GENERATION CAPITAL MANAGEMENT LLC
Adviser information for GENERATION CAPITAL MANAGEMENT LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 318 | $128.6M |
| Non-Discretionary | 5 | $788.0M |
| Total | 323 | $916.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 142 | $20.8M |
| HNW Individuals | 46 | $88.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.9M |
| Charitable organizations | <5 | $12.7M |
| State or municipal gov entities | 5 | $791.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-70216 |
|---|---|
| SEC ERA File Number | 801-70216 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128523 |
| Legal Entity Identifier | None |
Principal Office
1163 PITTSFORD-VICTOR ROAD#100
PITTSFORD
NY
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 585-232-8560, Fax: 585-433-0882
Websites
www.gencapmgmt.com
www.facebook.com/generationcapmgmt/
www.instagram.com/generationcapitalmgmt/
www.linkedin.com/company/generation-capital-management-inc./
www.youtube.com/@generationcapitalmanagement
www.youtube.com/@generationcapitalmanagemen1951
www.facebook.com/gencapmgmt/
www.instagram.com/gencapmgmt/
Chief Compliance Officer
MARY ANNE DEJOHN
1163 PITTSFORD-VICTOR ROAD
#100
PITTSFORD
NY
United States
Tel:
585-232-8560 X104
Fax:
585-433-0882
M******@*************M
(Full email address available in API data)
Regulatory Contact
SCOTT NASCA
PRESIDENT
1163 PITTSFORD-VICTOR ROAD
#100
PITTSFORD
NY
United States
Tel:
585-232-8560
Fax:
585-433-0882
S*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DEJOHN, MARY, ANNE | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |
| NASCA, SCOTT | Individual | – | PRESIDENT | 09/2003 | > 75% |