Hedge Fund Database

NEXPOINT ASSET MANAGEMENT, L.P.

Adviser information for NEXPOINT ASSET MANAGEMENT, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 5 $2.2B
Non-Discretionary 0 $0
Total 5 $2.2B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 5 $2.2B
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for investment companies
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-69968
SEC ERA File Number 801-69968
SEC CIK Numbers 1469877
SEC CRD Numbers 149653
Legal Entity Identifier 5493002K2NSYVU046L11

Principal Office

300 CRESCENT COURT
SUITE 700
DALLAS
TX
United States
Monday - Friday, 7:00 AM- 6:00 PM
Tel: 214-276-6300, Fax: None

Websites

www.nexpointassetmgmt.com/

Chief Compliance Officer

STEPHANIE VITIELLO
CHIEF COMPLIANCE OFFICER
300 CRESCENT COURT
SUITE 700
DALLAS
TX
United States
Tel: 214-538-0110
(Full email address available in API data)

Industry Affiliates

FALCON E & P OPPORTUNITIES GP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
GOVERNANCE RE, LTD Insurance company or agency
NEXADVISORS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersReal estate broker or dealer
NEXANNUITY ASSET MANAGEMENT, L.P. Other investment adviser, including financial planners
NEXBANK Banking or thrift institution
NEXPOINT ADVISORS, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
NEXPOINT INSURANCE SOLUTIONS, L.P. Other investment adviser, including financial planners
NEXPOINT REAL ESTATE ADVISORS IV, L.P. Other investment adviser, including financial planners
NEXPOINT REAL ESTATE ADVISORS IX, L.P. Other investment adviser, including financial planners
NEXPOINT REAL ESTATE ADVISORS V, L.P. Other investment adviser, including financial planners
NEXPOINT REAL ESTATE ADVISORS VI, L.P. Other investment adviser, including financial planners
NEXPOINT REAL ESTATE ADVISORS VII, L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
NEXPOINT REAL ESTATE ADVISORS VIII, L.P. Other investment adviser, including financial planners
NEXPOINT REAL ESTATE ADVISORS X, L.P. Other investment adviser, including financial planners
NEXPOINT REAL ESTATE ADVISORS XI, L.P. Other investment adviser, including financial planners
NEXPOINT REAL ESTATE ADVISORS XII, L.P. Other investment adviser, including financial planners
NEXPOINT REAL ESTATE ADVISORS, L.P. Other investment adviser, including financial planners
NEXPOINT SECURITIES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
NEXVANTAGE TITLE SERVICES Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
STRAND ADVISORS XVI, INC. Domestic Entity – GENERAL PARTNER 02/2009 < 5%
DONDERO, JAMES, DAVID Individual STRAND ADVISORS XVI, INC. SHAREHOLDER 12/2000 > 75%
DONDERO, JAMES, DAVID Individual HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. SHAREHOLDER 12/2000 > 75%
HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. Domestic Entity – LIMITED PARTNER 02/2009 > 75%
OKADA, MARK, KIYOSHI Individual HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. SHAREHOLDER 02/2009 25-50%
WATERHOUSE, FRANK, GEORGE Individual – TREASURER 06/2012 < 5%
OKADA FAMILY REVOCABLE TRUST Domestic Entity – LIMITED PARTNER 10/2011 5-10%
OKADA, MARK, KIYOSHI Individual OKADA FAMILY REVOCABLE TRUST TRUSTEE 10/2011
NORRIS, DUSTIN, DAVID Individual – EXECUTIVE VICE PRESIDENT 04/2019 < 5%
OKADA, PAMELA, JOY Individual OKADA FAMILY REVOCABLE TRUST TRUSTEE 10/2011
Mabry, William, Murphy Individual – ASSISTANT TREASURER 04/2021 < 5%
Vitiello, Stephanie, Lynn Individual – CHIEF COMPLIANCE OFFICER AND SECRETARY 11/2021 < 5%

No. Employees, Historic

6030020202021202220232024202548 on 3/27/202053 on 10/23/202053 on 2/23/202112 on 3/31/202112 on 9/1/202112 on 12/8/202112 on 1/20/20228 on 3/31/20228 on 9/27/20225 on 3/30/20235 on 3/28/2024

RAUM, Historic

4B2B02020202120222023202420252900333000 on 3/27/20201839667000 on 10/23/20201839667000 on 2/23/20211785317000 on 3/31/20211785317000 on 9/1/20211785317000 on 12/8/20211785317000 on 1/20/20222294109000 on 3/31/20222294109000 on 9/27/20223199680841 on 3/30/20232226389198 on 3/28/2024

No. Clients, Historic

2010020202021202220232024202512 on 3/27/202010 on 10/23/202010 on 2/23/20218 on 3/31/20218 on 9/1/20218 on 12/8/20218 on 1/20/20226 on 3/31/20226 on 9/27/20226 on 3/30/20235 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALEXANDRIA REAL ESTATE EQ IN COM 7M 56K –
ALTENERGY ACQUISITION CORP *W EXP 10/29/202 290 13K –
ALTUS POWER INC COM CL A 118K 30K –
ARCH RESOURCES INC CL A 616K 4K –
ASSETMARK FINL HLDGS INC COM 16M 470K –
ASSETMARK FINL HLDGS INC COM 981K 28K –
ATRION CORP COM 1M 3K –
ATRION CORP COM 1M 3K –
BITFARMS LTD COM 373K 145K –
BITFARMS LTD COM 373K 145K –
BLOCKCHAIN COINVSTRS ACQ CRP CLASS A ORD 112K 10K –
BOSTON BEER INC CL A 206K 675 –
BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 7M 566K –
BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT 591K 24K –
CENTRAL PUERTO S A SPONSORED ADR 2M 202K –
CENTRAL PUERTO S A SPONSORED ADR 3M 328K –
CERO THERAPEUTICS HLDGS INC *W EXP 02/13/202 2K 109K –
CHART INDS INC COM 310K 2K –
CLEAN ENERGY FUELS CORP COM 70K 26K –
CLEARWAY ENERGY INC CL C 395K 16K –
COSTAR GROUP INC COM 224K 3K –
CRESUD S A C I F Y A SPONSORED ADR 1M 169K –
CROWN HLDGS INC COM 234K 3K –
DARLING INGREDIENTS INC COM 206K 6K –
DIAMOND OFFSHORE DRILLING IN COM 28K 2K –
DIAMOND OFFSHORE DRILLING IN COM 391K 25K –
DIGITAL RLTY TR INC COM 274K 2K –
E2OPEN PARENT HOLDINGS INC COM CL A 209K 47K –
ECOVYST INC COM 290K 32K –
ENCORE WIRE CORP COM 4M 13K –
ENCORE WIRE CORP COM 65M 224K –
ENDEAVOR GROUP HLDGS INC CL A COM 2M 81K –
ENDEAVOR GROUP HLDGS INC CL A COM 34M 1M –
ENERGY TRANSFER L P COM UT LTD PTN 973K 60K –
ENERGY TRANSFER L P COM UT LTD PTN 19M 1M –
ENTERPRISE PRODS PARTNERS L COM 2M 79K –
EVERBRIDGE INC COM 3M 90K –
EVERBRIDGE INC COM 53M 2M –
EVEREST CONSOLIDATOR ACQ COR CL A COM 687K 61K –
FIRST ADVANTAGE CORP NEW COM 209K 13K –
GREEN PLAINS INC COM 243K 15K –
GRUPO SUPERVIELLE S.A. SPONSORED ADR 165K 24K –
HASHICORP INC COM CL A 12M 363K –
HASHICORP INC COM CL A 746K 22K –
HAYNES INTL INC COM NEW 22M 368K –
HAYNES INTL INC COM NEW 1M 24K –
HERON THERAPEUTICS INC COM 815K 233K –
HERON THERAPEUTICS INC COM 850K 243K –
HESS CORP COM 2M 10K –
HESS CORP COM 25M 168K –
HIBBETT INC COM 24M 272K –
HIBBETT INC COM 3M 29K –
HIGHLAND GLOBAL ALLOCATION F COM 649K 86K –
HIGHLAND OPPORTUNITIES HIGHLAND INCOME 3M 407K –
HIGHLAND OPPORTUNITIES HIGHLAND INCOME 4M 584K –
INDIE SEMICONDUCTOR INC CLASS A COM 318K 52K –
INSTRUCTURE HLDGS INC COM 293K 13K –
IRON MTN INC DEL COM 341K 4K –
LIONSGATE STUDIOS CORP COM 277K 34K –
LOMA NEGRA C I A S A MTN 14 SPONSORED ADS 433K 64K –
MARATHON OIL CORP COM 8M 283K –
MARATHON OIL CORP COM 472K 16K –
MERCADOLIBRE INC COM 5M 3K –
MID-AMER APT CMNTYS INC COM 257K 2K –
MP MATERIALS CORP COM CL A 153K 12K –
MYR GROUP INC DEL COM 339K 3K –
N-ABLE INC COMMON STOCK 221K 15K –
NATIONAL WESTN LIFE GROUP IN CL A 32M 65K –
NATIONAL WESTN LIFE GROUP IN CL A 2M 5K –
NEXPOINT DIVERSIFIED REL ET COM NEW 11M 2M –
NEXPOINT DIVERSIFIED REL ET COM NEW 8M 1M –
NEXPOINT REAL ESTATE FIN INC COM 72M 5M –
NEXPOINT REAL ESTATE FIN INC COM 45M 3M –
NEXPOINT RESIDENTIAL TR INC COM 15M 387K –
NEXPOINT RESIDENTIAL TR INC COM 15M 389K –
NORDSTROM INC COM 781K 37K –
NUVEI CORPORATION SUB VTG SHS 24M 737K –
NUVEI CORPORATION SUB VTG SHS 1M 45K –
NVIDIA CORPORATION COM 2M 15K –
OKLO INC COM CL A 107K 13K –
OVERSEAS SHIPHOLDING GROUP I CL A NEW 8M 993K –
OVERSEAS SHIPHOLDING GROUP I CL A NEW 3M 389K –
PAMPA ENERGIA S A SPONS ADR LVL I 3M 68K –
PATTERSON COS INC COM 415K 17K –
PERFICIENT INC COM 16M 217K –
PERFICIENT INC COM 980K 13K –
PNM RES INC COM 360K 10K –
POWERSCHOOL HOLDINGS INC COM CL A 17M 772K –
POWERSCHOOL HOLDINGS INC COM CL A 2M 86K –
SAFEHOLD INC COM 719K 37K –
SERITAGE GROWTH PPTYS CL A 2M 418K –
SILK RD MED INC COM 1M 42K –
SILK RD MED INC COM 20M 726K –
SPECTAIRE HLDGS INC *W EXP 10/17/202 7K 198K –
SQUARESPACE INC CLASS A 3M 79K –
SQUARESPACE INC CLASS A 176K 4K –
TALOS ENERGY INC COM 17M 1M –
TALOS ENERGY INC COM 589K 49K –
TARGA RES CORP COM 8M 66K –
TECK RESOURCES LTD CL B 1M 22K –
TELESAT CORP CL A & CL B SHS 429K 47K –
TELESAT CORP CL A & CL B SHS 5M 544K –
U S SILICA HLDGS INC COM 4M 251K –
U S SILICA HLDGS INC COM 36M 2M –
UL SOLUTIONS INC CLASS A COM SHS 211K 5K –
UNITED STATES STL CORP NEW COM 775K 21K –
UNITED STATES STL CORP NEW COM 12M 314K –
UR-ENERGY INC COM 21K 15K –
V F CORP COM 234K 17K –
VISTRA CORP COM 6M 67K –
WAYSTAR HLDG CORP COM 215K 10K –
WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 6M 139K –
WHITESTONE REIT COM 12M 875K –
WHOLE EARTH BRANDS INC COM CL A 7M 1M –
WHOLE EARTH BRANDS INC COM CL A 3M 700K –
WILLSCOT MOBIL MINI HLDNG CO COM CL A 1M 36K –
WILLSCOT MOBIL MINI HLDNG CO COM CL A 83K 2K –