Hedge Fund Database

FINGERLAKES WEALTH MANAGEMENT, INC.

Adviser information for FINGERLAKES WEALTH MANAGEMENT, INC. last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,374 $184.5M
Non-Discretionary 0 $0
Total 1,374 $184.5M

Clients

Type Number RAUM
Individuals 403 $59.5M
HNW Individuals 85 $122.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $2.4M
Charitable organizations <5 $448,405
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-69987
SEC ERA File Number 801-69987
SEC CIK Numbers 1910248
SEC CRD Numbers 149709
Legal Entity Identifier None

Principal Office

450 NORTH AURORA STREET
ITHACA
NY
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 607-257-1008, Fax: 914-819-0210

Websites

www.facebook.com/fingerlakeswealthmanagement/ www.linkedin.com/company/fingerlakes-wealth-management twitter.com/fingerlakeswm www.fwm.io www.fingerlakeswm.com

Chief Compliance Officer

MARSHALL MCCORMICK
MANAGING PARTNER
450 NORTH AURORA STREET
ITHACA
NY
United States
Tel: 607-257-1008
Fax: 914-918-0210
(Full email address available in API data)

Regulatory Contact

SUSAN MCCORMICK
OWNER
450 NORTH AURORA STREET
ITHACA
NY
United States
Tel: 607-257-1008
Fax: 914-918-0210

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MCCORMICK, SUSAN, DEVITT Individual – CHIEF EXECUTIVE OFFICER & FOUNDER 04/2009 > 75%
MCCORMICK, MARSHALL Individual – MANAGING PARTNER & CHIEF COMPLIANCE OFFICER 01/2018 < 5%
VANDERHOOF, MELISSA, S. Individual – MANAGING PARTNER 06/2020 < 5%

No. Employees, Historic

10502020202120222023202420254 on 1/30/20204 on 6/24/20203 on 3/16/20213 on 7/8/20213 on 2/2/20223 on 2/2/20223 on 2/22/20223 on 3/28/20233 on 9/18/20233 on 2/27/2024

RAUM, Historic

200M100M0202020212022202320242025112312193 on 1/30/2020112312193 on 6/24/2020133437011 on 3/16/2021133437011 on 7/8/2021172469653 on 2/2/2022172469653 on 2/2/2022172469653 on 2/22/2022147868456 on 3/28/2023147868456 on 9/18/2023184536327 on 2/27/2024

No. Clients, Historic

5002500202020212022202320242025344 on 1/30/2020344 on 6/24/2020389 on 3/16/2021389 on 7/8/2021413 on 2/2/2022413 on 2/2/2022413 on 2/22/2022480 on 3/28/2023480 on 9/18/2023498 on 2/27/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 897K 5K –
ALPHABET INC CAP STK CL C 736K 4K –
AMAZON COM INC COM 697K 4K –
APPLE INC COM 8M 36K –
APPLIED MATLS INC COM 2M 7K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 6K –
C H ROBINSON WORLDWIDE INC COM NEW 279K 3K –
CATERPILLAR INC COM 464K 1K –
CISCO SYS INC COM 259K 5K –
CSX CORP COM 1M 43K –
DBX ETF TR XTRCKR MSCI US 2M 36K –
ELEVANCE HEALTH INC COM 203K 375 –
ELI LILLY & CO COM 1M 1K –
EQUINIX INC COM 400K 528 –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 3M 20K –
FIDELITY COVINGTON TRUST MSCI RL EST ETF 305K 12K –
FIRST TR NASDAQ 100 TECH IND SHS 722K 4K –
HOME DEPOT INC COM 1M 3K –
INTERNATIONAL BUSINESS MACHS COM 218K 1K –
INVESCO EXCH TRADED FD TR II ESG NASDAQ 100 786K 24K –
INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 294K 3K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 451K 5K –
INVESCO QQQ TR UNIT SER 1 8M 16K –
ISHARES TR CORE DIV GRWTH 1M 19K –
ISHARES TR CORE S&P MCP ETF 231K 4K –
ISHARES TR CORE S&P500 ETF 2M 3K –
ISHARES TR CRE U S REIT ETF 473K 9K –
ISHARES TR EAFE SML CP ETF 215K 3K –
ISHARES TR ESG AW MSCI EAFE 313K 4K –
ISHARES TR ESG AWARE MSCI 730K 19K –
ISHARES TR ESG AWR MSCI USA 3M 22K –
ISHARES TR ESG AWRE USD ETF 308K 14K –
ISHARES TR MSCI KLD400 SOC 2M 15K –
ISHARES TR MSCI USA ESG SLC 2M 14K –
ISHARES TR MSCI USA MMENTM 429K 2K –
ISHARES TR RUS MD CP GR ETF 460K 4K –
J P MORGAN EXCHANGE TRADED F BETABUILDRS US 1M 12K –
JOHNSON & JOHNSON COM 443K 3K –
LOCKHEED MARTIN CORP COM 546K 1K –
LOWES COS INC COM 2M 8K –
MCDONALDS CORP COM 492K 2K –
MERCK & CO INC COM 249K 2K –
MICROSOFT CORP COM 2M 5K –
MONDELEZ INTL INC CL A 356K 5K –
NEXTERA ENERGY INC COM 1M 16K –
NUSHARES ETF TR NUVEEN ESG MIDCP 287K 7K –
NUSHARES ETF TR NUVEEN ESG MIDVL 627K 19K –
NVIDIA CORPORATION COM 391K 3K –
ORACLE CORP COM 240K 2K –
PEPSICO INC COM 247K 1K –
PLANET LABS PBC COM CL A 19K 10K –
PROCTER AND GAMBLE CO COM 291K 2K –
SCHWAB STRATEGIC TR US LCAP GR ETF 3M 28K –
SCHWAB STRATEGIC TR US MID-CAP ETF 348K 4K –
SELECT SECTOR SPDR TR INDL 317K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 3M 11K –
SEMPRA COM 219K 3K –
SPDR DOW JONES INDL AVERAGE UT SER 1 3M 7K –
SPDR INDEX SHS FDS MSCI ACWI CLMTE 502K 15K –
SPDR INDEX SHS FDS MSCI WRLD STRGIC 3M 22K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR SER TR PORTFOLI S&P1500 2M 34K –
SPDR SER TR PORTFOLIO S&P400 1M 25K –
SPDR SER TR PORTFOLIO S&P500 1M 18K –
SPDR SER TR PORTFOLIO S&P600 567K 14K –
SPDR SER TR PRTFLO S&P500 GW 1M 13K –
SPDR SER TR S&P 400 MDCP GRW 232K 3K –
SPDR SER TR S&P 600 SMCP GRW 461K 5K –
SPDR SER TR SPDR MSCI USA GE 495K 5K –
VANGUARD INDEX FDS GROWTH ETF 805K 2K –
VANGUARD INDEX FDS MCAP GR IDXVIP 2M 10K –
VANGUARD INDEX FDS MID CAP ETF 2M 9K –
VANGUARD INDEX FDS REAL ESTATE ETF 882K 11K –
VANGUARD INDEX FDS S&P 500 ETF SHS 715K 1K –
VANGUARD INDEX FDS SMALL CP ETF 616K 3K –
VANGUARD INDEX FDS SML CP GRW ETF 623K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 15K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 2M 15K –
VANGUARD MALVERN FDS STRM INFPROIDX 300K 6K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 308K 4K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 405K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 272K 6K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 610K 5K –
VANGUARD WORLD FD ESG INTL STK ETF 263K 5K –
VANGUARD WORLD FD ESG US STK ETF 2M 22K –
VANGUARD WORLD FD INF TECH ETF 5M 8K –
VANGUARD WORLD FD MEGA CAP VAL ETF 3M 29K –
VANGUARD WORLD FD MEGA GRWTH IND 7M 23K –
WISDOMTREE TR US AI ENHANCED 277K 3K –