YORK CAPITAL MANAGEMENT
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC Legal Name
Adviser information for YORK CAPITAL MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 50 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 11 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 20 | $1.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 64 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1330 AVENUE OF THE AMERICAS, 20TH FLOORNEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 212-300-1300, Fax: 212-300-1301
Chief Compliance Officer
MEGHAN G. FORCE
CHIEF COMPLIANCE OFFICER
1330 AVENUE OF THE AMERICAS
20TH FLOOR
NEW YORK
NY
United States
Tel:
212-300-1345
Fax:
212-300-1301
M*****@**************M
(Full email address available in API data)
Regulatory Contact
BRIAN S. TRAFICANTE
COO AND GENERAL COUNSEL
1330 AVENUE OF THE AMERICAS
20TH FLOOR
NEW YORK
NY
United States
Tel:
212-300-1304
Fax:
212-300-1301
B**********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EXUMA CAPITAL, L.P. | Hedge Fund | $108.4M | $0.1M | 1 |
| KUTTURA MASTER FUND, L.P. | Hedge Fund | $68.1M | $0.0M | 1 |
| YORK AN INTERMEDIATE FUND, L.P. | Hedge Fund | $1,043.6M | $0.0M | 2 |
| YORK CAPITAL MANAGEMENT, L.P. | Hedge Fund | $37.9M | $10.0M | 151 |
| YORK CLO-1 LIMITED | CLO | $0.2M | $0.1M | 0 |
| YORK CREDIT OPPORTUNITIES FUND, L.P. | Hedge Fund | $78.7M | $10.0M | 370 |
| YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. | Hedge Fund | $85.8M | $5.0M | 281 |
| YORK EUROPEAN FOCUS MASTER FUND, L.P. | Hedge Fund | $15.2M | $10.0M | 54 |
| YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. | Hedge Fund | $58.6M | $5.0M | 155 |
| YORK GLOBAL FINANCE 3, S.A R.L. | INVESTMENT HOLDING VEHICLE | $98.1M | $0.1M | 1 |
| YORK MULTI-STRATEGY MASTER FUND, L.P. | Hedge Fund | $62.1M | $10.0M | 43 |
| YORK SPECIAL OPPORTUNITIES FUND IIC L.P. | Private Equity Fund | $73.8M | $5.0M | 2 |
| YORK SPECIAL OPPORTUNITIES FUND IIA L.P. | Private Equity Fund | $502.4M | $5.0M | 103 |
| YORK SPECIAL OPPORTUNITIES FUND IIB L.P. | Private Equity Fund | $231.3M | $5.0M | 12 |
| YORK SPECIAL OPPORTUNITIES FUND IID, L.P. | Private Equity Fund | $304.0M | $5.0M | 3 |
| YORK SPECIAL OPPORTUNITIES FUND III-A L.P. | Private Equity Fund | $201.3M | $5.0M | 76 |
| YORK SPECIAL OPPORTUNITIES FUND III-B L.P. | Private Equity Fund | $436.7M | $5.0M | 13 |
| YORK TACTICAL ENERGY FUND, L.P. | Hedge Fund | $210.0M | $10.0M | 3 |
| YORK TOTAL RETURN MASTER FUND, L.P. | Hedge Fund | $6.5M | $5.0M | 35 |
| YORK TOTAL RETURN, L.P. | Hedge Fund | $1.0M | $5.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DINAN, JAMES, GERARD | Individual | – | FOUNDER | 10/1991 | 25-50% |
| VRATTOS, WILLIAM, CHARLES | Individual | – | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | 06/2017 | 5-10% |
| AURAND, CHRISTOPHE, NFN | Individual | – | FORMER PARTNER | 01/2021 | < 5% |
| JACOBS, JONATHAN, ZALMAN | Individual | – | PORTFOLIO MANAGER, PARTNER | 01/2009 | < 5% |
| CREDIT SUISSE MANAGER HOLDINGS LIMITED | Domestic Entity | – | PASSIVE INVESTOR | 01/2016 | 25-50% |
| TRAFICANTE, BRIAN, STEVEN | Individual | – | CHIEF OPERATING OFFICER & GENERAL COUNSEL | 07/2021 | < 5% |
| SCHWARTZ, DANIEL, ALEXANDER | Individual | – | FORMER PARTNER | 01/2019 | 10-25% |
| ZHANG, MICHAEL, H. | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |
| Force, Meghan, Gillmore | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPS ETF TR | ALERIAN MLP | 6M | 120K | – |
| CEDAR FAIR L P | DEPOSITRY UNIT | 70M | 1M | – |
| NCR VOYIX CORPORATION | COM | 3M | 243K | – |
| NEXTDECADE CORP | COM | 323M | 41M | – |
| PAYSAFE LIMITED | SHS | 801K | 45K | – |
| SELECT SECTOR SPDR TR | ENERGY | 30M | 330K | – |
| SPDR SER TR | S&P OILGAS EXP | 22M | 150K | – |