TRUBEE WEALTH ADVISORS, INC.
Adviser information for TRUBEE WEALTH ADVISORS, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,042 | $515.8M |
| Non-Discretionary | 107 | $101.2M |
| Total | 1,149 | $617.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 506 | $180.0M |
| HNW Individuals | 135 | $375.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $11.4M |
| Charitable organizations | 27 | $32.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $18.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Principal Office
600 AIRBORNE PKWYSUITE #120
BUFFALO
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 716-849-1401, Fax: 716-849-0144
Websites
Chief Compliance Officer
PATRICIA REINARD-KOPSA
600 AIRBORNE PKWY
SUITE #120
BUFFALO
NY
United States
Tel:
716-849-1401
Fax:
716-849-0144
P*******@***************M
(Full email address available in API data)
Regulatory Contact
JOHN SHINE
PRESIDENT
600 AIRBORNE PKWY
SUITE #120
BUFFALO
NY
United States
Tel:
716-849-1401
Fax:
716-849-0144
J*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PICTOR, WILLIAM ROBERT | Individual | – | VICE PRESIDENT | 01/1998 | 10-25% |
| SHEETS, MICHAEL FORMAN | Individual | – | VICE PRESIDENT | 01/1998 | < 5% |
| BOWEN, JEFFREY ALLAN | Individual | – | VICE PRESIDENT, SROP, CROP | 12/1991 | 5-10% |
| TURK, THOMAS RICHARD | Individual | – | VICE PRESIDENT | 10/2009 | 10-25% |
| GELO, CHARLES ERNEST | Individual | – | VICE PRESIDENT | 04/2009 | 10-25% |
| SHINE, JOHN DAVID | Individual | – | PRESIDENT, BRANCH MANAGER, & CEO | 07/2022 | 10-25% |
| VERBANIC, NICHOLAS | Individual | – | VICE PRESIDENT | 02/2023 | 5-10% |
| REINARD-KOPSA, PATRICIA EDITH | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| STEINWALD, HARRISON MICHAEL | Individual | – | FINOP AND CFO | 03/2024 | < 5% |