TAILWIND ADVISORS
TAILWIND ADVISORS, LLC Legal Name
Adviser information for TAILWIND ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $132.7M |
| Non-Discretionary | 6 | $1.3B |
| Total | 22 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 16 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $358.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-70175 |
|---|---|
| SEC ERA File Number | 801-70175 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150081 |
| Legal Entity Identifier | None |
Principal Office
1320 S UNIVERSITY DRSUITE 701
FORT WORTH
TX
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 817-708-3663, Fax: 817-732-4424
Chief Compliance Officer
SHAWN HESSING
1320 S UNIVERSITY DR
SUITE 701
FORT WORTH
TX
United States
Tel:
817-708-3675
Fax:
817-732-4424
S****@*******************M
(Full email address available in API data)
Industry Affiliates
| TAILWIND FAMILY SERVICES, LLC | Accountant or accounting firm |
| TAILWIND MINERAL MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TAILWIND PHILANTHROPIC ADVISORS, LLC | Other investment adviser, including financial planners |
| TAILWIND PHILANTHROPIC ADVISORY SERVICES, LLC | Accountant or accounting firm |
| TAILWIND REAL ESTATE EQUITIES | Real estate broker or dealer |
| TAILWIND ROYALTIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TREE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TAILWIND CAPITAL SERIES, LLC | Private Equity Fund | $168.7M | $0.0M | 20 |
| TAILWIND WEST BEND, LLC | Private Equity Fund | $60.0M | $0.0M | 24 |
| TREE OPPORTUNITIES SERIES, LLC | Private Equity Fund | $57.5M | $0.0M | 20 |
| WEST BEND ENERGY PARTNERS II, LLC | Private Equity Fund | $12.0M | $0.0M | 1 |
| WEST BEND ENERGY PARTNERS III, LLC | Private Equity Fund | $47.2M | $0.0M | 10 |
| WEST BEND ENERGY PARTNERS IV, LLC | Private Equity Fund | $13.4M | $0.0M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HENDERSON, STEWART, ROLLINS | Individual | – | INVESTMENT UNITS HOLDER | 03/2009 | < 5% |
| DILLARD, JEFFREY, RUGELEY | Individual | – | MEMBER | 01/2009 | 50-75% |
| BATTON, ROBERT, JOHNSON | Individual | – | INVESTMENT UNITS HOLDER | 12/2014 | < 5% |
| HESSING, SHAWN, GAYLORD | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2018 | < 5% |
| TAILWIND COINVEST, LP | Domestic Entity | – | MEMBER | 03/2014 | 25-50% |
| HENDERSON, STEWART, ROLLINS | Individual | TAILWIND COINVEST, LP | LIMITED PARTNER | 03/2014 | 50-75% |
| BATTON, ROBERT, JOHNSON | Individual | TAILWIND COINVEST, LP | LIMITED PARTNER | 03/2014 | 50-75% |
| TAILWIND PARTNERS GP, LLC | Domestic Entity | TAILWIND COINVEST, LP | GENERAL PARTNER | 03/2014 | |
| HENDERSON, STEWART, ROLLINS | Individual | TAILWIND PARTNERS GP, LLC | MEMBER | 03/2014 | 25-50% |
| DILLARD, JEFFREY, RUGELEY | Individual | TAILWIND PARTNERS GP, LLC | MEMBER | 03/2014 | 25-50% |
| BATTON, ROBERT, JOHNSON | Individual | TAILWIND PARTNERS GP, LLC | MEMBER | 03/2014 | 25-50% |
| BRYCE, RICHARD, JOSEPH | Individual | – | INVESTMENT UNITS HOLDER | 01/2021 | < 5% |
| BRYCE, RICHARD, JOSEPH | Individual | TAILWIND COINVEST, LP | LIMITED PARTNER | 01/2021 | 25-50% |