CARNEGIE INVESTMENT COUNSEL
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC Legal Name
Adviser information for CARNEGIE INVESTMENT COUNSEL last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 58 |
|---|---|
| Investment Advisory/Research | 36 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 36 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 10 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7,143 | $4.1B |
| Non-Discretionary | 150 | $399.3M |
| Total | 7,293 | $4.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,948 | $1.2B |
| HNW Individuals | 665 | $2.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $35.0M |
| Charitable organizations | 48 | $180.6M |
| State or municipal gov entities | <5 | $22.2M |
| Other investment advisers | <5 | $152.4M |
| Insurance companies | <5 | $4.5M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 95 | $489.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Principal Office
30300 CHAGRIN BOULEVARDPEPPER PIKE
OH
United States
Monday - Friday, 9AM - 5PM
Tel: 216-367-4114, Fax: 216-523-8380
Chief Compliance Officer
ANN SHIGEMURA-HILDEBRAND
30300 CHAGRIN BLVD.
PEPPER PIKE
OH
United States
Tel:
800 321-2322
Fax:
216-523-8380
A********************@*****************M
(Full email address available in API data)
Regulatory Contact
GARY WAGNER
PRESIDENT AND PRINCIPAL
30300 CHAGRIN BOULEVARD
PEPPER PIKE
OH
United States
Tel:
800 321-2322
Fax:
216-523-8380
G******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WAGNER, GARY, PAUL | Individual | – | MEMBER | 04/2009 | 25-50% |
| ALT, RICHARD, LEE | Individual | – | MEMBER | 04/2009 | < 5% |
| SHIGEMURA-HILDEBRAND, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| SPIDALIERI, JOSEPH, MICHAEL | Individual | – | CHIEF OPERATING OFFICER | 11/2023 | < 5% |
| OLD VIKING II TRUST | Domestic Entity | – | MEMBER | 12/2023 | 50-75% |
| ALT, RICHARD, LEE | Domestic Entity | OLD VIKING II TRUST | TRUSTEE | 12/2023 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 251K | 2K | – |
| ABBOTT LABS | COM | 20M | 197K | – |
| ABBVIE INC | COM | 6M | 37K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 27M | 90K | – |
| ADOBE INC | COM | 40M | 72K | – |
| ADVANCED MICRO DEVICES INC | COM | 5M | 31K | – |
| AFFILIATED MANAGERS GROUP IN | COM | 3M | 17K | – |
| AFLAC INC | COM | 270K | 3K | – |
| AKAMAI TECHNOLOGIES INC | COM | 7M | 76K | – |
| ALPHABET INC | CAP STK CL A | 77M | 424K | – |
| ALPHABET INC | CAP STK CL C | 46M | 248K | – |
| ALTRIA GROUP INC | COM | 2M | 52K | – |
| AMAZON COM INC | COM | 84M | 433K | – |
| AMERICAN ELEC PWR CO INC | COM | 483K | 6K | – |
| AMERICAN EXPRESS CO | COM | 494K | 2K | – |
| AMERICAN FINL GROUP INC OHIO | COM | 425K | 3K | – |
| AMERICAN INTL GROUP INC | COM NEW | 347K | 5K | – |
| AMERICAN TOWER CORP NEW | COM | 23M | 120K | – |
| AMETEK INC | COM | 760K | 5K | – |
| AMGEN INC | COM | 30M | 96K | – |
| ANAVEX LIFE SCIENCES CORP | COM NEW | 309K | 73K | – |
| ANSYS INC | COM | 28M | 87K | – |
| APPLE INC | COM | 138M | 655K | – |
| APPLIED MATLS INC | COM | 26M | 112K | – |
| ARCHER DANIELS MIDLAND CO | COM | 359K | 6K | – |
| ARES CAPITAL CORP | COM | 5M | 249K | – |
| ARHAUS INC | COM CL A | 2M | 107K | – |
| ARISTA NETWORKS INC | COM | 1M | 4K | – |
| ARK ETF TR | INNOVATION ETF | 1M | 23K | – |
| ARRAY TECHNOLOGIES INC | COM SHS | 248K | 24K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 1M | 1K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 1M | 17K | – |
| AT&T INC | COM | 245K | 13K | – |
| ATI INC | COM | 349K | 6K | – |
| AUTODESK INC | COM | 6M | 24K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 7K | – |
| AUTOZONE INC | COM | 2M | 833 | – |
| AVERY DENNISON CORP | COM | 252K | 1K | – |
| BANK AMERICA CORP | COM | 11M | 270K | – |
| BECTON DICKINSON & CO | COM | 807K | 3K | – |
| BELLRING BRANDS INC | COMMON STOCK | 3M | 47K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 6M | 10 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 67M | 166K | – |
| BHP GROUP LTD | SPONSORED ADS | 613K | 11K | – |
| BLACKROCK INC | COM | 23M | 29K | – |
| BOEING CO | COM | 1M | 6K | – |
| BOOKING HOLDINGS INC | COM | 3M | 801 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 34K | – |
| BROADCOM INC | COM | 29M | 18K | – |
| C3 AI INC | CL A | 2M | 80K | – |
| CADENCE DESIGN SYSTEM INC | COM | 200K | 650 | – |
| CANADIAN NAT RES LTD | COM | 3M | 88K | – |
| CANADIAN NATL RY CO | COM | 213K | 2K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 1M | 13K | – |
| CARVANA CO | CL A | 5M | 36K | – |
| CASEYS GEN STORES INC | COM | 9M | 23K | – |
| CATERPILLAR INC | COM | 717K | 2K | – |
| CDW CORP | COM | 1M | 5K | – |
| CENCORA INC | COM | 1M | 6K | – |
| CENTENE CORP DEL | COM | 238K | 4K | – |
| CENTERPOINT ENERGY INC | COM | 313K | 10K | – |
| CHEVRON CORP NEW | COM | 22M | 143K | – |
| CHUBB LIMITED | COM | 10M | 37K | – |
| CHURCH & DWIGHT CO INC | COM | 14M | 139K | – |
| CINTAS CORP | COM | 13M | 19K | – |
| CISCO SYS INC | COM | 14M | 292K | – |
| CITIGROUP INC | COM NEW | 508K | 8K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 1M | 90K | – |
| CLOROX CO DEL | COM | 886K | 6K | – |
| CLOUDFLARE INC | CL A COM | 14M | 165K | – |
| CME GROUP INC | COM | 2M | 10K | – |
| CNX RES CORP | COM | 262K | 11K | – |
| COCA COLA CO | COM | 5M | 82K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 216K | 3K | – |
| COHERENT CORP | COM | 311K | 4K | – |
| COINBASE GLOBAL INC | COM CL A | 8M | 37K | – |
| COLGATE PALMOLIVE CO | COM | 2M | 20K | – |
| COMCAST CORP NEW | CL A | 5M | 128K | – |
| COMMUNITY FINANCIAL SYSTEM I | COM | 2M | 51K | – |
| CONOCOPHILLIPS | COM | 1M | 9K | – |
| CONSOLIDATED EDISON INC | COM | 455K | 5K | – |
| CONSTELLATION BRANDS INC | CL A | 2M | 8K | – |
| CORNING INC | COM | 2M | 59K | – |
| COSTCO WHSL CORP NEW | COM | 30M | 36K | – |
| CREDO TECHNOLOGY GROUP HOLDI | ORDINARY SHARES | 9M | 291K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 6M | 102K | – |
| CROWDSTRIKE HLDGS INC | CL A | 3M | 9K | – |
| CSX CORP | COM | 20M | 585K | – |
| CUMMINS INC | COM | 6M | 21K | – |
| CVS HEALTH CORP | COM | 427K | 7K | – |
| DANAHER CORPORATION | COM | 2M | 9K | – |
| DEERE & CO | COM | 13M | 36K | – |
| DELL TECHNOLOGIES INC | CL C | 481K | 3K | – |
| DEVON ENERGY CORP NEW | COM | 514K | 11K | – |
| DEXCOM INC | COM | 595K | 5K | – |
| DIAGEO PLC | SPON ADR NEW | 257K | 2K | – |
| DIAMONDBACK ENERGY INC | COM | 352K | 2K | – |
| DIGITAL RLTY TR INC | COM | 471K | 3K | – |
| DISNEY WALT CO | COM | 10M | 98K | – |
| DOMINION ENERGY INC | COM | 444K | 9K | – |
| DOVER CORP | COM | 208K | 1K | – |
| DOW INC | COM | 332K | 6K | – |
| DRAFTKINGS INC NEW | COM CL A | 19M | 505K | – |
| DTE ENERGY CO | COM | 474K | 4K | – |
| DUKE ENERGY CORP NEW | COM NEW | 614K | 6K | – |
| DUPONT DE NEMOURS INC | COM | 388K | 5K | – |
| DYNATRACE INC | COM NEW | 2M | 55K | – |
| EATON CORP PLC | SHS | 56M | 177K | – |
| EBAY INC. | COM | 229K | 4K | – |
| ECOLAB INC | COM | 28M | 116K | – |
| EDWARDS LIFESCIENCES CORP | COM | 519K | 6K | – |
| ELECTRONIC ARTS INC | COM | 1M | 9K | – |
| ELEVANCE HEALTH INC | COM | 605K | 1K | – |
| ELI LILLY & CO | COM | 6M | 7K | – |
| EMERSON ELEC CO | COM | 8M | 75K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 433K | 27K | – |
| ENTERGY CORP NEW | COM | 725K | 7K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 467K | 16K | – |
| EOG RES INC | COM | 554K | 4K | – |
| ESSENTIAL UTILS INC | COM | 868K | 23K | – |
| EXPEDIA GROUP INC | COM NEW | 391K | 3K | – |
| EXXON MOBIL CORP | COM | 6M | 50K | – |
| FARMERS & MERCHANTS BANCORP | COM | 262K | 11K | – |
| FASTENAL CO | COM | 303K | 5K | – |
| FEDEX CORP | COM | 356K | 1K | – |
| FERGUSON PLC NEW | SHS | 211K | 1K | – |
| FIDELITY COVINGTON TRUST | LOW VOLITY ETF | 232K | 4K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 3M | 73K | – |
| FIDELITY NATL INFORMATION SV | COM | 622K | 8K | – |
| FISERV INC | COM | 288K | 2K | – |
| FLEX LTD | ORD | 2M | 61K | – |
| FORD MTR CO DEL | COM | 263K | 21K | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 272K | 4K | – |
| FREEPORT-MCMORAN INC | CL B | 2M | 47K | – |
| FUBOTV INC | COM | 18K | 14K | – |
| GALLAGHER ARTHUR J & CO | COM | 288K | 1K | – |
| GE AEROSPACE | COM NEW | 574K | 4K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 818K | 10K | – |
| GE VERNOVA INC | COM | 1M | 7K | – |
| GENERAC HLDGS INC | COM | 2M | 17K | – |
| GENERAL DYNAMICS CORP | COM | 3M | 10K | – |
| GENERAL MLS INC | COM | 230K | 4K | – |
| GENUINE PARTS CO | COM | 13M | 97K | – |
| GILEAD SCIENCES INC | COM | 2M | 31K | – |
| GOLDMAN SACHS GROUP INC | COM | 3M | 6K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 3M | 50K | – |
| GSK PLC | SPONSORED ADR | 207K | 5K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 11M | 221K | – |
| HEICO CORP NEW | COM | 3M | 15K | – |
| HERSHEY CO | COM | 2M | 13K | – |
| HOME DEPOT INC | COM | 16M | 47K | – |
| HONEYWELL INTL INC | COM | 7M | 34K | – |
| HP INC | COM | 218K | 6K | – |
| HUMANA INC | COM | 287K | 769 | – |
| HUNTINGTON BANCSHARES INC | COM | 8M | 619K | – |
| HUNTINGTON INGALLS INDS INC | COM | 956K | 4K | – |
| ILLINOIS TOOL WKS INC | COM | 4M | 16K | – |
| INSIGHT ENTERPRISES INC | COM | 2M | 8K | – |
| INTEL CORP | COM | 2M | 49K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 2M | 14K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 6M | 35K | – |
| INTUIT | COM | 369K | 561 | – |
| INTUITIVE SURGICAL INC | COM NEW | 214K | 481 | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 4M | 22K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 139K | 12K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 221K | 3K | – |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 5M | 113K | – |
| INVESCO EXCH TRD SLF IDX FD | BULETSHS 2029 | 2M | 130K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 4M | 210K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 MUNI | 804K | 32K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 6M | 281K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 HY | 2M | 70K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 MUNI | 2M | 68K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 6M | 323K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 MUNI | 732K | 31K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 CB | 5M | 278K | – |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 26 | 2M | 85K | – |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 5M | 228K | – |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 1M | 14K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 209K | 5K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 100 EQL WIGH | 803K | 8K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL DIS | 2M | 32K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL STP | 238K | 8K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 610K | 17K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 9M | 56K | – |
| INVESCO QQQ TR | UNIT SER 1 | 12M | 24K | – |
| IOVANCE BIOTHERAPEUTICS INC | COM | 217K | 27K | – |
| IRON MTN INC DEL | COM | 207K | 2K | – |
| ISHARES GOLD TR | ISHARES NEW | 649K | 15K | – |
| ISHARES INC | MSCI JPN ETF NEW | 3M | 45K | – |
| ISHARES INC | MSCI MEXICO ETF | 1M | 21K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 3M | 32K | – |
| ISHARES TR | 1 3 YR TREAS BD | 1M | 16K | – |
| ISHARES TR | 3 7 YR TREAS BD | 2M | 20K | – |
| ISHARES TR | CORE DIV GRWTH | 443K | 8K | – |
| ISHARES TR | CORE MSCI EAFE | 296K | 4K | – |
| ISHARES TR | CORE MSCI TOTAL | 2M | 29K | – |
| ISHARES TR | CORE S&P MCP ETF | 2M | 40K | – |
| ISHARES TR | CORE S&P SCP ETF | 5M | 45K | – |
| ISHARES TR | CORE S&P TTL STK | 235K | 2K | – |
| ISHARES TR | CORE S&P US VLU | 327K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 8M | 14K | – |
| ISHARES TR | CORE US AGGBD ET | 710K | 7K | – |
| ISHARES TR | EAFE GRWTH ETF | 2M | 24K | – |
| ISHARES TR | EXPANDED TECH | 867K | 10K | – |
| ISHARES TR | GLOBAL 100 ETF | 235K | 2K | – |
| ISHARES TR | GLOBAL TECH ETF | 2M | 22K | – |
| ISHARES TR | IBONDS 24 TRM TS | 6M | 250K | – |
| ISHARES TR | IBONDS 25 TRM TS | 12M | 524K | – |
| ISHARES TR | ISHARES SEMICDTR | 567K | 2K | – |
| ISHARES TR | MRGSTR MD CP GRW | 959K | 14K | – |
| ISHARES TR | MSCI EAFE ETF | 2M | 21K | – |
| ISHARES TR | MSCI EMG MKT ETF | 214K | 5K | – |
| ISHARES TR | MSCI INTL QUALTY | 21M | 548K | – |
| ISHARES TR | MSCI POLAND ETF | 1M | 43K | – |
| ISHARES TR | MSCI USA QLT FCT | 2M | 12K | – |
| ISHARES TR | RUS 1000 ETF | 801K | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 1M | 3K | – |
| ISHARES TR | RUS 1000 VAL ETF | 382K | 2K | – |
| ISHARES TR | RUS 2000 GRW ETF | 2M | 8K | – |
| ISHARES TR | RUS 2000 VAL ETF | 2M | 15K | – |
| ISHARES TR | RUS MID CAP ETF | 428K | 5K | – |
| ISHARES TR | RUSSELL 2000 ETF | 3M | 16K | – |
| ISHARES TR | S&P 100 ETF | 10M | 38K | – |
| ISHARES TR | S&P 500 GRWT ETF | 3M | 38K | – |
| ISHARES TR | S&P 500 VAL ETF | 436K | 2K | – |
| ISHARES TR | S&P MC 400GR ETF | 352K | 4K | – |
| ISHARES TR | S&P MC 400VL ETF | 265K | 2K | – |
| ISHARES TR | SELECT DIVID ETF | 1M | 12K | – |
| ISHARES TR | TIPS BD ETF | 344K | 3K | – |
| ISHARES TR | U.S. FIN SVC ETF | 322K | 5K | – |
| ISHARES TR | U.S. FINLS ETF | 257K | 3K | – |
| ISHARES TR | U.S. MED DVC ETF | 817K | 15K | – |
| ISHARES TR | U.S. TECH ETF | 5M | 34K | – |
| ISHARES TR | US HLTHCARE ETF | 649K | 11K | – |
| JEFFERIES FINL GROUP INC | COM | 321K | 6K | – |
| JOHNSON & JOHNSON | COM | 20M | 134K | – |
| JPMORGAN CHASE & CO. | COM | 71M | 352K | – |
| KEYCORP | COM | 334K | 24K | – |
| KIMBERLY-CLARK CORP | COM | 2M | 11K | – |
| KINDER MORGAN INC DEL | COM | 12M | 617K | – |
| KINROSS GOLD CORP | COM | 112K | 13K | – |
| KINSALE CAP GROUP INC | COM | 20M | 52K | – |
| KKR & CO INC | COM | 579K | 6K | – |
| LABCORP HOLDINGS INC | COM SHS | 332K | 2K | – |
| LAM RESEARCH CORP | COM | 259K | 243 | – |
| LANCASTER COLONY CORP | COM | 443K | 2K | – |
| LENNAR CORP | CL B | 3M | 21K | – |
| LINCOLN ELEC HLDGS INC | COM | 4M | 20K | – |
| LINDE PLC | SHS | 674K | 2K | – |
| LISTED FD TR | ROUNDHILL BALL | 151K | 12K | – |
| LOCKHEED MARTIN CORP | COM | 13M | 29K | – |
| LOWES COS INC | COM | 34M | 153K | – |
| M & T BK CORP | COM | 413K | 3K | – |
| MARATHON OIL CORP | COM | 3M | 92K | – |
| MARATHON PETE CORP | COM | 5M | 27K | – |
| MARSH & MCLENNAN COS INC | COM | 19M | 90K | – |
| MASCO CORP | COM | 10M | 145K | – |
| MASTERCARD INCORPORATED | CL A | 51M | 115K | – |
| MCCORMICK & CO INC | COM NON VTG | 7M | 103K | – |
| MCDONALDS CORP | COM | 9M | 34K | – |
| MCKESSON CORP | COM | 859K | 1K | – |
| MEDTRONIC PLC | SHS | 368K | 5K | – |
| MERCK & CO INC | COM | 4M | 29K | – |
| META PLATFORMS INC | CL A | 42M | 83K | – |
| METLIFE INC | COM | 389K | 6K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 20M | 14K | – |
| MFS GOVT MKTS INCOME TR | SH BEN INT | 418K | 136K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 258K | 3K | – |
| MICROSOFT CORP | COM | 121M | 270K | – |
| MILESTONE SCIENTIFIC INC | COM NEW | 99K | 145K | – |
| MONDELEZ INTL INC | CL A | 710K | 11K | – |
| MONGODB INC | CL A | 635K | 3K | – |
| MONTROSE ENVIRONMENTAL GROUP | COM | 730K | 16K | – |
| MOODYS CORP | COM | 439K | 1K | – |
| MPLX LP | COM UNIT REP LTD | 365K | 9K | – |
| NASDAQ INC | COM | 251K | 4K | – |
| NEOGEN CORP | COM | 1M | 70K | – |
| NETFLIX INC | COM | 956K | 1K | – |
| NEXTERA ENERGY INC | COM | 28M | 402K | – |
| NEXTRACKER INC | CLASS A COM | 443K | 9K | – |
| NIKE INC | CL B | 14M | 181K | – |
| NORDSON CORP | COM | 641K | 3K | – |
| NORFOLK SOUTHN CORP | COM | 2M | 9K | – |
| NORTHERN TR CORP | COM | 283K | 3K | – |
| NORTHROP GRUMMAN CORP | COM | 25M | 58K | – |
| NOVARTIS AG | SPONSORED ADR | 1M | 11K | – |
| NOVO-NORDISK A S | ADR | 31M | 215K | – |
| NU HLDGS LTD | ORD SHS CL A | 18M | 1M | – |
| NUCOR CORP | COM | 203K | 1K | – |
| NUVEEN VRIABL RAT PFD & INM | COM | 221K | 12K | – |
| NVENT ELECTRIC PLC | SHS | 6M | 72K | – |
| NVIDIA CORPORATION | COM | 111M | 902K | – |
| OAKTREE SPECIALTY LENDING CO | COM | 4M | 229K | – |
| OCCIDENTAL PETE CORP | COM | 3M | 46K | – |
| OMNICOM GROUP INC | COM | 2M | 22K | – |
| ONEOK INC NEW | COM | 550K | 7K | – |
| ORACLE CORP | COM | 6M | 41K | – |
| OTIS WORLDWIDE CORP | COM | 17M | 178K | – |
| PACKAGING CORP AMER | COM | 2M | 9K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 3M | 102K | – |
| PARKER-HANNIFIN CORP | COM | 2M | 5K | – |
| PAYCHEX INC | COM | 808K | 7K | – |
| PAYPAL HLDGS INC | COM | 11M | 192K | – |
| PEPSICO INC | COM | 29M | 176K | – |
| PFIZER INC | COM | 3M | 110K | – |
| PHILIP MORRIS INTL INC | COM | 10M | 101K | – |
| PHILLIPS 66 | COM | 3M | 22K | – |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 199K | 15K | – |
| PINTEREST INC | CL A | 799K | 18K | – |
| PNC FINL SVCS GROUP INC | COM | 1M | 8K | – |
| POOL CORP | COM | 5M | 17K | – |
| POST HLDGS INC | COM | 8M | 80K | – |
| POWELL INDS INC | COM | 2M | 13K | – |
| PPG INDS INC | COM | 1M | 12K | – |
| PPL CORP | COM | 548K | 20K | – |
| PREFORMED LINE PRODS CO | COM | 854K | 7K | – |
| PRICE T ROWE GROUP INC | COM | 1M | 11K | – |
| PROCTER AND GAMBLE CO | COM | 11M | 65K | – |
| PROGRESSIVE CORP | COM | 58M | 279K | – |
| PROGYNY INC | COM | 6M | 196K | – |
| PROLOGIS INC. | COM | 2M | 18K | – |
| PROSPECT CAP CORP | NOTE 6.375% 3/0 | 564K | 568K | – |
| PUBLIC STORAGE OPER CO | COM | 474K | 2K | – |
| QUALCOMM INC | COM | 32M | 162K | – |
| QUANTA SVCS INC | COM | 495K | 2K | – |
| QUANTUMSCAPE CORP | COM CL A | 2M | 428K | – |
| REALTY INCOME CORP | COM | 4M | 80K | – |
| REDDIT INC | CL A | 8M | 126K | – |
| REPUBLIC SVCS INC | COM | 14M | 74K | – |
| RESMED INC | COM | 1M | 5K | – |
| RIVERNORTH FLEXIBLE MUN INCO | COM | 243K | 15K | – |
| RIVERNORTH FLEXIBLE MUNI INC | COM | 424K | 30K | – |
| ROCKWELL AUTOMATION INC | COM | 25M | 92K | – |
| RPM INTL INC | COM | 2M | 22K | – |
| RTX CORPORATION | COM | 11M | 113K | – |
| S&P GLOBAL INC | COM | 443K | 993 | – |
| SABINE RTY TR | UNIT BEN INT | 472K | 7K | – |
| SALESFORCE INC | COM | 243K | 944 | – |
| SAMSARA INC | COM CL A | 2M | 63K | – |
| SCHWAB CHARLES CORP | COM | 33M | 453K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US B | 419K | 6K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 630K | 9K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 671K | 17K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 391K | 8K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 480K | 11K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 830K | 13K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 6M | 77K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 417K | 4K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 727K | 11K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 201K | 3K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 203K | 4K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 6M | 70K | – |
| SELECT SECTOR SPDR TR | ENERGY | 8M | 84K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 13M | 310K | – |
| SELECT SECTOR SPDR TR | INDL | 7M | 57K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 6M | 34K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 2M | 26K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 12M | 80K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 1M | 18K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 1M | 14K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 38M | 169K | – |
| SENECA FOODS CORP NEW | CL A | 315K | 5K | – |
| SENSATA TECHNOLOGIES HLDG PL | SHS | 382K | 10K | – |
| SHELL PLC | SPON ADS | 224K | 3K | – |
| SHERWIN WILLIAMS CO | COM | 51M | 171K | – |
| SHOPIFY INC | CL A | 10M | 154K | – |
| SIMON PPTY GROUP INC NEW | COM | 228K | 2K | – |
| SIRIUS XM HOLDINGS INC | COM | 43K | 15K | – |
| SKYWORKS SOLUTIONS INC | COM | 2M | 21K | – |
| SOUTHERN CO | COM | 950K | 12K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 639K | 2K | – |
| SPDR GOLD TR | GOLD SHS | 2M | 7K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 534K | 14K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 47M | 87K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 13M | 24K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 1M | 56K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 5M | 107K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 17M | 267K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 14M | 335K | – |
| SPDR SER TR | PORTFOLIO SH TSR | 354K | 12K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 17M | 206K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 483K | 10K | – |
| SPDR SER TR | S&P BIOTECH | 9M | 92K | – |
| SPDR SER TR | S&P DIVID ETF | 3M | 21K | – |
| SPDR SER TR | S&P REGL BKG | 6M | 121K | – |
| SPHERE ENTERTAINMENT CO | CL A | 5M | 149K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 229K | 730 | – |
| SPROUT SOCIAL INC | COM CL A | 2M | 47K | – |
| STARBUCKS CORP | COM | 813K | 10K | – |
| STARWOOD PPTY TR INC | COM | 368K | 19K | – |
| STEEL DYNAMICS INC | COM | 357K | 3K | – |
| STERIS PLC | SHS USD | 12M | 55K | – |
| STRYKER CORPORATION | COM | 39M | 115K | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 303K | 5K | – |
| SYSCO CORP | COM | 2M | 21K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 7K | – |
| TARGA RES CORP | COM | 591K | 5K | – |
| TARGET CORP | COM | 363K | 2K | – |
| TE CONNECTIVITY LTD | SHS | 17M | 111K | – |
| TESLA INC | COM | 1M | 5K | – |
| TEXAS INSTRS INC | COM | 316K | 2K | – |
| THE CIGNA GROUP | COM | 1M | 3K | – |
| THE TRADE DESK INC | COM CL A | 277K | 3K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 30M | 55K | – |
| TIMKEN CO | COM | 346K | 4K | – |
| TJX COS INC NEW | COM | 23M | 206K | – |
| T-MOBILE US INC | COM | 13M | 72K | – |
| TRADEWEB MKTS INC | CL A | 13M | 123K | – |
| TRANE TECHNOLOGIES PLC | SHS | 1M | 4K | – |
| TRANSDIGM GROUP INC | COM | 305K | 239 | – |
| TRAVELERS COMPANIES INC | COM | 3M | 13K | – |
| TRUIST FINL CORP | COM | 2M | 52K | – |
| UBIQUITI INC | COM | 867K | 6K | – |
| UGI CORP NEW | COM | 381K | 17K | – |
| UIPATH INC | CL A | 1M | 86K | – |
| UNILEVER PLC | SPON ADR NEW | 398K | 7K | – |
| UNION PAC CORP | COM | 26M | 115K | – |
| UNITED PARCEL SERVICE INC | CL B | 3M | 22K | – |
| UNITED RENTALS INC | COM | 8M | 13K | – |
| UNITEDHEALTH GROUP INC | COM | 13M | 26K | – |
| US BANCORP DEL | COM NEW | 5M | 124K | – |
| VALERO ENERGY CORP | COM | 611K | 4K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 486K | 2K | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 429K | 1K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 6M | 15K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 776K | 3K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 914K | 4K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 12M | 51K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2M | 18K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 15M | 30K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 645K | 4K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 1M | 4K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 9M | 32K | – |
| VANGUARD INDEX FDS | VALUE ETF | 3M | 19K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 2M | 37K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 284K | 6K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 2M | 21K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 926K | 10K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 18M | 98K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 299K | 6K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 2M | 15K | – |
| VANGUARD WORLD FD | INF TECH ETF | 1M | 2K | – |
| VENTYX BIOSCIENCES INC | COM | 35K | 15K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 39K | – |
| VERTIV HOLDINGS CO | COM CL A | 302K | 3K | – |
| VISA INC | COM CL A | 25M | 96K | – |
| WABTEC | COM | 395K | 3K | – |
| WALMART INC | COM | 14M | 213K | – |
| WASTE CONNECTIONS INC | COM | 833K | 5K | – |
| WASTE MGMT INC DEL | COM | 10M | 47K | – |
| WATSCO INC | COM | 16M | 34K | – |
| WEC ENERGY GROUP INC | COM | 555K | 7K | – |
| WELLS FARGO CO NEW | COM | 1M | 21K | – |
| WELLTOWER INC | COM | 829K | 8K | – |
| WESTERN DIGITAL CORP. | COM | 378K | 5K | – |
| WHEATON PRECIOUS METALS CORP | COM | 427K | 8K | – |
| WINGSTOP INC | COM | 11M | 25K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 203K | 3K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 436K | 6K | – |
| WORKDAY INC | CL A | 7M | 30K | – |
| WP CAREY INC | COM | 8M | 144K | – |
| YUM BRANDS INC | COM | 261K | 2K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 14M | 44K | – |
| ZOETIS INC | CL A | 27M | 158K | – |