KAISER PARTNER FINANCIAL ADVISORS LTD.
Adviser information for KAISER PARTNER FINANCIAL ADVISORS LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 116 | $211.7M |
| Non-Discretionary | 150 | $352.1M |
| Total | 266 | $563.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 45 | $19.2M |
| HNW Individuals | 85 | $274.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $6.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $4.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 56 | $259.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 37 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-70234 |
|---|---|
| SEC ERA File Number | 801-70234 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149431 |
| Legal Entity Identifier | 967600RK3WIELV3UBL60 |
Principal Office
16 FREIGUTSTRASSEZ�RICH
Switzerland
Monday - Friday, 09:00 AM - 05:00 PM
Tel: +41 44 752 51 52, Fax: +41 44 752 51 53
Chief Compliance Officer
GABRIEL NICOL�S LARUMBE
12 KONRADSTRASSE
Z�RICH
Switzerland
Tel:
+41 44 253 67 67
C************@****************M
(Full email address available in API data)
Regulatory Contact
ANJA SCHMID
12 KONRADSTRASSE
Z�RICH
Switzerland
Tel:
+41 44 253 67 67
C************@****************M
(Full email address available in API data)
Industry Affiliates
| 21ILAB AG | Accountant or accounting firm |
| CORTRUST REG. | Trust company |
| EQUILEX TRUST REG. | Trust company |
| KAISER PARTNER (SCHWEIZ) AG | Trust company |
| KAISER PARTNER PRIVATBANK AG | Other investment adviser, including financial plannersBanking or thrift institution |
| KAISER PARTNER TRUST SERVICES ANSTALT | Trust company |
| PR�SIDIAL-ANSTALT | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TIEFENAUER, REMO | Individual | – | EXECUTIVE OFFICER, SENIOR CLIENT ADVISOR | 03/2017 | < 5% |
| KBB HOLDING AG | Foreign Entity | – | SHAREHOLDER | 07/2018 | > 75% |
| KBB STIFTUNG | Foreign Entity | KBB HOLDING AG | SHAREHOLDER | 01/2018 | > 75% |
| KAISER, FRITZ, WALTER | Individual | KBB STIFTUNG | TRUSTEE | 10/2017 | |
| KAISER, BENEDIKT, FRIEDRICH | Individual | – | MEMBER BOARD OF DIRECTORS | 09/2018 | < 5% |
| Hasler, Otmar | Individual | KBB STIFTUNG | TRUSTEE | 10/2017 | |
| KAISER PARTNER PRIVATBANK AG | Foreign Entity | – | SHAREHOLDER | 01/2020 | > 75% |
| KBB HOLDING AG | Foreign Entity | KAISER PARTNER PRIVATBANK AG | SHAREHOLDER | 01/2018 | > 75% |
| Reich, Christian | Individual | – | CHAIRMAN, BOARD OF DIRECTORS | 01/2020 | < 5% |
| LARUMBE, GABRIEL, NICOL�S | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |