ESSENTIAL INVESTMENT PARTNERS, LLC
Adviser information for ESSENTIAL INVESTMENT PARTNERS, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 263 | $180.1M |
| Non-Discretionary | 3 | $9.7M |
| Total | 266 | $189.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $11.6M |
| HNW Individuals | 49 | $167.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $10.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 79 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-70121 |
|---|---|
| SEC ERA File Number | 801-70121 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149509 |
| Legal Entity Identifier | None |
Principal Office
7887 E BELLEVIEW AVESUITE 1275
ENGLEWOOD
CO
United States
Monday - Friday, 8:30 A.M. - 4:30 P.M.
Tel: 303-333-8498, Fax: 303-333-1588
Chief Compliance Officer
KELLY A SUMNER
CLIENT SERVICE SUPERVISOR
7887 E BELLEVIEW AVE
SUITE 1275
ENGLEWOOD
CO
United States
Tel:
303.333.8498
Fax:
303.333.1588
K******@**********************M
(Full email address available in API data)
Regulatory Contact
JONATHAN F. ZESCHIN
PARTNER/CEO
7887 E BELLEVIEW AVE
SUITE 1275
ENGLEWOOD
CO
United States
Tel:
303.333.8498
Fax:
303.333.1588
J*******@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ESSENTIAL ADVISERS, INC. | Domestic Entity | – | MEMBER | 02/2009 | 50-75% |
| ZESCHIN, JONATHAN, FREDERICK | Individual | ESSENTIAL ADVISERS, INC. | PRESIDENT & TREASURER | 10/2002 | > 75% |
| ZESCHIN, JONATHAN, FREDERICK | Individual | – | PARTNER, CHIEF EXECUTIVE OFFICER | 02/2009 | < 5% |
| HAINES, MICHAEL, KENNETH | Individual | – | PARTNER, CHIEF INVESTMENT OFFICER | 01/2019 | < 5% |
| MAURER & ASSOCIATES CAPITAL MANAGEMENT, INC. | Domestic Entity | – | MEMBER | 01/2019 | 50-75% |
| HAINES, MICHAEL, KENNETH | Individual | MAURER & ASSOCIATES CAPITAL MANAGEMENT, INC. | PRESIDENT | 01/2017 | > 75% |
| SUMNER, KELLY, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |