MONTE FINANCIAL GROUP, LLC
Adviser information for MONTE FINANCIAL GROUP, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 404 | $372.8M |
| Non-Discretionary | 0 | $0 |
| Total | 404 | $372.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 287 | $77.4M |
| HNW Individuals | 114 | $291.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)FINANCIAL CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
30 LONG HILL ROADGUILFORD
CT
United States
Monday - Friday, 8:30AM - 4:30PM
Tel: 203-453-6851, Fax: None
Chief Compliance Officer
ROBERT J. MONTE
PRESIDENT/CHIEF COMPLIANCE OFFICER
30 LONG HILL ROAD
GUILFORD
CT
United States
Tel:
203-453-6851
R*************@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MONTE, ROBERT, JOHN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 06/2009 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS COM | Stock | 6M | 55K | – |
| AIR PRODS & CHEMS INC COM | Stock | 5M | 18K | – |
| ALPHABET INC CAP STK CL A | Stock | 1M | 8K | – |
| ALPHABET INC CAP STK CL C | Stock | 382K | 2K | – |
| AMAZON COM INC COM | Stock | 328K | 2K | – |
| AMERICAN EXPRESS CO COM | Stock | 2M | 7K | – |
| AMETEK INC COM | Stock | 1M | 7K | – |
| AMPHEL CORP NEW CL A | Stock | 2M | 23K | – |
| APPLE INC COM | Stock | 2M | 11K | – |
| ASTRAZENECA PLC SPONSORED ADR | ADR | 2M | 25K | – |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 4M | 16K | – |
| AVERY DENNISON CORP COM | Stock | 1M | 5K | – |
| BOEING CO COM | Stock | 234K | 1K | – |
| BROWN & BROWN INC COM | Stock | 720K | 8K | – |
| CAMPBELL SOUP CO COM | Stock | 5M | 119K | – |
| CATERPILLAR INC COM | Stock | 425K | 1K | – |
| CHEVRON CORP NEW COM | Stock | 6M | 36K | – |
| CHUBB LIMITED COM | Stock | 1M | 5K | – |
| CISCO SYS INC COM | Stock | 5M | 105K | – |
| CME GROUP INC COM | Stock | 3M | 18K | – |
| COMCAST CORP NEW CL A | Stock | 8M | 204K | – |
| CONSOLIDATED EDISON INC COM | Stock | 739K | 8K | – |
| CORNING INC COM | Stock | 6M | 160K | – |
| DECKERS OUTDOOR CORP COM | Stock | 1M | 1K | – |
| DEERE & CO COM | Stock | 215K | 575 | – |
| DELL TECHLOGIES INC CL C | Stock | 6M | 43K | – |
| DISNEY WALT CO COM | Stock | 214K | 2K | – |
| DOVER CORP COM | Stock | 202K | 1K | – |
| EATON CORP PLC SHS | Stock | 5M | 15K | – |
| EOG RES INC COM | Stock | 5M | 42K | – |
| EXXON MOBIL CORP COM | Stock | 632K | 5K | – |
| GARMIN LTD SHS | Stock | 6M | 39K | – |
| GE AEROSPACE COM NEW | Stock | 590K | 4K | – |
| GENERAC HLDGS INC COM | Stock | 1M | 9K | – |
| HARTFORD FINL SVCS GROUP INC COM | Stock | 5M | 51K | – |
| HERSHEY CO COM | Stock | 6M | 32K | – |
| HOME DEPOT INC COM | Stock | 6M | 18K | – |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 852K | 5K | – |
| INTERNATIONAL PAPER CO COM | Stock | 4M | 90K | – |
| INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 866K | 5K | – |
| ISHARES CORE S&P 500 ETF | ETF | 571K | 1K | – |
| ISHARES MSCI EAFE ETF | ETF | 539K | 7K | – |
| JOHNSON & JOHNSON COM | Stock | 5M | 36K | – |
| JPMORGAN CHASE & CO. COM | Stock | 2M | 8K | – |
| KIMBERLY-CLARK CORP COM | Stock | 4M | 27K | – |
| KLA CORP COM NEW | Stock | 1M | 2K | – |
| LINDE PLC SHS | Stock | 1M | 2K | – |
| LULULEMON ATHLETICA INC COM | Stock | 773K | 3K | – |
| M & T BK CORP COM | Stock | 5M | 31K | – |
| MERCK & CO INC COM | Stock | 6M | 47K | – |
| META PLATFORMS INC CL A | Stock | 634K | 1K | – |
| MICROSOFT CORP COM | Stock | 4M | 8K | – |
| MOODYS CORP COM | Stock | 1M | 3K | – |
| VARTIS AG SPONSORED ADR | ADR | 4M | 38K | – |
| NVIDIA CORPORATION COM | Stock | 1M | 12K | – |
| OMNICOM GROUP INC COM | Stock | 5M | 58K | – |
| OREILLY AUTOMOTIVE INC COM | Stock | 831K | 787 | – |
| PARKER-HANNIFIN CORP COM | Stock | 1M | 3K | – |
| PFIZER INC COM | Stock | 6M | 202K | – |
| PPG INDS INC COM | Stock | 3M | 27K | – |
| PRICE T ROWE GROUP INC COM | Stock | 5M | 41K | – |
| REGIONS FINANCIAL CORP NEW COM | Stock | 5M | 248K | – |
| ROPER TECHLOGIES INC COM | Stock | 268K | 475 | – |
| RTX CORPORATION COM | Stock | 7M | 68K | – |
| SOUTHERN CO COM | Stock | 1M | 18K | – |
| STANLEY BLACK & DECKER INC COM | Stock | 5M | 62K | – |
| STRYKER CORPORATION COM | Stock | 1M | 3K | – |
| TARGET CORP COM | Stock | 6M | 42K | – |
| TE CONNECTIVITY LTD SHS | Stock | 1M | 8K | – |
| TESLA INC COM | Stock | 336K | 2K | – |
| TEXAS INSTRS INC COM | Stock | 6M | 33K | – |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 1M | 2K | – |
| TJX COS INC NEW COM | Stock | 1M | 10K | – |
| TRANE TECHLOGIES PLC SHS | Stock | 1M | 4K | – |
| TREX CO INC COM | Stock | 885K | 12K | – |
| ULTA BEAUTY INC COM | Stock | 1M | 3K | – |
| UNITEDHEALTH GROUP INC COM | Stock | 2M | 5K | – |
| VISA INC COM CL A | Stock | 1M | 5K | – |
| WATSCO INC COM | Stock | 5M | 11K | – |
| WELLS FARGO CO NEW COM | Stock | 7M | 125K | – |
| WEST PHARMACEUTICAL SVSC INC COM | Stock | 673K | 2K | – |