Hedge Fund Database

EFFICIENT ADVISORS

EFFICIENT ADVISORS, LLC Legal Name

Adviser information for EFFICIENT ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 25
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 190

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 15,028 $2.3B
Non-Discretionary 482 $75.1M
Total 15,510 $2.4B

Clients

Type Number RAUM
Individuals 7,933 $1.3B
HNW Individuals 431 $741.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 247 $304.9M
Charitable organizations <5 $31.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $11.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 22.1M
Both for Same 0
Portfolio Manager to Program Sponsor
MANAGEDPLAN PROGRAM FIDUCIARY ADVISORS, LLC

Identifiers

SEC RIA File Number 801-70110
SEC ERA File Number 801-70110
SEC CIK Numbers 1542164
SEC CRD Numbers 150144
Legal Entity Identifier None

Principal Office

408 4TH AVE
#3
MASON
OH
United States
Monday - Friday, 8:30 - 5:30
Tel: 267-613-6250, Fax: 267-613-6259

Websites

www.efficientadvisors.com www.investwithevidence.com www.linkedin.com/company/efficient-advisors-llc www.facebook.com/efficientadvisors www.facebook.com/evidencebasedadvisors www.linkedin.com/company/investwithevidence www.wiserfinancial.com/ www.linkedin.com/in/marc-becker-a9950a3/ www.linkedin.com/in/dawnsantoriello/ www.facebook.com/dsfinancialstrategies www.instagram.com/dsfinancialstrategies www.tiktok.com/dawnsantoriello www.efficientadvisorsaz.com/

Chief Compliance Officer

JAMES HADAWAY
CHIEF COMPLIANCE OFFICER
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 5138325477
(Full email address available in API data)

Regulatory Contact

STEVE MILLER
CHIEF EXECUTIVE OFFICER
408 4TH AVE
#3
MASON
OH
United States
Tel: 513-235-4813
(Full email address available in API data)

Industry Affiliates

ADVISORTRUST, INC. Trust company
ALLIANCE BENEFIT GROUP ROCKY MOUNTAIN Pension consultant
FIDUCIARY ADVISORS, LLC Other investment adviser, including financial plannersPension consultant
PCS RETIREMENT LLC Pension consultant

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HADAWAY, JAMES, RUSSELL Individual – CHIEF COMPLIANCE OFFICER 07/2019 < 5%
MILLER, STEVEN, BRADFORD Individual – CHIEF EXECUTIVE OFFICER 08/2020 < 5%
Williams, Sabrina, Ann Individual – CHIEF OPERATING OFFICER 08/2020 < 5%
SHEPARD, ZACHARY, DAVID Individual – CHIEF REVENUE OFFICER 08/2020 < 5%
COLUZZI, MICHAEL, ROBERT Individual – CHIEF FINANCIAL OFFICER 03/2021 < 5%
David, Scott, Bishop Individual – PRESIDENT 03/2024 < 5%
EFFICIENT ADVISORS PARENT, INC Domestic Entity – MEMBER 03/2024 > 75%
FIDUCIARY SERVICES GROUP, LLC Domestic Entity EFFICIENT ADVISORS PARENT, INC MEMBER 03/2024 > 75%
FSG PARENT, INC. Domestic Entity FIDUCIARY SERVICES GROUP, LLC MEMBER 03/2024 > 75%
LLR V-PCS, LLC Domestic Entity FSG PARENT, INC. STOCKHOLDER 03/2024 > 75%
PCS BUYER, INC. Domestic Entity LLR V-PCS, LLC STOCKHOLDER 03/2024 > 75%
PCS MIDCO, INC. Domestic Entity PCS BUYER, INC. STOCKHOLDER 03/2024 > 75%
PCS INTERMEDIATE, INC. Domestic Entity PCS MIDCO, INC. STOCKHOLDER 03/2024 > 75%
PCS TOPCO, INC. Domestic Entity PCS INTERMEDIATE, INC. STOCKHOLDER 03/2024 > 75%
PCS PARENT, L.P. Domestic Entity PCS TOPCO, INC. STOCKHOLDER 03/2024 > 75%
PCS PARENT GP, LLC Domestic Entity PCS PARENT, L.P. GENERAL PARTNER 03/2024
LEP PCS CO-INVEST, LP Domestic Entity PCS PARENT GP, LLC LIMITED PARTNER 03/2024 50-75%
LEE EQUITY PARTNERS IV GP, LLC Domestic Entity LEP PCS CO-INVEST, LP GENERAL PARTNER 10/2023

No. Employees, Historic

30150201920202021202220232024202521 on 8/2/201915 on 3/30/202015 on 6/30/202015 on 11/11/202017 on 3/31/202117 on 5/3/202123 on 3/30/202225 on 3/27/202325 on 4/13/202325 on 3/29/2024

RAUM, Historic

3B2B020192020202120222023202420251075054158 on 8/2/20191286714740 on 3/30/20201286714740 on 6/30/20201286714740 on 11/11/20201451093148 on 3/31/20211451093148 on 5/3/20212192970123 on 3/30/20221870228388 on 3/27/20231870228388 on 4/13/20232357579975 on 3/29/2024

No. Clients, Historic

9,0004,500020192020202120222023202420252904 on 8/2/20192994 on 3/30/20202994 on 6/30/20202994 on 11/11/20203340 on 3/31/20213340 on 5/3/20215579 on 3/30/20225970 on 3/27/20235970 on 4/13/20238623 on 3/29/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES TR S&P 500 VAL ETF 9M 51K –
ISHARES TR CORE S&P500 ETF 4M 8K –
ISHARES TR MSCI EAFE ETF 4M 50K –
ISHARES TR 1 3 YR TREAS BD 9M 107K –
VANGUARD INDEX FDS TOTAL STK MKT 106M 396K –
ISHARES TR MSCI EMG MKT ETF 2M 57K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 27M 620K –
ISHARES TR CORE US AGGBD ET 64M 659K –
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 39M 522K –
VANGUARD INDEX FDS VALUE ETF 93M 577K –
VANGUARD INDEX FDS SM CP VAL ETF 107M 585K –
VANGUARD INDEX FDS REAL ESTATE ETF 45M 539K –
VANGUARD INDEX FDS SMALL CP ETF 94M 431K –
ISHARES TR MICRO-CAP ETF 4M 36K –
ISHARES TR EAFE VALUE ETF 7M 139K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 38M 562K –
WISDOMTREE TR US HIGH DIVIDEND 249K 3K –
ISHARES TR CORE S&P TTL STK 414K 3K –
VANGUARD INDEX FDS LARGE CAP ETF 585K 2K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 51M 876K –
ISHARES TR IBOXX HI YD ETF 520K 7K –
VANGUARD BD INDEX FDS SHORT TRM BOND 63M 827K –
VANGUARD BD INDEX FDS INTERMED TERM 93M 1M –
VANGUARD BD INDEX FDS TOTAL BND MRKT 96M 1M –
SPDR INDEX SHS FDS S&P INTL SMLCP 661K 21K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 249K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 38M 769K –
ISHARES TR NATIONAL MUN ETF 1M 11K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 40M 337K –
WISDOMTREE TR EMG MKTS SMCAP 10M 186K –
SPDR SER TR PORTFLI TIPS ETF 394K 16K –
ISHARES TR EAFE SML CP ETF 2M 40K –
SPDR INDEX SHS FDS DJ GLB RL ES ETF 3M 65K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 2M 20K –
ISHARES TR GRWT ALLOCAT ETF 349K 6K –
ISHARES TR SHRT NAT MUN ETF 3M 25K –
ISHARES TR AGGRES ALLOC ETF 761K 10K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 380K 5K –
ISHARES TR RUS TOP 200 ETF 655K 5K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 30M 389K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 19M 330K –
VANGUARD INDEX FDS S&P 500 ETF SHS 94M 187K –
WISDOMTREE TR FUTRE STRAT FD 3M 69K –
VANGUARD STAR FDS VG TL INTL STK F 39M 651K –
FLEXSHARES TR MORNSTAR USMKT 22M 109K –
ISHARES INC CORE MSCI EMKT 237K 4K –
ISHARES TR CORE MSCI EAFE 390K 5K –
FLEXSHARES TR M STAR DEV MKT 15M 219K –
FLEXSHARES TR MSTAR EMKT FAC 3M 61K –
VANGUARD MALVERN FDS STRM INFPROIDX 30M 621K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 30M 617K –
TIMOTHY PLAN US LRGMD CP CORE 484K 12K –
AMERICAN CENTY ETF TR INTL SMCP VLU 22M 346K –
TIMOTHY PLAN INTL ETF 459K 17K –
TIMOTHY PLAN U S SM CP CORE 232K 7K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 11M 417K –
DIMENSIONAL ETF TRUST US EQUITY ETF 423K 7K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 45M 1M –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 4M 73K –
DIMENSIONAL ETF TRUST US TARGETED VLU 4M 85K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 37M 1M –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 13M 501K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 2M 68K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 33M 1M –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 23M 923K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 415K 11K –