STONECASTLE CASH MANAGEMENT, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	48
Investment Advisory/Research	11
Registered Broker-Dealer Representatives	5
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	50

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	805	$4.2B
Non-Discretionary	166	$2.9B
Total	971	$7.1B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	14	$9.3M
Banking or thrift institutions	353	$2.0B
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	5	$100.1M
Pension and profit sharing plans	<5	$0
Charitable organizations	11	$21.5M
State or municipal gov entities	185	$1.9B
Other investment advisers	0	$0
Insurance companies	144	$606.6M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	255	$2.5B
Other	<5	$160,195

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	2

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops
Compensation	% of AUMPERCENTAGE OF GROSS INTEREST EARNED ON CLIENT BANK DEPOSITS

Identifiers

SEC RIA File Number	801-70257
SEC ERA File Number	801-70257
SEC CIK Numbers	None
SEC CRD Numbers	150592
Legal Entity Identifier	None

Principal Office

152 WEST 57TH STREET
35TH FLOOR
NEW YORK
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic