IMPACT INVESTMENT ADVISER LLC
Adviser information for IMPACT INVESTMENT ADVISER LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $612.2M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $612.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $612.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesEXPENSE REIMBURSEMENTS |
Identifiers
| SEC RIA File Number | 801-70153 |
|---|---|
| SEC ERA File Number | 801-70153 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149929 |
| Legal Entity Identifier | None |
Principal Office
450 SANSOME STREETSUITE 1000
SAN FRANCISCO
CA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 415-981-1074, Fax: None
Chief Compliance Officer
ELIZABETH E KANG
GENERAL COUNSEL & SECRETARY
450 SANSOME STREET
SUITE 1000
SAN FRANCISCO
CA
United States
Tel:
415-612-3083
L****@****************T
(Full email address available in API data)
Regulatory Contact
STEPHANIE TIRMAN
TREASURER
450 SANSOME STREET
SUITE 1000
SAN FRANCISCO
CA
United States
Tel:
(415) 964-2855
T*****@****************T
(Full email address available in API data)
Industry Affiliates
| IMPACT C.I.L. PARENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| IMPACT COMMUNITY CAPITAL LLC | Sponsor, GP, manager of pooled investment vehicles |
| IMPACT EQUITY INVESTORS LLC | Sponsor, GP, manager of pooled investment vehicles |
| IMPACT MORTGAGE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| IMPACT COMMUNITY CAPITAL LLC | Domestic Entity | – | SOLE MEMBER | 03/2009 | > 75% |
| TIRMAN, STEPHANIE | Individual | – | TREASURER | 03/2009 | < 5% |
| BRENNER, JEFFREY, EDMOND | Individual | – | PRESIDENT | 01/2017 | < 5% |
| BRENNER, JEFFREY, EDMOND | Individual | IMPACT COMMUNITY CAPITAL LLC | NON OWNER MANAGER OF IMPACT COMMUNITY CAPITAL LLC | 01/2017 | |
| LOHMEIER, MICHAEL, JOSEPH | Individual | – | CHIEF INVESTMENT OFFICER | 08/2017 | < 5% |
| KANG, ELIZABETH, EUNSEO | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2019 | < 5% |