CAUBLE & HARRE WEALTH MANAGEMENT, INC.
Adviser information for CAUBLE & HARRE WEALTH MANAGEMENT, INC. last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 433 | $236.6M |
| Non-Discretionary | 0 | $0 |
| Total | 433 | $236.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $25.8M |
| HNW Individuals | 62 | $204.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $6.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-70042 |
|---|---|
| SEC ERA File Number | 801-70042 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143812 |
| Legal Entity Identifier | None |
Principal Office
12977 NORTH 40 DRIVESUITE 213
ST. LOUIS
MO
United States
Monday - Friday, 9AM TO 5PM
Tel: 314-576-1112, Fax: None
Chief Compliance Officer
PETER B. HARRE
PRINCIPAL, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER
12977 NORTH 40 DRIVE, SUITE 213
ST. LOUIS
MO
United States
Tel:
314-576-1112
P****@**************M
(Full email address available in API data)
Regulatory Contact
LORI NEIDEL
OUTSIDE COMPLIANCE COUNSEL
910 E. BROADWAY
#209
COLUMBIA
MO
United States
Tel:
5734168076
L***@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAUBLE, ELIZABETH, HARRE | Individual | – | PRESIDENT | 04/2007 | 50-75% |
| HARRE, PETER, BEYERSTEDT | Individual | – | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | 04/2007 | 50-75% |