EAM INVESTORS, LLC
Adviser information for EAM INVESTORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $932.6M |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $932.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $248.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $162.6M |
| Pension and profit sharing plans | 2 | $42.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 3 | $479.4M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
215 HIGHWAY 101SUITE 216
SOLANA BEACH
CA
United States
Monday - Friday, 6:00 AM - 4:00 PM
Tel: 760-479-5080, Fax: 760-633-1431
Websites
Chief Compliance Officer
DEREK JOHN GAERTNER
CHIEF OPERATING OFFICER
215 HIGHWAY 101
SUITE 240
SOLANA BEACH
CA
United States
Tel:
760-479-5075
Fax:
760-633-1431
D********@***************M
(Full email address available in API data)
Regulatory Contact
IRIS KELLY
OPERATIONS & COMPLIANCE MANAGER
215 HIGHWAY 101
SUITE 216
SOLANA BEACH
CA
United States
Tel:
(760) 479-5080
Fax:
(760) 633-1431
I*****@***************M
(Full email address available in API data)
Industry Affiliates
| EAM GLOBAL INVESTORS LLC | Other investment adviser, including financial planners |
| ROTH CAPITAL PARTNERS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOSS, JOSHUA, MATTHEW | Individual | – | VICE PRESIDENT, MEMBER | 07/2007 | 5-10% |
| WEISENBERGER, MONTIE, LEE | Individual | – | SENIOR VICE PRESIDENT, MANAGING MEMBER | 07/2007 | 10-25% |
| PRENTICE, TRAVIS, TYLER | Individual | – | CEO, CHIEF INVESTMENT OFFICER, MANAGING MEMBER | 07/2007 | 10-25% |
| ROTH, BYRON, CLARENCE | Individual | CR FINANCIAL HOLDINGS, INC. | SHAREHOLDER | 01/2000 | > 75% |
| GAERTNER, DEREK, JOHN | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER | 10/2007 | < 5% |
| HURST, FRANK, PAGE | Individual | – | PRESIDENT, MANAGING MEMBER | 06/2011 | 10-25% |
| WACO LIMITED, LLC | Domestic Entity | – | MEMBER | 01/2014 | 25-50% |
| CR FINANCIAL HOLDINGS, INC. | Domestic Entity | WACO LIMITED, LLC | MEMBER | 01/2014 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Terawulf Inc | Common Stock | 4M | 996K | – |
| Geron Corp | Common Stock | 3M | 744K | – |
| BARK Inc | Common Stock | 881K | 487K | – |
| Denison Mines Corp | Common Stock | 965K | 485K | – |
| AvePoint Inc | Common Stock | 4M | 406K | – |
| ADMA Biologics Inc | Common Stock | 4M | 375K | – |
| Mesa Air Group Inc | Common Stock | 641K | 375K | – |
| AST SpaceMobile Inc | Common Stock | 4M | 362K | – |
| WisdomTree Inc | Common Stock | 4M | 362K | – |
| Rush Street Interactive Inc | Common Stock | 3M | 356K | – |
| Selectquote Inc | Common Stock | 817K | 296K | – |
| Heron Therapeutics Inc | Common Stock | 959K | 274K | – |
| Grindr Inc | Common Stock | 3M | 272K | – |
| Aveanna Healthcare Holdings Inc | Common Stock | 730K | 265K | – |
| Zeta Global Holdings Corp | Common Stock | 5M | 262K | – |
| NuScale Power Corp | Common Stock | 3M | 255K | – |
| RealReal Inc/The | Common Stock | 752K | 236K | – |
| Gannett Co Inc | Common Stock | 1M | 235K | – |
| Mama's Creations Inc | Common Stock | 2M | 233K | – |
| Bit Digital Inc | Common Stock | 705K | 222K | – |
| Paysign Inc | Common Stock | 941K | 218K | – |
| Mueller Water Products Inc | Common Stock | 4M | 216K | – |
| Powerfleet Inc NJ | Common Stock | 985K | 215K | – |
| TTM Technologies Inc | Common Stock | 4M | 211K | – |
| SEMrush Holdings Inc | Common Stock | 3M | 204K | – |
| American Superconductor Corp | Common Stock | 5M | 204K | – |
| Enovix Corp | Common Stock | 3M | 196K | – |
| FTAI Infrastructure Inc | Common Stock | 2M | 192K | – |
| Blend Labs Inc | Common Stock | 450K | 191K | – |
| Arhaus Inc | Common Stock | 3M | 188K | – |
| Nuvation Bio Inc | Common Stock | 534K | 183K | – |
| Safe Bulkers Inc | Common Stock | 1M | 182K | – |
| Nurix Therapeutics Inc | Common Stock | 4M | 174K | – |
| Tutor Perini Corp | Common Stock | 4M | 174K | – |
| Laird Superfood Inc | Common Stock | 965K | 172K | – |
| Credo Technology Group Holding Ltd | Common Stock | 5M | 169K | – |
| Virtu Financial Inc | Common Stock | 4M | 163K | – |
| CECO Environmental Corp | Common Stock | 5M | 162K | – |
| RXO Inc | Common Stock | 4M | 161K | – |
| Verra Mobility Corp | Common Stock | 4M | 158K | – |
| Oscar Health Inc | Common Stock | 2M | 155K | – |
| Hims & Hers Health Inc | Common Stock | 3M | 155K | – |
| Rayonier Advanced Materials Inc | Common Stock | 840K | 154K | – |
| Sweetgreen Inc | Common Stock | 5M | 154K | – |
| MDU Resources Group Inc | Common Stock | 4M | 152K | – |
| Cargurus Inc | Common Stock | 4M | 151K | – |
| Element Solutions Inc | Common Stock | 4M | 150K | – |
| Acacia Research Corp | Common Stock | 749K | 150K | – |
| Century Aluminum Co | Common Stock | 2M | 145K | – |
| Kyndryl Holdings Inc | Common Stock | 4M | 141K | – |
| Slipstream Communications LLC | Common Stock | 659K | 140K | – |
| Redwire Corp | Common Stock | 999K | 139K | – |
| Cleanspark Inc | Common Stock | 2M | 138K | – |
| Hudbay Minerals Inc | Common Stock | 1M | 130K | – |
| Rezolute Inc | Common Stock | 558K | 130K | – |
| Encore Energy Corp | Common Stock | 484K | 123K | – |
| Sensus Healthcare Inc | Common Stock | 613K | 115K | – |
| VAALCO Energy Inc | Common Stock | 718K | 115K | – |
| Hannon Armstrong Sustainable Infrastruct | Common Stock | 3M | 114K | – |
| Veeco Instruments Inc | Common Stock | 5M | 112K | – |
| Bioventus Inc | Common Stock | 640K | 111K | – |
| PACS Group Inc | Common Stock | 3M | 110K | – |
| Insmed Inc | Common Stock | 7M | 108K | – |
| Verint Systems Inc | Common Stock | 3M | 107K | – |
| Dyne Therapeutics Inc | Common Stock | 4M | 107K | – |
| Amkor Technology Inc | Common Stock | 4M | 106K | – |
| Aspen Aerogels Inc | Common Stock | 3M | 105K | – |
| CorMedix Inc | Common Stock | 454K | 105K | – |
| REVOLUTION Medicines Inc | Common Stock | 4M | 101K | – |
| Arteris Inc | Common Stock | 757K | 101K | – |
| Dutch Bros Inc | Common Stock | 4M | 100K | – |
| Gap Inc/The | Common Stock | 2M | 100K | – |
| JBS S/A | Common Stock | 4M | 99K | – |
| TechnipFMC PLC | Common Stock | 3M | 99K | – |
| StepStone Group Inc | Common Stock | 4M | 98K | – |
| Alpha & Omega Semiconductor Ltd | Common Stock | 4M | 97K | – |
| American Industrial Partners LP | Common Stock | 2M | 96K | – |
| RxSight Inc | Common Stock | 6M | 96K | – |
| Lincoln Educational Services Corp | Common Stock | 1M | 94K | – |
| Avidity Biosciences Inc | Common Stock | 4M | 91K | – |
| Perpetua Resources Corp | Common Stock | 458K | 88K | – |
| Delcath Systems Inc | Common Stock | 730K | 87K | – |
| Gulf Island Fabrication Inc | Common Stock | 518K | 85K | – |
| FormFactor Inc | Common Stock | 5M | 85K | – |
| Idaho Strategic Resources Inc | Common Stock | 819K | 83K | – |
| UL Solutions Inc | Common Stock | 3M | 82K | – |
| Primoris Services Corp | Common Stock | 4M | 82K | – |
| Vital Farms Inc | Common Stock | 4M | 82K | – |
| Crestview Partners LP/NY | Common Stock | 4M | 80K | – |
| Tandem Diabetes Care Inc | Common Stock | 3M | 80K | – |
| ReposiTrak Inc | Common Stock | 1M | 79K | – |
| Golden Ocean Group Ltd | Common Stock | 1M | 76K | – |
| Energy Services of America Corp | Common Stock | 547K | 76K | – |
| American Securities LLC | Common Stock | 4M | 75K | – |
| Agios Pharmaceuticals Inc | Common Stock | 3M | 74K | – |
| Ultralife Corp | Common Stock | 785K | 74K | – |
| Reservoir Media Inc | Common Stock | 584K | 74K | – |
| Immersion Corp | Common Stock | 694K | 74K | – |
| Quest Resource Holding Corp | Common Stock | 634K | 72K | – |
| RadNet Inc | Common Stock | 4M | 71K | – |
| Mueller Industries Inc | Common Stock | 4M | 71K | – |
| Verrica Pharmaceuticals Inc | Common Stock | 515K | 71K | – |
| Daktronics Inc | Common Stock | 978K | 70K | – |
| Orion Group Holdings Inc | Common Stock | 666K | 70K | – |
| AudioEye Inc | Common Stock | 1M | 69K | – |
| ATI Inc | Common Stock | 4M | 69K | – |
| FTAI Aviation Ltd | Common Stock | 7M | 68K | – |
| Q2 Holdings Inc | Common Stock | 4M | 68K | – |
| Telephone and Data Systems Inc | Common Stock | 4M | 67K | – |
| Napco Security Technologies Inc | Common Stock | 3M | 66K | – |
| Universal Electronics Inc | Common Stock | 766K | 66K | – |
| Suntx Capital Management Corp | Common Stock | 4M | 65K | – |
| Twist Bioscience Corp | Common Stock | 3M | 65K | – |
| Lands' End Inc | Common Stock | 877K | 65K | – |
| Alamos Gold Inc | Common Stock | 991K | 63K | – |
| BK LC Lux MidCo Sarl | Common Stock | 3M | 63K | – |
| Vera Therapeutics Inc | Common Stock | 2M | 62K | – |
| Kontoor Brands Inc | Common Stock | 4M | 61K | – |
| Innodata Inc | Common Stock | 908K | 61K | – |
| Cava Group Inc | Common Stock | 6M | 61K | – |
| Gray Television Inc | Common Stock | 599K | 61K | – |
| Pennant Group Inc/The | Common Stock | 1M | 60K | – |
| PROCEPT BioRobotics Corp | Common Stock | 4M | 59K | – |
| American Public Education Inc | Common Stock | 1M | 58K | – |
| JS Global Lifestyle Co Ltd | Common Stock | 4M | 58K | – |
| DT Midstream Inc | Common Stock | 4M | 58K | – |
| Crinetics Pharmaceuticals Inc | Common Stock | 3M | 57K | – |
| Coherent Corp | Common Stock | 4M | 57K | – |
| Janux Therapeutics Inc | Common Stock | 2M | 56K | – |
| Brady Corp | Common Stock | 4M | 55K | – |
| Turtle Beach Corp | Common Stock | 767K | 53K | – |
| Argan Inc | Common Stock | 4M | 52K | – |
| Snow Phipps Group LLC | Common Stock | 925K | 52K | – |
| Link Ventures LLLP | Common Stock | 1M | 51K | – |
| Teekay Tankers Ltd | Common Stock | 3M | 50K | – |
| International Seaways Inc | Common Stock | 3M | 48K | – |
| AZZ Inc | Common Stock | 4M | 48K | – |
| Cabot Corp | Common Stock | 4M | 48K | – |
| CommVault Systems Inc | Common Stock | 6M | 47K | – |
| Mayville Engineering Co Inc | Common Stock | 782K | 47K | – |
| Brink's Co/The | Common Stock | 5M | 47K | – |
| Superior Group of Cos Inc | Common Stock | 877K | 46K | – |
| Natural Grocers by Vitamin Cottage Inc | Common Stock | 969K | 46K | – |
| SkyWest Inc | Common Stock | 4M | 45K | – |
| Gencor Industries Inc | Common Stock | 855K | 44K | – |
| MediWound Ltd | Common Stock | 680K | 44K | – |
| Sterling Infrastructure Inc | Common Stock | 5M | 43K | – |
| Byrna Technologies Inc | Common Stock | 424K | 42K | – |
| Vertiv Holdings Co | Common Stock | 4M | 42K | – |
| Virco Mfg. Corp | Common Stock | 585K | 42K | – |
| Northern Technologies International Corp | Common Stock | 694K | 42K | – |
| Scorpio Tankers Inc | Common Stock | 3M | 42K | – |
| Limoneira Co | Common Stock | 862K | 41K | – |
| BellRing Brands Inc | Common Stock | 2M | 41K | – |
| Ollie's Bargain Outlet Holdings Inc | Common Stock | 4M | 41K | – |
| Agilysys Inc | Common Stock | 4M | 41K | – |
| Louisiana-Pacific Corp | Common Stock | 3M | 41K | – |
| Universal Stainless & Alloy Products Inc | Common Stock | 1M | 41K | – |
| Kirby Corp | Common Stock | 5M | 39K | – |
| Itron Inc | Common Stock | 4M | 39K | – |
| Joint Corp/The | Common Stock | 548K | 39K | – |
| GeneDx Holdings Corp | Common Stock | 1M | 39K | – |
| Lakeland Industries Inc | Common Stock | 884K | 39K | – |
| Encompass Health Corp | Common Stock | 3M | 38K | – |
| Stoke Therapeutics Inc | Common Stock | 508K | 38K | – |
| Lifeway Foods Inc | Common Stock | 467K | 37K | – |
| Vaxcyte Inc | Common Stock | 3M | 37K | – |
| SOW GOOD INC | Common Stock | 702K | 35K | – |
| Dycom Industries Inc | Common Stock | 6M | 35K | – |
| Sprouts Farmers Market Inc | Common Stock | 3M | 35K | – |
| TransMedics Group Inc | Common Stock | 5M | 34K | – |
| Maui Land & Pineapple Co Inc | Common Stock | 755K | 34K | – |
| Cirrus Logic Inc | Common Stock | 4M | 34K | – |
| Boot Barn Holdings Inc | Common Stock | 4M | 33K | – |
| Universal Technical Institute Inc | Common Stock | 521K | 33K | – |
| LeMaitre Vascular Inc | Common Stock | 3M | 33K | – |
| Electromed Inc | Common Stock | 491K | 33K | – |
| Perspective Therapeutics Inc | Common Stock | 325K | 33K | – |
| Tenet Healthcare Corp | Common Stock | 4M | 33K | – |
| Modine Manufacturing Co | Common Stock | 3M | 33K | – |
| Willdan Group Inc | Common Stock | 933K | 32K | – |
| nVent Electric PLC | Common Stock | 2M | 32K | – |
| KB Home | Common Stock | 2M | 31K | – |
| Graham Corp | Common Stock | 852K | 30K | – |
| Freshpet Inc | Common Stock | 4M | 30K | – |
| Hamilton Lane Inc | Common Stock | 4M | 30K | – |
| Mr Cooper Group Inc | Common Stock | 2M | 30K | – |
| L B Foster Co | Common Stock | 620K | 29K | – |
| Natural Gas Services Group Inc | Common Stock | 571K | 28K | – |
| Glaukos Corp | Common Stock | 3M | 28K | – |
| Strategic Education Inc | Common Stock | 3M | 28K | – |
| Impinj Inc | Common Stock | 4M | 28K | – |
| LendingTree Inc | Common Stock | 1M | 28K | – |
| AeroVironment Inc | Common Stock | 5M | 27K | – |
| Turning Point Brands Inc | Common Stock | 880K | 27K | – |
| Texas Roadhouse Inc | Common Stock | 5M | 27K | – |
| Krystal Biotech Inc | Common Stock | 5M | 26K | – |
| Onto Innovation Inc | Common Stock | 6M | 26K | – |
| Longboard Pharmaceuticals Inc | Common Stock | 690K | 26K | – |
| Elutia Inc | Common Stock | 125K | 25K | – |
| SPX Technologies Inc | Common Stock | 4M | 25K | – |
| Fluent Inc | Common Stock | 631K | 25K | – |
| Rocky Brands Inc | Common Stock | 907K | 25K | – |
| TowerBrook Capital Partners LP | Common Stock | 842K | 24K | – |
| Badger Meter Inc | Common Stock | 4M | 24K | – |
| Tidewater Inc | Common Stock | 2M | 23K | – |
| Woodward Inc | Common Stock | 4M | 22K | – |
| Celestica Inc | Common Stock | 1M | 22K | – |
| Crane Co | Common Stock | 3M | 22K | – |
| Jasper Therapeutics Inc | Common Stock | 489K | 22K | – |
| Tontine Associates LLC | Common Stock | 3M | 21K | – |
| Piper Sandler Cos | Common Stock | 5M | 20K | – |
| Universal Display Corp | Common Stock | 4M | 20K | – |
| CRA International Inc | Common Stock | 3M | 20K | – |
| Weatherford International PLC | Common Stock | 2M | 19K | – |
| Fabrinet | Common Stock | 4M | 18K | – |
| Spyre Therapeutics Inc | Common Stock | 422K | 18K | – |
| Moog Inc | Common Stock | 3M | 18K | – |
| UFP Technologies Inc | Common Stock | 5M | 18K | – |
| Powell Industries Inc | Common Stock | 2M | 17K | – |
| Limbach Holdings Inc | Common Stock | 930K | 16K | – |
| Ralph Lauren Corp | Common Stock | 3M | 16K | – |
| Curtiss-Wright Corp | Common Stock | 4M | 15K | – |
| Taylor Devices Inc | Common Stock | 675K | 15K | – |
| Comfort Systems USA Inc | Common Stock | 4M | 14K | – |
| Northeast Bank | Common Stock | 824K | 14K | – |
| Willis Lease Finance Corp | Common Stock | 927K | 13K | – |
| Camtek Ltd/Israel | Common Stock | 2M | 13K | – |
| Appfolio Inc | Common Stock | 3M | 13K | – |
| Miller Industries Inc/TN | Common Stock | 704K | 13K | – |
| Corbus Pharmaceuticals Holdings Inc | Common Stock | 571K | 13K | – |
| Moneylion Inc | Common Stock | 873K | 12K | – |
| Evercore Inc | Common Stock | 2M | 11K | – |
| Super Micro Computer Inc | Common Stock | 8M | 10K | – |
| CACI International Inc | Common Stock | 4M | 9K | – |
| Wix.com Ltd | Common Stock | 1M | 9K | – |
| Roark Capital Group Inc | Common Stock | 4M | 8K | – |
| Sezzle Inc | Common Stock | 632K | 7K | – |
| Medpace Holdings Inc | Common Stock | 3M | 7K | – |
| Nova Ltd | Common Stock | 2M | 7K | – |
| HCI Group Inc | Common Stock | 418K | 5K | – |