16TH AMENDMENT ADVISORS LLC
Adviser information for 16TH AMENDMENT ADVISORS LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 85 | $228.8M |
| Non-Discretionary | 0 | $0 |
| Total | 85 | $228.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 83 | $189.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $39.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-70324 |
|---|---|
| SEC ERA File Number | 801-70324 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150575 |
| Legal Entity Identifier | None |
Principal Office
ONE ROCKEFELLER PLAZASUITE 2130
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 212-332-1600, Fax: 212-332-1601
Websites
Chief Compliance Officer
JOHN LEE
MANAGING MEMBER
ONE ROCKEFELLER PLAZA
SUITE 2130
NEW YORK
NY
United States
Tel:
212-332-1600
Fax:
212-332-1601
J***@***************M
(Full email address available in API data)
Industry Affiliates
| GENERAL PARTNER | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VICKSBURG MUNICIPAL TRADING FUND LP | Hedge Fund | $35.0M | $1.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEE, JOHN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2009 | 25-50% |
| MCCARTHY, RICHARD, JED | Individual | – | MEMBER / CO-PORTFOLIO MANAGER | 05/2009 | 25-50% |
| JED MCCARTHY 2022 FAMILY TRUST | Domestic Entity | – | MEMBER | 05/2009 | 10-25% |
| LEE, JOHN, JOSEPH | Individual | JED MCCARTHY 2022 FAMILY TRUST | TRUSTEE/MEMBER | 03/2011 | 25-50% |