Hedge Fund Database

U.S. BANCORP ADVISORS, LLC

Adviser information for U.S. BANCORP ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 238
Investment Advisory/Research 133
Registered Broker-Dealer Representatives 160
Registered State Investment Advisers 133
Licensed Agents of an Insurance Company 121
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,744 $1.3B
Non-Discretionary 157 $91.8M
Total 3,901 $1.4B

Clients

Type Number RAUM
Individuals 2,839 $914.0M
HNW Individuals 341 $365.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 30 $26.1M
Charitable organizations 4 $1.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 72 $79.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM
Other Business Activities Broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 288.3M
Both for Same 91.8M
Portfolio Manager to Program Sponsor
MANAGED ACCOUNT SOLUTIONS PROGRAM - UMA SUB-PROGRAM ENVESTNET PMC
PERSONAL PORTFOLIO SOLUTIONS PROGRAM U.S. BANCORP ADVISORS, LLC

Identifiers

SEC RIA File Number 801-70084
SEC ERA File Number 801-70084
SEC CIK Numbers 731201
SEC CRD Numbers 14455
Legal Entity Identifier None

Principal Office

800 N. BRAND BOULEVARD
16TH FLOOR
GLENDALE
CA
United States
Monday - Friday, 6:00 AM - 5:00 PM
Tel: 800-634-1100, Fax: None

Websites

www.usbank.com/usbancorp-advisors

Chief Compliance Officer

MILAN KONKOL
CHIEF COMPLIANCE OFFICER
800 N. BRAND BOULEVARD
16TH FLOOR
GLENDALE
CA
United States
Tel: 805-750-8964
Fax: 833-295-5187
(Full email address available in API data)

Regulatory Contact

CONNIE LAI-CHAO
IA COMPLIANCE MANAGER
800 N BRAND BLVD
16TH FLOOR
GLENDALE
CA
United States
Tel: 626-949-8188
(Full email address available in API data)

Industry Affiliates

U.S. BANCORP INVESTMENTS, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
U.S. BANK NATIONAL ASSOCIATION Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisorBanking or thrift institution

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KONKOL, MILAN Individual – CHIEF COMPLIANCE OFFICER 03/2000 < 5%
CANEVA, DANIEL CESAR Individual – DIVISION OPERATIONS MGR 08/2008 < 5%
TRIPLETT, SHANE T Individual – INSTITUTIONAL SALES MANAGER 11/2013 < 5%
CLARK, SHANNON KEITH Individual – CHIEF FINANCIAL OFFICER 05/2023 < 5%
SCHOENBORN, EVA MARIE Individual – PRESIDENT & CEO 07/2023 < 5%
ELY, JAMES EUGENE JR. Individual – SENIOR VICE PRESIDENT - SALES 07/2023 < 5%
U.S. BANCORP Domestic Entity – SOLE MEMBER 06/2023 > 75%
LAWLOR, BETH DEDRICK Individual – EXECUTIVE VICE PRESIDENT 02/2024 < 5%

No. Employees, Historic

60030002019202020212022202320242025581 on 5/13/2019581 on 6/3/2019581 on 6/20/2019581 on 7/23/2019581 on 8/29/2019478 on 3/30/2020478 on 3/30/2020478 on 3/30/2020478 on 3/30/2020478 on 6/30/2020478 on 8/6/2020478 on 1/4/2021424 on 3/29/2021424 on 5/19/2021424 on 5/19/2021424 on 10/14/2021424 on 11/23/2021391 on 3/30/2022391 on 7/5/2022391 on 12/7/2022391 on 12/22/2022391 on 12/22/2022391 on 12/22/2022388 on 3/31/2023388 on 6/9/2023388 on 7/21/2023388 on 8/3/2023388 on 8/25/2023388 on 8/28/2023388 on 10/13/2023388 on 10/20/2023388 on 10/30/2023238 on 3/29/2024

RAUM, Historic

2B1B020192020202120222023202420251291432245 on 5/13/20191291432245 on 6/3/20191291432245 on 6/20/20191291432245 on 7/23/20191291432245 on 8/29/20191628154959 on 3/30/20201628154959 on 3/30/20201628154959 on 3/30/20201628154959 on 3/30/20201628154959 on 6/30/20201628154959 on 8/6/20201628154959 on 1/4/20211688078932 on 3/29/20211688078932 on 5/19/20211688078932 on 5/19/20211688078932 on 10/14/20211688078932 on 11/23/20211907750574 on 3/30/20221907750574 on 7/5/20221907750574 on 12/7/20221907750574 on 12/22/20221907750574 on 12/22/20221907750574 on 12/22/20221473263990 on 3/31/20231473263990 on 6/9/20231473263990 on 7/21/20231473263990 on 8/3/20231473263990 on 8/25/20231473263990 on 8/28/20231473263990 on 10/13/20231473263990 on 10/20/20231473263990 on 10/30/20231387160512 on 3/29/2024

No. Clients, Historic

5,0002,500020192020202120222023202420253916 on 5/13/20193916 on 6/3/20193916 on 6/20/20193916 on 7/23/20193916 on 8/29/20194110 on 3/30/20204110 on 3/30/20204110 on 3/30/20204110 on 3/30/20204110 on 6/30/20204110 on 8/6/20204110 on 1/4/20214850 on 3/29/20214850 on 5/19/20214850 on 5/19/20214850 on 10/14/20214850 on 11/23/20214132 on 3/30/20224132 on 7/5/20224132 on 12/7/20224132 on 12/22/20224132 on 12/22/20224132 on 12/22/20223339 on 3/31/20233339 on 6/9/20233339 on 7/21/20233339 on 8/3/20233339 on 8/25/20233339 on 8/28/20233339 on 10/13/20233339 on 10/20/20233339 on 10/30/20233286 on 3/29/2024