Hedge Fund Database

INTEGRATED CAPITAL MANAGEMENT, INC.

Adviser information for INTEGRATED CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 19

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 953 $198.2M
Non-Discretionary 0 $0
Total 953 $198.2M

Clients

Type Number RAUM
Individuals 674 $104.9M
HNW Individuals 11 $15.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 13 $18.0M
Charitable organizations 5 $1.5M
State or municipal gov entities 33 $58.2M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMASSETS UNDER ADVISEMENT

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 96.4M
Portfolio Manager to Program Sponsor
INTEGRATED CAPITAL MANAGEMENT, INC. WRAP FEE PROGRAM INTEGRATED CAPITAL MANAGEMENT, INC.

Identifiers

SEC RIA File Number 801-70055
SEC ERA File Number 801-70055
SEC CIK Numbers 1608826
SEC CRD Numbers 149489
Legal Entity Identifier None

Principal Office

THE TEKRIDGE CENTER
50 ALBERIGI DRIVE, SUITE 114
JESSUP
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 570-344-0100, Fax: 570-961-3985

Websites

www.linkedin.com/company/integrated-captial-management-inc. www.icm-invest.com www.facebook.com/icminvest/

Chief Compliance Officer

JOSEPH PERFILIO
PRESIDENT
THE TEKRIDGE CENTER
50 ALBERIGI DRIVE, SUITE 114
JESSUP
PA
United States
Tel: 570-344-0100
Fax: 570-961-3985
(Full email address available in API data)

Regulatory Contact

MICHAEL A. PACIOTTI
CIO
THE TEKRIDGE CENTER
50 ALBERIGI DRIVE, SUITE 114
JESSUP
PA
United States
Tel: 570-344-0100
Fax: 570-961-3985
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PERFILIO, JOSEPH, CLAYTON Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 03/2009 50-75%
PACIOTTI, MICHAEL, ANTHONY Individual – VICE PRESIDENT AND CHIEF INVESTMENT OFFICER 04/2009 50-75%
Altmann, Rorry, Christopher Individual – CHIEF OPERATING OFFICER 02/2017 < 5%

No. Employees, Historic

105020192020202120222023202420258 on 4/9/20198 on 4/18/20198 on 1/22/20207 on 3/2/20207 on 6/30/20208 on 3/3/20218 on 3/4/20218 on 5/25/20218 on 8/12/20218 on 11/10/20218 on 3/24/20226 on 3/24/20236 on 12/19/20236 on 3/8/2024

RAUM, Historic

300M150M02019202020212022202320242025177038853 on 4/9/2019177038853 on 4/18/2019177038853 on 1/22/2020203734228 on 3/2/2020203734228 on 6/30/2020143685595 on 3/3/2021143685595 on 3/4/2021143685595 on 5/25/2021143685595 on 8/12/2021143685595 on 11/10/2021220782354 on 3/24/2022192066969 on 3/24/2023192066969 on 12/19/2023198166408 on 3/8/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025760 on 4/9/2019760 on 4/18/2019760 on 1/22/2020896 on 3/2/2020896 on 6/30/2020546 on 3/3/2021546 on 3/4/2021546 on 5/25/2021546 on 8/12/2021546 on 11/10/20211059 on 3/24/2022646 on 3/24/2023646 on 12/19/2023736 on 3/8/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN ASIA PACIFIC INCOME FU COM 286K 107K –
ABRDN GLOBAL DYNAMIC DIVIDEN COM 135K 14K –
ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 232K 28K –
ALLSPRING INCOME OPPORTUNIT INC OPPTY FD 210K 32K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 18M 291K –
BARINGS GLOBAL SHORT DURATIO COM 195K 13K –
BLACKROCK ENHANCED GLOBAL DI COM 210K 20K –
BLACKROCK ENHANCED INTL DIV COM BENE INTER 189K 34K –
BLACKROCK MUN INCOME TR SH BEN INT 198K 19K –
BLACKROCK MUNI INCOME TR II COM 198K 18K –
BLACKROCK MUNIHOLDINGS FD IN COM 205K 17K –
BLACKROCK MUNIVEST FD INC COM 198K 28K –
BLACKROCK TAX MUNICPAL BD TR SHS 353K 22K –
BNY MELLON HIGH YIELD STRATE SH BEN INT 192K 80K –
BNY MELLON STRATEGIC MUN BD COM 187K 32K –
BNY MELLON STRATEGIC MUNS IN COM 200K 33K –
CREDIT SUISSE HIGH YIELD BD SH BEN INT 191K 95K –
DOUBLELINE ETF TRUST MORTGAGE ETF 6M 123K –
DWS MUN INCOME TR NEW COM 193K 20K –
DWS STRATEGIC MUN INCOME TR COM 137K 14K –
EATON VANCE MUNI INCOME TRUS SH BEN INT 190K 18K –
EATON VANCE TAX MNGED BUY WR COM 194K 14K –
EATON VANCE TAX-MANAGED GLOB COM 282K 33K –
EATON VANCE TAX-MANAGED GLOB COM 231K 28K –
FIRST TR INTER DURATN PFD & COM 332K 18K –
FLAHERTY & CRUMRINE PFD SECS COM 260K 18K –
GABELLI DIVID & INCOME TR COM 341K 15K –
GDL FD COM SH BEN IT 134K 17K –
GENERAL AMERN INVS CO INC COM 206K 4K –
HIGHLAND OPPORTUNITIES HIGHLAND INCOME 266K 43K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 9M 662K –
INVESCO HIGH INCOME TR II COM 134K 13K –
ISHARES TR EAFE VALUE ETF 6M 120K –
ISHARES TR RUS 1000 GRW ETF 3M 8K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 5M 88K –
MFS MUN INCOME TR SH BEN INT 135K 25K –
MICROSOFT CORP COM 423K 947 –
NEUBERGER BERMAN MUN FD INC COM 193K 18K –
NUVEEN AMT FREE QLTY MUN INC COM 466K 41K –
NUVEEN DOW 30 DYNMC OVERWRT SHS 209K 15K –
NUVEEN MUN HIGH INCOME OPPOR COM 314K 29K –
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 447K 36K –
NUVEEN QUALITY MUNCP INCOME COM 522K 44K –
NUVEEN S&P 500 BUY-WRITE INC COM 263K 19K –
NUVEEN TAXABLE MUNICPAL INM COM 210K 14K –
PIMCO EQUITY SER RAFI DYN EMERG 5M 231K –
PIMCO HIGH INCOME FD COM SHS 286K 59K –
PIMCO MUN INCOME FD II COM 225K 26K –
PIMCO MUN INCOME FD III COM 193K 24K –
PIONEER HIGH INCOME FUND INC COM 184K 24K –
PIONEER MUNICIPAL HIGH INCOM COM 175K 21K –
PIONEER MUNICIPAL HIGH INCOM COM SHS 188K 21K –
PUTNAM MUN OPPORTUNITIES TR SH BEN INT 189K 18K –
RIVERNORTH DOUBLELINE STRATE COM 194K 22K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 10M 272K –
SPDR SER TR PORTFLI INTRMDIT 4M 142K –
SPDR SER TR PORTFOLI S&P1500 5M 76K –
SPDR SER TR PORTFOLIO AGRGTE 4M 143K –
SPDR SER TR PORTFOLIO INTRMD 6M 177K –
SPDR SER TR PORTFOLIO LN TSR 2M 57K –
SPDR SER TR PORTFOLIO SH TSR 7M 255K –
SPDR SER TR PRTFLO S&P500 VL 233K 5K –
SRH TOTAL RETURN FUND INC COM 202K 14K –
TEMPLETON EMERGING MKTS FD COM 134K 11K –
VANECK ETF TRUST JP MRGAN EM LOC 5M 215K –
VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 3M 41K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 10M 55K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 25K –
VIRTUS CONVERTIBLE & INC FD COM 226K 77K –
VIRTUS CONVERTIBLE & INCOME COM 242K 74K –
VIRTUS DIVIDEND INTEREST & P COM 272K 22K –
VIRTUS TOTAL RETURN FD INC COM 221K 41K –
VOYA GLBL EQTY DIV & PREM OP COM 184K 36K –
WESTERN ASSET HIGH INCOME OP COM 219K 58K –
WESTERN ASSET MANAGED MUNS F COM 217K 21K –
WESTERN ASSET MTG DEFINED OP COM 185K 15K –
WESTERN AST INFL LKD OPP & I COM 239K 28K –
WISDOMTREE TR FLOATNG RAT TREA 514K 10K –