R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS
RS PETRELL & ASSOCIATES, LLC Legal Name
Adviser information for R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 454 | $124.7M |
| Total | 454 | $124.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 140 | $25.7M |
| HNW Individuals | 82 | $96.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 3 | $2.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-70011 |
|---|---|
| SEC ERA File Number | 801-70011 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143462 |
| Legal Entity Identifier | None |
Principal Office
5784 WIDEWATERS PARKWAYFIRST FLOOR
DEWITT
NY
United States
Monday - Friday, 9-5
Tel: 315-218-7350, Fax: 315-218-7348
Websites
Chief Compliance Officer
MARYBETH PETRELL
MANAGING PARTNER/CHIEF COMPLIANCE OFFICER
5784 WIDEWATERS PARKWAY
FIRST FLOOR
DEWITT
NY
United States
Tel:
315-218-7350
Fax:
315-218-7348
M*******@**************************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETRELL, MARYBETH | Individual | – | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | 01/2008 | > 75% |