KOBO WEALTH CONSERVANCY
KOBO WEALTH CONSERVANCY, LLC Legal Name
Adviser information for KOBO WEALTH CONSERVANCY last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hawaii, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 260 | $114.7M |
| Non-Discretionary | 13 | $22.2M |
| Total | 273 | $136.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 77 | $16.0M |
| HNW Individuals | 26 | $95.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 16 | $20.7M |
| Charitable organizations | 6 | $4.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $126,372 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-70128 |
|---|---|
| SEC ERA File Number | 801-70128 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143654 |
| Legal Entity Identifier | None |
Principal Office
841 BISHOP STREET SUITE 1620HONOLULU
HI
United States
Monday - Friday, 9:00 AM TO 4:00 PM
Tel: 808-546-1001, Fax: 808-546-1003
Websites
Chief Compliance Officer
CRISTOPHER BORDEN
MEMBER/CHIEF COMPLIANCE OFFICER
45-119A UNIT 2
KANEOHE
HI
United States
Tel:
808-292-9157
Fax:
808-356-0286
C***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BORDEN, CRISTOPHER, JON | Individual | – | MANAGER / CHIEF COMPLIANCE OFFICER | 02/2007 | 50-75% |
| KOBO, LLC | Domestic Entity | – | OWNER | 11/2008 | > 75% |
| BORDEN, CRISTOPHER, JON | Individual | KOBO, LLC | MANAGING MEMBER | 11/2008 | 25-50% |
| KOBO WEALTH CONSERVANCY AND FAMILY OFFICE LLC 401(K) PLAN TRUST FUND | Domestic Entity | KOBO, LLC | OWNER | 11/2008 | 25-50% |
| BORDEN, CHRISTOPHER, JON | Individual | KOBO WEALTH CONSERVANCY AND FAMILY OFFICE LLC 401(K) PLAN TRUST FUND | TRUSTEE TO THE PLAN TRUST | 11/2008 |