TJT CAPITAL GROUP, LLC
Adviser information for TJT CAPITAL GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 612 | $314.7M |
| Non-Discretionary | 0 | $0 |
| Total | 612 | $314.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 178 | $47.1M |
| HNW Individuals | 93 | $235.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 19 | $21.7M |
| Charitable organizations | 1 | $22,456 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 16 | $9.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-70286 |
|---|---|
| SEC ERA File Number | 801-70286 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150200 |
| Legal Entity Identifier | None |
Principal Office
9 W. BROAD STREETSUITE 420
STAMFORD
CT
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 203-504-8850, Fax: 203-504-8849
Chief Compliance Officer
TIMOTHY MCFADDEN
CHIEF COMPLIANCE OFFICER
9 W. BROAD STREET
SUITE 420
STAMFORD
CT
United States
Tel:
(203) 504-8850
Fax:
(203) 504-8849
T********@*************M
(Full email address available in API data)
Regulatory Contact
TIMOTHY MCMULLAN
MANAGING MEMBER
9 W. BROAD STREET
SUITE 420
STAMFORD
CT
United States
Tel:
(203) 504-8850
Fax:
(203)504-8849
T********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCMULLAN, TIMOTHY, OWEN | Individual | – | MANAGING MEMBER | 06/2009 | 25-50% |
| COOK, JAMES, AUGUST | Individual | – | MANAGING MEMBER | 07/2009 | 25-50% |
| MCFADDEN, TIMOTHY | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2009 | 25-50% |