | $6.1B |
| Banking or thrift institutions | <5 | $565.8M |
| Investment companies | 147 | $24.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $363.5M |
| Pension and profit sharing plans | 228 | $57.4B |
| Charitable organizations | 18 | $1.1B |
| State or municipal gov entities | 91 | $11.1B |
| Other investment advisers | 3 | $4.7B |
| Insurance companies | 163 | $23.3B |
| Sovereign wealth funds and foreign official institutions | <5 | $2.3B |
| Corporations or other businesses | 33 | $5.3B |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 232.8M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| DREYFUS CORPORATION | BNY MELLON INVESTMENT ADVISER, INC. |
Principal Office
200 PARK AVENUE, 7TH FLOORNEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 212-527-1800, Fax: None
Chief Compliance Officer
DANIEL R. HAFF
200 PARK AVENUE, 7TH FLOOR
NEW YORK
NY
United States
Tel:
212-365-3240
D**********@********************M
(Full email address available in API data)
Regulatory Contact
BINAL THAKER
COMPLIANCE MANAGER
200 PARK AVENUE, 7TH FLOOR
NEW YORK
NY
United States
Tel:
212-365-3154
B***********@********************M
(Full email address available in API data)
Industry Affiliates
| ARX INVESTIMENTOS LTDA | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BNY MELLON ADVISORS, INC. | Other investment adviser, including financial planners |
| BNY MELLON ALOCACAO DE PATRIMONIO LTDA | Other investment adviser, including financial planners |
| BNY MELLON ASSET MANAGEMENT CANADA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BNY MELLON BANCO S.A. | Banking or thrift institutionTrust company |
| BNY MELLON BANCO S.A. | Banking or thrift institutionTrust company |
| BNY MELLON CAPITAL MARKETS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor |
| BNY MELLON ETF INVESTMENT ADVISER, LLC | Other investment adviser, including financial planners |
| BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BNY MELLON GLOBAL MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BNY MELLON IM KOREA LIMITED | Other investment adviser, including financial planners |
| BNY MELLON INTERNATIONAL MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BNY MELLON INVESTMENT ADVISER, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED | Other investment adviser, including financial planners |
| BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED | Other investment adviser, including financial planners |
| BNY MELLON INVESTOR SOLUTIONS, LLC | Other investment adviser, including financial planners |
| BNY MELLON NATIONAL ASSOCIATION | Other investment adviser, including financial plannersBanking or thrift institutionTrust company |
| BNY MELLON SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| BNY MELLON TRUST COMPANY (IRELAND) LIMITED | Trust company |
| BNY MELLON TRUST COMPANY OF ILLINOIS | Banking or thrift institutionTrust company |
| BNY MELLON TRUST OF DELAWARE | Other investment adviser, including financial plannersBanking or thrift institutionTrust company |
| BNY MELLON WEALTH MANAGEMENT, ADVISORY SERVICES, INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY | Banking or thrift institutionTrust company |
| CIBC MELLON TRUST COMPANY | Banking or thrift institutionTrust company |
| EACM ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEDGEMARK SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INSIGHT INVESTMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INSIGHT INVESTMENT AUSTRALIA PTY LIMITED | Other investment adviser, including financial planners |
| INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INSIGHT INVESTMENT MANAGEMENT (CHANNEL ISLANDS) LIMITED | Other investment adviser, including financial planners |
| INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INSIGHT INVESTMENT MANAGEMENT (IRELAND) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MELLON HEDGE ADVISORS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MELLON INVESTMENTS CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MFM | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEWTON INVESTMENT MANAGEMENT JAPAN LTD | Other investment adviser, including financial planners |
| NEWTON INVESTMENT MANAGEMENT NORTH AMERICA | Other investment adviser, including financial planners |
| PERSHING (CHANNEL ISLANDS) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING ADVISOR SOLUTIONS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING SECURITIES AUSTRALIA PTY LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING SECURITIES CANADA | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING SECURITIES INTERNATIONAL LIMTED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING SECURITIES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PERSHING SECURITIES SINGAPORE PRIVATE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE BANK OF NEW YORK MELLON | Other investment adviser, including financial plannersBanking or thrift institutionTrust company |
| THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED | Banking or thrift institutionTrust company |
| THE BANK OF NEW YORK MELLON SA/NV | Banking or thrift institution |
| THE BANK OF NEW YORK MELLON SECURITIES COMPANY JAPAN LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | Banking or thrift institutionTrust company |
| THE BANK OF NEW YORK MELLON, S.A., INSTITUCION DE BANCA MULTIPLE | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersTrust company |
| WALTER SCOTT & PARTNERS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE BANK OF NEW YORK MELLON CORPORATION | Domestic Entity | BNY MELLON IHC, LLC | SHAREHOLDER | 07/2007 | > 75% |
| MBC INVESTMENTS CORPORATION | Domestic Entity | MELLON GLOBAL INVESTING CORPORATION | SHAREHOLDER | 08/1992 | > 75% |
| MELLON GLOBAL INVESTING CORPORATION | Domestic Entity | – | MANAGING MEMBER | 09/2004 | > 75% |
| NAUPHAL, ABDALLAH, HABIB | Individual | – | MANAGER | 11/2017 | < 5% |
| STANCOMBE, MARK, RICHARD | Individual | – | MANAGER | 03/2022 | < 5% |
| VEROUDE, ALEX, VINCENT CAROLUS | Individual | – | CHIEF INVESTMENT OFFICER | 10/2018 | < 5% |
| BNY MELLON IHC, LLC | Domestic Entity | MBC INVESTMENTS CORPORATION | SHAREHOLDER | 12/2016 | > 75% |
| LEDUC, DAVID, C | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2022 | < 5% |
| Nayar, Vivek | Individual | – | GENERAL COUNSEL | 05/2022 | < 5% |
| Haff, Daniel, R | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |
| ARIOLA, JOHN | Individual | – | HEAD OF FINANCE | 03/2023 | < 5% |
| MILLER, JOHN, RANDOLPH | Individual | – | MANAGER | 05/2023 | < 5% |