DEANS KNIGHT CAPITAL MANAGEMENT
DEANS KNIGHT CAPITAL MANAGEMENT LTD. Legal Name
Adviser information for DEANS KNIGHT CAPITAL MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 35 | $313.7M |
| Non-Discretionary | 0 | $0 |
| Total | 35 | $313.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 15 | $1.8M |
| HNW Individuals | 7 | $24.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $270.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $16.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 95 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-69980 |
|---|---|
| SEC ERA File Number | 801-69980 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149155 |
| Legal Entity Identifier | 549300IBL2PVESYISI52 |
Principal Office
1500 - 999 WEST HASTINGS STREETVANCOUVER
Canada
Monday - Friday, 6:30AM - 4:30PM PST
Tel: 604-669-0212, Fax: 604-669-0238
Chief Compliance Officer
KELSEY DUNWOODIE
CFO, COO
#1500
999 WEST HASTINGS STREET
VANCOUVER
Canada
Tel:
604-669-0212
Fax:
604-669-0238
K*********@**************M
(Full email address available in API data)
Regulatory Contact
AMY HOEY
CLIENT SERVICES SPECIALIST
#1500
999 WEST HASTINGS STREET
VANCOUVER
Canada
Tel:
604-669-0212
Fax:
604-669-0238
A****@**************M
(Full email address available in API data)
Industry Affiliates
| DK STRATEGIC YIELD US GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DK STRATEGIC YIELD MASTER FUND LP | NON-HEDGE FUND POOLED INVESTMENT VEHICLE | $60.7M | $0.1M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DEANS, WAYNE, EDWARD | Individual | – | PORTFOLIO MANAGER | 10/1992 | < 5% |
| CAMERON, DILLON JOHN, DONNELLY | Individual | – | PORTFOLIO MANAGER AND PRESIDENT | 09/2000 | 25-50% |
| DUNWOODIE, KELSEY, FREESIA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2016 | 10-25% |
| DEANO 2000 HOLDINGS LTD. | Foreign Entity | DEANS, WAYNE, EDWARD | STOCKHOLDER | 09/2019 | |
| DEANO 2000 HOLDINGS ULC | Foreign Entity | – | STOCKHOLDER | 09/2019 | 10-25% |
| 1262067 B.C. LTD. | Foreign Entity | – | STOCKHOLDER | 12/2023 | 25-50% |
| Gilchrist, Brent, Lindsay | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2023 | < 5% |
| JDS RESOURCES INC. | Foreign Entity | 1262067 B.C. LTD. | OWNER | 08/2020 | 50-75% |
| JEFF CO HOLDINGS INC. | Foreign Entity | JDS RESOURCES INC. | OWNER | 11/2011 | > 75% |
| Stibbard, Jeffrey, David | Individual | JEFF CO HOLDINGS INC. | OWNER | 11/2011 | > 75% |
| BCG ENTERPRISES INC. | Foreign Entity | 1262067 B.C. LTD. | OWNER | 08/2020 | 50-75% |
| Gilchrist, Brent, Lindsay | Individual | BCG ENTERPRISES INC. | OWNER | 01/2001 | 50-75% |
| Gilchrist, Caroline, Stephanie | Individual | BCG ENTERPRISES INC. | OWNER | 01/2001 | 50-75% |