TRUTINA FINANCIAL
TRUTINA FINANCIAL, L.L.C. Legal Name
Adviser information for TRUTINA FINANCIAL last updated from Form ADV on December 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,108 | $874.1M |
| Non-Discretionary | 11 | $67.4M |
| Total | 1,119 | $941.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 326 | $94.9M |
| HNW Individuals | 69 | $124.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 142 | $722.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-70313 |
|---|---|
| SEC ERA File Number | 801-70313 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148866 |
| Legal Entity Identifier | None |
Principal Office
10811 MAIN STREETBELLEVUE
WA
United States
Monday - Friday, 8AM - 4:30PM
Tel: 425-401-1211, Fax: 425-401-1231
Websites
Chief Compliance Officer
GEOFFREY SCHOCK
SHAREHOLDER
10811 MAIN ST
BELLEVUE
WA
United States
Tel:
425-401-1211
Fax:
425-401-1231
G********@*******************M
(Full email address available in API data)
Industry Affiliates
| CAPFINANCIAL SECURITIES, LLC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CAPTRUST | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MYERS, MATTHEW, MICHAEL | Individual | – | MEMBER | 07/2005 | 50-75% |
| SCHOCK, GEOFFREY, PETER | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 04/2014 | 10-25% |