KINGFISHER CAPITAL, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	North Carolina, United States

Employees

Total Number of Employees	7
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	661	$606.8M
Non-Discretionary	0	$0
Total	661	$606.8M

Clients

Type	Number	RAUM
Individuals	138	$59.3M
HNW Individuals	115	$400.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$3.7M
Charitable organizations	11	$13.6M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	42	$130.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	7
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	544.9M

Portfolio Manager to Program	Sponsor
KINGFISHER MANAGER PROGRAM	KINGFISHER CAPITAL, LLC

Identifiers

SEC RIA File Number	801-70267
SEC ERA File Number	801-70267
SEC CIK Numbers	1483170
SEC CRD Numbers	150484
Legal Entity Identifier	None

Principal Office

201 SOUTH COLLEGE STREET
SUITE 2250
CHARLOTTE
NC
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic